13F-HR 1 g85303e13fvhr.txt THE OTTER CREEK MANAGEMENT FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9-30-03 Check here if Amendment [ ]; Amendment Number: _______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. Address: 400 Royal Palm Way, Ste. 212 Palm Beach, FL 33480 _____________________________ Form 13F File Number: 28-_______________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: Chief Financial Officer Phone: 561-832-4110 Signature, Place, and Date of Signing: /s/ Joseph W. O'Neill Jr. Palm Beach, FL 10-16-03 ------------------------- -------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------- ---------------------------------------- [Repeat as necessary.) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 179 ---------- Form 13F Information Table Value Total: 252,157 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- _____ __________________ ________________________________ [Repeat as necessary.] Page 1 of 3 Otter Creek Management PORTFOLIO APPRAISAL 30-Sep-03 FOR M 13F SUMMARY PAGE Report Summary: Number of other Included Managers: -- Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total: 252,157
FORM 13F INFORMATION TABLE VOTING OTHER AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANA- -------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN GERS SOLE SHARED ----------------------------------------------------------------------------------------------------------------------------------- 3COM CORP COM COMMON STOCK 885535104 1,646 279,000 SH SOLE 279,000 3M COMPANY COMMON STOCK 88579y101 414 6,000 SH SOLE 6,000 ABERDEEN ASIA PACIFIC INCOME FUND INC MUTUAL FUNDS - LONG 003009107 2,000 350,878 SH SOLE 350,878 ACTIVISION INC NEW COMMON STOCK 004930202 131 11,000 SH SOLE 11,000 ALVARION LTD COMMON STOCK m0861t100 93 14,500 SH SOLE 14,500 AMAZON COM INC CONV SUB NTS CONVERTIBLE BONDS 023135AF3 5,246 5,500,000 PRN SOLE 5,500,000 AMDOCS LTD CONV CONVERTIBLE BONDS 02342tab5 6,440 6,530,000 PRN SOLE 6,530,000 AMERICAN INTL GROUP CONVERTIBLE BONDS 026874an7 822 877,000 PRN SOLE 877,000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 259 6,200 SH SOLE 6,200 ANALOG DEVICES INC CONV SUB NT CONVERTIBLE BONDS 032654AD7 13,511 13,279,000 PRN SOLE 13,279,000 AOL TIME WARNER INC COMMON STOCK 00184a105 181 12,000 SH SOLE 12,000 APPLE COMPUTER INC NOTES CALLABLE CORPORATE BONDS 037833AA8 9,196 9,105,000 PRN SOLE 9,105,000 APPLIED FILMS CORP COM COMMON STOCK 038197109 1,527 51,364 SH SOLE 51,364 ARCHER-DANIELS- MIDLAND CO COMMON STOCK 039483102 198 15,100 SH SOLE 15,100 ARTESYN TECHNOLOGIES INC COMMON STOCK 043127109 163 21,500 SH SOLE 21,500 ATARI INC COMMON STOCK 04651m105 319 78,100 SH SOLE 78,100 AVIRON CONV SUB NT CONVERTIBLE BONDS 053762ad2 101 100,000 PRN SOLE 100,000 BANK OF CAROLINAS MOCKSVILLE NORTH CAROLIN COMMON STOCK 06423t102 340 25,950 SH SOLE 25,950 BAXTER INTERNATIONAL INC 7.00% PFD DUE 2/1 CONVERTIBLE PREFERRED 071813406 211 4,000 SH SOLE 4,000 BENTON OIL & GAS CO SR NOTE CORPORATE BONDS 083288AE0 9,535 9,680,000 PRN SOLE 9,680,000 BIOMET INC COMMON STOCK 090613100 689 20,500 SH SOLE 20,500 BLACKROCK INSURED MUNICIPAL 2008 TERM TRUS MUTUAL FUNDS - LONG 09247k109 292 17,000 SH SOLE 17,000 BOWATER INC DEBS -REG- CORPORATE BONDS 102183ac4 547 500,000 PRN SOLE 500,000 BRILLIAN CORPORATION COMMON STOCK 10949P107 1,037 115,125 SH SOLE 115,125 BROCADE COMMUNICATIONS SYSTEM INC CONV SUB NOTE CONVERTIBLE BONDS 111621ab4 1,653 1,900,000 PRN SOLE 1,900,000 BUNGE LTD COMMON STOCK g16962105 688 25,000 SH SOLE 25,000 BURLINGTON RESOURCES INC COMMON STOCK 122014103 12,513 259,600 SH SOLE 259,600 CABLE & WIRELESS PLC SPONSORED ADR AMERICAN DEP. RE. 126830207 915 162,000 SH SOLE 162,000 CALL K-SWISS INC OCT 035 **** CALLS - LONG 4826869j3 7 40 CALL SOLE 40 CALL NETIQ CORP JAN12.50**** CALLS - LONG 6e399w9a2 8 70 CALL SOLE 70 CALL QLOGIC CORP OCT 050 **** CALLS - LONG 7472779j2wi 10 120 CALL SOLE 120 CALL SYMANTEC CP NOV 060 **** CALLS - LONG 8715039k6wi 12 20 CALL SOLE 20 CALL TUPPERWARE OCT 015 **** CALLS - LONG 8998969j5 2 100 CALL SOLE 100 CELERITEK INC COMMON STOCK 150926103 952 119,800 SH SOLE 119,800 CELESTICA INC LIQUID YIELD OPT NT CONVERTIBLE BONDS 15101qaa6 4,210 8,000,000 PRN SOLE 8,000,000 CENTILLIUM COMMUNICATIONS INC COMMON STOCK 152319109 364 51,500 SH SOLE 51,500 CENUCO INC COMMON STOCK 15670x104 17 15,000 SH SOLE 15,000 CHUBB CORP COMMON STOCK 171232101 577 8,900 SH SOLE 8,900 CIENA CORP CONV NT CONVERTIBLE BONDS 171779AA9 6,211 7,340,000 PRN SOLE 7,340,000 CINCINNATI BELL INC SR NT 144A CORPORATE BONDS 171871aa4 297 300,000 PRN SOLE 300,000 CISCO SYSTEMS INC COMMON STOCK 17275r102 196 10,000 SH SOLE 10,000 CLARENT CORP COMMON STOCK 180461105 17 1,100,000 SH SOLE 1,100,000 COCA COLA ENTERPRISES INC COMMON STOCK 191219104 210 11,000 SH SOLE 11,000 COMVERSE TECHNOLOGY INC CVT1.500% 12/01/2005 DD 11/22/0 CONVERTIBLE BONDS 205862AJ4 5,032 5,235,000 PRN SOLE 5,235,000 CONAGRA FOODS INC COMMON STOCK 205887102 913 43,000 SH SOLE 43,000 CONSECO INC PFD PREFERRED STOCK 208464875 984 40,000 SH SOLE 40,000 CORNING INC CONV DEBS CONVERTIBLE BONDS 219350aj4 66 87,000 PRN SOLE 87,000 CROSS COUNTRY HEALTHCARE INC COMMON STOCK 227483104 479 34,000 SH SOLE 34,000 DARDEN RESTAURANTS INC COMMON STOCK 237194105 190 10,000 SH SOLE 10,000 DELPHI CORP COMMON STOCK 247126105 453 50,000 SH SOLE 50,000 DEVON ENERGY CORPORATION NEW SR DEB CONV ZERO CPN CONVERTIBLE BONDS 25179MAD5 8,531 15,799,000 PRN SOLE 15,799,000 DIAMONDS TRUST-UNIT SERIES 1 COMMON STOCK 252787106 279 3,000 SH SOLE 3,000 DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 252 12,500 SH SOLE 12,500 ENERGY FACTORS CV S/D-REG CONVERTIBLE BONDS 292667ab8 260 400,000 PRN SOLE 400,000
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FORM 13F INFORMATION TABLE VOTING OTHER AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANA- -------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN GERS SOLE SHARED ----------------------------------------------------------------------------------------------------------------------------------- ENTEGRIS INC COMMON STOCK 29362U104 254 22,500 SH SOLE 22,500 EXPRESS SCRIPTS INC COMMON COMMON STOCK 302182100 795 13,000 SH SOLE 13,000 EXTREME NETWORKS CVT 144A3.500% 12/01/2006 DD 12/05/01 CONVERTIBLE BONDS 30226DAA4 592 650,000 PRN SOLE 650,000 EXTREME NETWORKS INC NT CVT3.500% 12/01/2006 DD 12/05/0 CONVERTIBLE BONDS 30226DAB2 5,460 6,000,000 PRN SOLE 6,000,000 FINANCIAL INDS CORP COMMON STOCK 317574101 5,959 419,681 SH SOLE 419,681 FINISH LINE INC-CL A COMMON STOCK 317923100 206 7,850 SH SOLE 7,850 FIRST DATA CORP COMMON STOCK 319963104 240 6,000 SH SOLE 6,000 FLEXTRONICS INTERNATIONAL LTD COMMON STOCK y2573f102 142 10,000 SH SOLE 10,000 FLOW INTL INC COMMON STOCK 343468104 963 460,822 SH SOLE 460,822 FREEPORT-MCMORAN COPPER & GOLDDEP SH REP 0 CONVERTIBLE PREFERRED 35671D501 2,190 77,300 SH SOLE 77,300 FSI INTL INC COMMON STOCK 302633102 1,802 353,279 SH SOLE 353,279 GATX CORP COM COMMON STOCK 361448103 275 13,000 SH SOLE 13,000 GENERAL MOTORS CORP- CL H NEW COMMON STOCK 370442832 358 25,000 SH SOLE 25,000 GENUS INC COMMON STOCK 372461103 111 26,962 SH SOLE 26,962 GEVITY HR INC COMMON STOCK 374393106 548 37,174 SH SOLE 37,174 GLOBAL CROSSING GBLXQ 9.125% 11/15/2006 DEFAULTED CORP. BONDS 37931KAG6 99 1,340,000 PRN SOLE 1,340,000 GLOBAL CROSSING HLDG LTD SR NT GBLXQ 8.7% 08/01/2007 DEFAULTED CORP. BONDS 37931kal5 13 175,000 PRN SOLE 175,000 GLOBAL CROSSING HLDGS LTD SENIOR NOTES DEFAULTED CORP. BONDS 37931kab7 245 3,325,000 PRN SOLE 3,325,000 GREAT LAKES CHEMICAL CORP COMMON STOCK 390568103 1,040 51,700 SH SOLE 51,700 GREAT PLAINS ENERGY INC COM COMMON STOCK 391164100 2,216 73,100 SH SOLE 73,100 HARBOR GLOBAL COMPANY LTD LIMITED PART. - LONG g4285w100 529 58,800 SH SOLE 58,800 HEWLETT PACKARD CO COMMON STOCK 428236103 213 11,000 SH SOLE 11,000 HOME DEPOT INC COMMON STOCK 437076102 223 7,000 SH SOLE 7,000 HYPERION 2005 INVESTMENT GRADE OPPORTUNITY MUTUAL FUNDS - LONG 448918102 209 22,000 SH SOLE 22,000 IBIS TECHNOLOGY CORP COMMON STOCK 450909106 179 15,000 SH SOLE 15,000 INFOCUS CORP COM COMMON STOCK 45665B106 3,796 781,056 SH SOLE 781,056 INFORMATICA CORPORATION COMMON STOCK 45666q102 75 10,000 SH SOLE 10,000 INTEGRATED DEVICE TECH INC COMMON STOCK 458118106 946 76,200 SH SOLE 76,200 INTERNAP NETWORK SVCS CORP COM COMMON STOCK 45885A102 849 690,050 SH SOLE 690,050 INTERNATIONAL RECTIFIER CORP SUB NT CONV CONVERTIBLE BONDS 460254AE5 6,763 7,100,000 PRN SOLE 7,100,000 ISHARES TRUST 1-3 YR TREASURY INDEX FUND MUTUAL FUNDS - LONG 464287457 3,309 40,000 SH SOLE 40,000 ISHARES TRUST DOW JONES US FINANCIAL SVCS COMMON STOCK 464287770 371 4,000 SH SOLE 4,000 ISHARESTRUST 20+YR TREASURY INDEX FUND MUTUAL FUNDS - LONG 464287432 265 3,000 SH SOLE 3,000 KERR MCGEE CORP DECS % EXCHANGEABLE INTO C PREFERRED STOCK 492386305 2,512 58,100 SH SOLE 58,100 LIBERTY MEDIA CORP SER A NEW COMMON STOCK 530718105 211 21,200 SH SOLE 21,200 LONE STAR TECHNOLOGIES INC SR SUB NT SER-B CORPORATE BONDS 542312AB9 4,584 4,630,000 PRN SOLE 4,630,000 LTX CORP CONV SUB NTE CONVERTIBLE BONDS 502392ae3 217 250,000 PRN SOLE 250,000 MAD CATZ INTERACTIVE INC COMMON STOCK 556162105 49 63,400 SH SOLE 63,400 MAGNETEK INC COMMON STOCK 559424106 652 131,700 SH SOLE 131,700 MAVERICK TUBE CORP COM COMMON STOCK 577914104 3,382 217,900 SH SOLE 217,900 MERCURY INTERACTIVE CORP SUB NT CONV CONVERTIBLE BONDS 589405AB5 3,130 3,150,000 PRN SOLE 3,150,000 MFS GOVERNMENT MARKETS INCOME TRUST-SBI MUTUAL FUNDS - LONG 552939100 68 10,000 SH SOLE 10,000 MICROSOFT CORP COMMON STOCK 594918104 208 7,500 SH SOLE 7,500 MONROE BANCORP-IND COMMON STOCK 610313108 572 40,400 SH SOLE 40,400 MOTOROLA INC SUB LIQUID YLD OPT NOTE ZERO CONVERTIBLE BONDS 620076aj8 6,025 7,496,000 PRN SOLE 7,496,000 NASTECH PHARMACEUTICAL CO INC NEW ($0.006 COMMON STOCK 631728409 271 27,100 SH SOLE 27,100 NATIONAL-OILWELL INC COMMON STOCK 637071101 1,542 85,000 SH SOLE 85,000 NETFLIX COM INC COMMON STOCK 64110l106 487 14,500 SH SOLE 14,500 NETIQ CORP COMMON STOCK 64115p102 119 10,000 SH SOLE 10,000 NEWELL RUBBERMAID INC COMMON STOCK 651229106 401 18,500 SH SOLE 18,500 NUANCE COMMUNICATIONS INC COMMON STOCK 669967101 63 10,927 SH SOLE 10,927 OAK INDUSTRIES INC SUB CONV NTS CONVERTIBLE BONDS 671400al3 1,284 1,353,000 PRN SOLE 1,353,000 ON SEMICONDUCTOR CORP COMMON STOCK 682189105 164 40,000 SH SOLE 40,000 ONI SYS CORP CVT SUB NT5.000% 10/15/2005 DD 10/27/00 CONVERTIBLE BONDS 68273FAA1 1,809 1,800,000 PRN SOLE 1,800,000 PANAMSAT CORP NEW NOTE CORPORATE BONDS 697933ak5 204 200,000 PRN SOLE 200,000 PANAMSAT CORP NEW NOTES CORPORATE BONDS 697933al3 1,033 1,000,000 PRN SOLE 1,000,000 PARK ELECTROCHEMICAL COM COMMON STOCK 700416209 569 25,000 SH SOLE 25,000 PC-TEL INC COM COMMON STOCK 69325Q105 1,317 123,400 SH SOLE 123,400 PETROCORP INC COMMON STOCK 71645N101 7,683 570,830 SH SOLE 570,830 PFIZER INC COMMON STOCK 717081103 820 27,000 SH SOLE 27,000 POWER-ONE INC COMMON STOCK 739308104 344 33,400 SH SOLE 33,400 PRAXAIR INC COMMON STOCK 74005p104 223 3,600 SH SOLE 3,600 Progress Energy-CONT. VALUE OBLIG. COMMON STOCK 743263aa3 34 337,000 SH SOLE 337,000 PUT CAREER EDUCA JAN 035 CBOE ADJ 2 FOR 1 PUTS - LONG 1416659m3 15 160 PUT SOLE 160 PUT CAREER EDUCA OCT32.50CBOE ADJ 2 FOR 1 PUTS - LONG 1416659v3 8 200 PUT SOLE 200 PUT CHICOS FAS FEB 035 **** PUTS - LONG 1686159n4 413 750 PUT SOLE 750 PUT CHICOS FAS NOV22.50**** PUTS - LONG 1686159w4 4 195 PUT SOLE 195
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FORM 13F INFORMATION TABLE VOTING OTHER AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT MANA- -------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN GERS SOLE SHARED ----------------------------------------------------------------------------------------------------------------------------------- PUT CORNING INC FEB 010 **** PUTS - LONG 2193509n7 43 250 PUT SOLE 250 PUT CORNING INC NOV 7.50**** PUTS - LONG 2193509w7 23 928 PUT SOLE 928 PUT DIGITAL INSI OCT 025 AMEX PUTS - LONG 25385p9v0 39 80 PUT SOLE 80 PUT IBM OCT 090 **** PUTS - LONG 4592009v5wi 10 30 PUT SOLE 30 PUT IRWIN FINCL NOV 020 **** PUTS - LONG 4641199w8 10 340 PUT SOLE 340 PUT IRWIN FINCL NOV 025 PUTS - LONG 4641199w8 223 1,486 PUT SOLE 1,486 PUT IRWIN FINCL NOV22.50**** PUTS - LONG 4641199w8 54 830 PUT SOLE 830 PUT NATL CITY CP JAN 035 AMEX PUTS - LONG 6354059m7 60 100 PUT SOLE 100 PUT NATL CITY CP JAN32.50AMEX PUTS - LONG 6354059m7 102 275 PUT SOLE 275 PUT NETEASE COM OCT 060 CBOE PUTS - LONG 64110w9v6wi 12 20 PUT SOLE 20 PUT NETFLIX INC OCT 035 CBOE PUTS - LONG 64110l9v0 53 140 PUT SOLE 140 PUT NEW CENTURY JAN 030 **** ADJ 3 FOR 2 PUTS - LONG 64352d9m5 50 120 PUT SOLE 120 PUT NEW CENTURY NOV 030 **** ADJ 3 FOR 2 PUTS - LONG 64352d9w3 20 60 PUT SOLE 60 PUT RENT ACENTER DEC 030 **** ADJ 5 FOR 2 PUTS - LONG 76009n9x0 5 30 PUT SOLE 30 PUT SCIENTIFIC A JAN 030 **** LONG TERM O PUTS - LONG 80865p9m4 30 50 PUT SOLE 50 PUT SILICON LABS APR 055 AMEX PUTS - LONG 8269199p9wi 182 140 PUT SOLE 140 QUEST DIAGNOSTICS INC COMMON STOCK 74834l100 273 4,500 SH SOLE 4,500 QUEST SOFTWARE INC COMMON STOCK 74834t103 206 17,000 SH SOLE 17,000 RF MICRO DEVICES INC SUB NT CONV CONVERTIBLE BONDS 749941AB6 11,182 11,266,000 PRN SOLE 11,266,000 RIO TINTO PLC SPONSORED ADR AMERICAN DEPO. RE. 767204100 1,650 18,800 SH SBC COMMUNICATIONS INC COMMON STOCK 78387g103 267 12,000 SH SOLE 12,000 SCIENTIFIC GAMES CORP CL A COMMON STOCK 80874p109 114 10,000 SH SOLE 10,000 SCUDDER INTER GOVT TR SHS MUTUAL FUNDS - LONG 811163104 5,361 781,460 SH SOLE 781,460 SEABULK INTL INC COM COMMON STOCK 81169P101 1,222 167,600 SH SOLE 167,600 SELECT SECTOR SPDR FUND SHS BEN INT MATERI COMMON STOCK 81369y100 262 12,000 SH SOLE 12,000 SELECTICA INC DEL COMMON STOCK 816288104 565 119,000 SH SOLE 119,000 SMITHFIELD FOODS INC COMMON STOCK 832248108 384 20,000 SH SOLE 20,000 SOUTHWALL TECHNOLOGIES INC COMMON STOCK 844909101 46 20,000 SH SOLE 20,000 SOUTHWEST GAS CORP COM COMMON STOCK 844895102 3,827 168,600 SH SOLE 168,600 SPINNAKER EXPL CO COMMON STOCK 84855w109 288 12,000 SH SOLE 12,000 STANDARD & POORS DEPOSITARY RECEIPTS (SPDR COMMON STOCK 78462f103 290 2,900 SH SOLE 2,900 STANLEY WORKS COMMON STOCK 854616109 218 7,400 SH SOLE 7,400 SUN MICROSYSTEMS INC COM COMMON STOCK 866810104 530 160,000 SH SOLE 160,000 SUN MICROSYSTEMS INC SR NOTE CORPORATE BONDS 866810ad6 6,145 5,891,000 PRN SOLE 5,891,000 SUN MICROSYSTEMS INC SR NOTE CORPORATE BONDS 866810ae4 191 170,000 PRN SOLE 170,000 SUNNCOMM TECHNOLOGIES INC COMMON STOCK 86744r100 298 1,720,000 SH SOLE 1,720,000 SUPERVALU INC COMMON STOCK 868536103 573 24,000 SH SOLE 24,000 SYMANTEC CORP COMMON STOCK 871503108 284 4,500 SH SOLE 4,500 SYPRIS SOLUTIONS INC COMMON STOCK 871655106 1,087 79,171 SH SOLE 79,171 TCW DW TERM TRUST 2003-SBI MUTUAL FUNDS - LONG 87234U108 7,910 746,900 SH SOLE 746,900 THERMAWAVE INC COM COMMON STOCK 88343A108 643 184,795 SH SOLE 184,795 THOMAS & BETTS CORP SR NTS CORPORATE BONDS 884315aa0 189 185,000 PRN SOLE 185,000 THREE-FIVE SYS INC COMMON STOCK 88554L108 2,720 493,600 SH SOLE 493,600 TIDEWATER INC COMMON STOCK 886423102 883 31,200 SH SOLE 31,200 TIVO INC COMMON STOCK 888706108 1,000 135,000 SH SOLE 135,000 TRIBUNE CO NEW COMMON STOCK 896047107 252 5,500 SH SOLE 5,500 TRIMBLE NAV LTD COMMON STOCK 896239100 5,408 233,600 SH SOLE 233,600 TRIQUINT SEMICONDUCTOR INC CONV SUB NOTE REGD CONVERTIBLE BONDS 89674kab9 508 590,000 PRN SOLE 590,000 TUPPERWARE CORP COMMON STOCK 899896104 562 42,000 SH SOLE 42,000 TYSON FOODS INC CL A COMMON STOCK 902494103 1,766 125,000 SH SOLE 125,000 TYSON FOODS INC NOTES CORPORATE BONDS 902494AK9 9,382 9,000,000 PRN SOLE 9,000,000 URBAN OUTFITTERS INC COMMON STOCK 917047102 235 9,000 SH SOLE 9,000 VESTA INS GROUP INC COM COMMON STOCK 925391104 205 87,500 SH SOLE 87,500 VIACOM INC-CL A COMMON STOCK 925524100 349 9,100 SH SOLE 9,100 WATCHGUARD TECHNOLOGIES INC COMMON STOCK 941105108 346 64,700 SH SOLE 64,700 WELLS FARGO & CO-NEW COMMON STOCK 949746101 314 6,100 SH SOLE 6,100 WESTAIM CORP COM COMMON STOCK 956909105 71 28,800 SH SOLE 28,800 XL CAPITAL LTD-CL A COMMON STOCK g98255105 387 5,000 SH SOLE 5,000