13F-HR 1 g82147f2e13fvhr.txt OTTER CREEK MANAGEMENT, INC.-3/28/2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-28-02 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. Address: 400 Royal Palm Way Suite 212 Palm Beach, FL 33480 Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill, Jr. Title: Chief Financial Officer Phone: 561-832-4110 Signature, Place, and Date of Signing: /s/ J. W. O'Neill, Jr. Palm Beach, FL 4-14-03 ------------------------ ---------------------- ------------ [Signature] [City, State] [Date]
Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name ------------------- --------------------------------- [Repeat as necessary.]
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 87 ----------- Form 13F Information Table Value Total: 117,527 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-10442 NONE ---- ------------------- --------------------------------- [Repeat as necessary.]
Otter Creek Management PORTFOLIO APPRAISAL 28-Mar-02 FOR M 13F SUMMARY PAGE Report Summary: Number of other Included Managers: - Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: 117,527 FORM 13F INFORMATION TABLE
VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x$1000) ------------------------------------------------ ---------------------------- --------- -------------- ACCEPTANCE INSURANCE COMPANIES INC COMMON STOCK 004308102 87 ADAPTEC INC CONV SUB NOTES CONVERTIBLE BONDS 00651fac2 1,659 ADELPHIA COMMUNICATIONS CORP CONV SUB NTS 3.25% 05/01/2021 DEFAULTED CORPORATE BONDS 006848bh7 402 ADEPT TECHNOLOGY INC COMMON STOCK 006854103 55 AEGON NV-ORD AMERICAN REGD DG 1 PAR COMMON STOCK 007924103 690 ALBANY MOLECULAR RESH INC COM COMMON STOCK 012423109 568 ANSWERTHINK INC COMMON STOCK 036916104 169 APPLIED FILMS CORP COM COMMON STOCK 038197109 827 ARBOR SOFTWARE CORP SUB NOTE CONV CONVERTIBLE BONDS 038918ac2 54 BANK OF CAROLINAS MOCKSVILLE NORTH CAROLIN COMMON STOCK 06423t102 260 BANKATLANTIC BANCORP INC CONV SUB DEBS CONVERTIBLE BONDS 065908ac9 153 BURLINGTON RES INC COM COMMON STOCK 122014103 5,613 CABLE & WIRELESS PLC SPONSORED ADR AMERICAN DEPOSITORY RECEIPTS 126830207 1,693 CENUCO INC COMMON STOCK 15670x104 7 CIENA CORP NT CVT3.750% 02/01/2008 DD 02/09/01 CONVERTIBLE BONDS 171779AA9 5,605 CLARENT CORP COMMON STOCK 180461105 146 CORNING CVTZEROCPN 11/08/2015 DD 11/08/00 CONVERTIBLE BONDS 219350AJ4 3,075 DENTSPLY INTERNATIONAL INC NEW COMMON STOCK 249030107 927 DEVON ENERGY COR SR DEB CONVZEROCPN 06/27/2020 DD 12/01/00 CONVERTIBLE BONDS 25179MAD5 5,914 DIAMOND OFFSHORE DRILLING INC DEB ZERO CPN CONVERTIBLE BONDS 25271cac6 2,040 DIAMONDS TRUST-UNIT SERIES 1 COMMON STOCK 252787106 373 DRUGSTORE COM INC COM COMMON STOCK 262241102 653 EL PASO CORP CONV DEB 0% CPN CONVERTIBLE BONDS 28336lac3 3,559 ELECTRIC FUEL CORP COM COMMON STOCK 284871100 31 EMPIRE FEDERAL BANCORP INC COMMON STOCK 291657104 404 ENERGY FACTORS CV S/D-REG CONVERTIBLE BONDS 292667ab8 336 EVOLVING SYSTEMS INC COMMON STOCK 30049r100 25 EXTREME NETWORKS CVT 144A3.500% 12/01/2006 DD 12/05/01 CONVERTIBLE BONDS 30226DAA4 247 FINANCIAL INDS CORP COMMON STOCK 317574101 861 FIRST FEDERAL CAPITAL CORP COMMON STOCK 319960100 189 FLOW INTL INC COMMON STOCK 343468104 4,006 FREEPORT MCMORAN COPPER & GOLD INC-DEP SHS PREFERRED STOCK 35671d600 2,831 FREEPORT-MCMORAN COPPER & GOLDDEP SH REP 0 CONVERTIBLE PREFERRED 35671D501 2,697 FSI INTL INC COMMON STOCK 302633102 294 GATX CORP COM COMMON STOCK 361448103 890 GENERAL MOTORS CORP-CL H NEW COMMON STOCK 370442832 411 GLOBESPAN VIRATA INC COMMON STOCK 37957v106 312 GREAT LAKES CHEMICAL CORP COMMON STOCK 390568103 282 HUMAN GENOME SCIENCES INC SUB NTE CONV CONVERTIBLE BONDS 444903af5 280 INFOCUS CORP COM COMMON STOCK 45665B106 1,930 INNOVEDA INC COM COMMON STOCK 45769f102 294 INTERNAP NETWORK SVCS CORP COM COMMON STOCK 45885A102 304 INTERNATIONAL RECTIFIER CORP4.250% 07/15/2007 DD 07/19/00 CONVERTIBLE BONDS 460254AE5 7,225 J C PENNEY COMPANY INC CONV SUB NOTES 144A CONVERTIBLE BONDS 708160bu9 933 JUNIPER NETWORKS INC SUB NT CONV CONVERTIBLE BONDS 48203raa2 1,420 KERR MCGEE CORP DECS % EXCHANGEABLE INTO C PREFERRED STOCK 492386305 1,682 LANTRONIX INC COMMON STOCK 516548104 26 LSB FINANCIAL CORP COMMON STOCK 501925101 499 MAGNETEK INC COMMON STOCK 559424106 179 MANUFACTURERS SERVICES LTD COMMON STOCK 565005105 53 MAVERICK TUBE CORP COM COMMON STOCK 577914104 3,636 MAXTOR CORP COM NEW COMMON STOCK 577729205 218 MERCURY INTERACTIVE CORP SUB NT CONV CONVERTIBLE BONDS 589405ab5 1,444 MOTOROLA INC SUB LIQUID YLD OPT NOTE ZERO CONVERTIBLE BONDS 620076aj8 1,604 NATIONAL SEMICONDUCTOR CORPCOM COMMON STOCK 637640103 643 NATIONAL-OILWELL INC COMMON STOCK 637071101 1,773 NETOPIA INC COMMON STOCK 64114k104 67 OAK INDUSTRIES INC SUB CONV NTS CONVERTIBLE BONDS 671400al3 1,143 OMNIVISION TECHNOLOGIES INC COMMON STOCK 682128103 180 PALM INC COMMON STOCK 696642107 44 PARK ELECTROCHEMICAL COM COMMON STOCK 700416209 725 PC-TEL INC COM COMMON STOCK 69325Q105 554 PETROCORP INC COMMON STOCK 71645N101 4,448 PHARMACEUTICAL HOLDRS TR DEPOSITARY RCPT COMMON STOCK 71712a206 238 Progress Energy-CONT. VALUE OBLIG COMMON STOCK 743263aa3 118 QUANTUM CORP CONV SUB NOTE CONVERTIBLE BONDS 747906ac9 930 RIVERSTONE NETWORK INC CONV SUB NOTE 144A CONVERTIBLE BONDS 769320aa0 1,305 SEABULK INTL INC COM COMMON STOCK 81169P101 130 SEABULK INTL INC SR SECD NTE SER-B CORPORATE BONDS 81169PAA9 4,296 SHAW GROUP INC LIQUID YIELD OPT NT 144A CONVERTIBLE BONDS 820280aa3 1,098 SHAW GROUP INC LIQUID YIELDXEROCPN 05/01/2021 DD 06/19/01 CONVERTIBLE BONDS 820280AC9 4,802 SIGNAL TECHNOLOGY CORP COMMON STOCK 826675100 761 SILVERSTREAM SOFTWARE COM COMMON STOCK 827907106 49 SOLECTRON CORP SR LIQUID YIELD OPT NTE CONVERTIBLE BONDS 834182ak3 4,951 SOUTHWEST GAS CORP COM COMMON STOCK 844895102 1,205 ST FRANCIS CAPITAL CORP COMMON STOCK 789374105 379 STANDARD & POORS DEPOSITARY RECEIPTS (SPDR COMMON STOCK 78462f103 973 STANDARD MOTOR PRODUCTS INC SUB DEB CONV CONVERTIBLE BONDS 853666ab1 739 STONE ENERGY CORP COMMON STOCK 861642106 1,124 THREE-FIVE SYS INC COMMON STOCK 88554L108 4,035 TIVO INC COMMON STOCK 888706108 106 TRIMBLE NAV LTD COMMON STOCK 896239100 5,732 TRIQUINT SEMICONDUCTOR INC CONV SUB NOTE REGD CONVERTIBLE BONDS 89674kab9 3,254 VESTA INS GROUP INC COM COMMON STOCK 92591104 525 WATCHGUARD TECHNOLOGIES INC COMMON STOCK 941105108 449 WESTAIM CORP COM COMMON STOCK 956909105 164 WESTAR ENERGY INC COMMON STOCK 95709t100 515 VOTING AUTHORITY SHARES/ SH/ PUT/INVSTMT OTHER NAME OF ISSUER PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED ---------------------------------------------------------- ---------- --- ------------ -------------- ------ ACCEPTANCE INSURANCE COMPANIES INC 15,200 SH SOLE 15,200 ADAPTEC INC CONV SUB NOTES 1,726,000 PRN SOLE 1,726,000 ADELPHIA COMMUNICATIONS CORP CONV SUB NTS 3.25% 05/01/2021 450,000 PRN SOLE 450,000 ADEPT TECHNOLOGY INC 18,400 SH SOLE 18,400 AEGON NV-ORD AMERICAN REGD DG 1 PAR 28,218 SH SOLE 28,218 ALBANY MOLECULAR RESH INC COM 23,700 SH SOLE 23,700 ANSWERTHINK INC 26,000 SH SOLE 26,000 APPLIED FILMS CORP COM 33,600 SH SOLE 33,600 ARBOR SOFTWARE CORP SUB NOTE CONV 59,000 PRN SOLE 59,000 BANK OF CAROLINAS MOCKSVILLE NORTH CAROLIN 21,625 SH SOLE 21,625 BANKATLANTIC BANCORP INC CONV SUB DEBS 130,000 PRN SOLE 130,000 BURLINGTON RES INC COM 140,000 SH SOLE 140,000 CABLE & WIRELESS PLC SPONSORED ADR 172,100 SH SOLE 172,100 CENUCO INC 20,000 SH SOLE 20,000 CIENA CORP NT CVT3.750% 02/01/2008 DD 02/09/01 8,740,000 PRN SOLE 8,740,000 CLARENT CORP 404,400 SH SOLE 404,400 CORNING CVTZEROCPN 11/08/2015 DD 11/08/00 6,000,000 PRN SOLE 6,000,000 DENTSPLY INTERNATIONAL INC NEW 25,000 SH SOLE 25,000 DEVON ENERGY COR SR DEB CONVZEROCPN 06/27/2020 DD 12/01/00 12,549,000 PRN SOLE 12,549,000 DIAMOND OFFSHORE DRILLING INC DEB ZERO CPN 4,000,000 PRN SOLE 4,000,000 DIAMONDS TRUST-UNIT SERIES 1 3,600 SH SOLE 3,600 DRUGSTORE COM INC COM 261,040 SH SOLE 261,040 EL PASO CORP CONV DEB 0% CPN 8,500,000 PRN SOLE 8,500,000 ELECTRIC FUEL CORP COM 20,000 SH SOLE 20,000 EMPIRE FEDERAL BANCORP INC 27,747 SH SOLE 27,747 ENERGY FACTORS CV S/D-REG 400,000 PRN SOLE 400,000 EVOLVING SYSTEMS INC 21,100 SH SOLE 21,100 EXTREME NETWORKS CVT 144A3.500% 12/01/2006 DD 12/05/01 300,000 PRN SOLE 300,000 FINANCIAL INDS CORP 61,500 SH SOLE 61,500 FIRST FEDERAL CAPITAL CORP 10,000 SH SOLE 10,000 FLOW INTL INC 409,622 SH SOLE 409,622 FREEPORT MCMORAN COPPER & GOLD INC-DEP SHS 100,400 SH SOLE 100,400 FREEPORT-MCMORAN COPPER & GOLDDEP SH REP 0 142,300 SH SOLE 142,300 FSI INTL INC 26,200 SH SOLE 26,200 GATX CORP COM 28,000 SH SOLE 28,000 GENERAL MOTORS CORP-CL H NEW 25,000 SH SOLE 25,000 GLOBESPAN VIRATA INC 20,906 SH SOLE 20,906 GREAT LAKES CHEMICAL CORP 10,000 SH SOLE 10,000 HUMAN GENOME SCIENCES INC SUB NTE CONV 350,000 PRN SOLE 350,000 INFOCUS CORP COM 106,000 SH SOLE 106,000 INNOVEDA INC COM 147,900 SH SOLE 147,900 INTERNAP NETWORK SVCS CORP COM 394,300 SH SOLE 394,300 INTERNATIONAL RECTIFIER CORP4.250% 07/15/2007 DD 07/19/00 7,800,000 PRN SOLE 7,800,000 J C PENNEY COMPANY INC CONV SUB NOTES 144A 1,000,000 PRN SOLE 1,000,000 JUNIPER NETWORKS INC SUB NT CONV 2,000,000 PRN SOLE 2,000,000 KERR MCGEE CORP DECS % EXCHANGEABLE INTO C 37,000 SH SOLE 37,000 LANTRONIX INC 10,000 SH SOLE 10,000 LSB FINANCIAL CORP 29,500 SH SOLE 29,500 MAGNETEK INC 15,300 SH SOLE 15,300 MANUFACTURERS SERVICES LTD 10,000 SH SOLE 10,000 MAVERICK TUBE CORP COM 222,800 SH SOLE 222,800 MAXTOR CORP COM NEW 31,428 SH SOLE 31,428 MERCURY INTERACTIVE CORP SUB NT CONV 1,750,000 PRN SOLE 1,750,000 MOTOROLA INC SUB LIQUID YLD OPT NOTE ZERO 2,124,000 PRN SOLE 2,124,000 NATIONAL SEMICONDUCTOR CORPCOM 19,100 SH SOLE 19,100 NATIONAL-OILWELL INC 70,000 SH SOLE 70,000 NETOPIA INC 13,200 SH SOLE 13,200 OAK INDUSTRIES INC SUB CONV NTS 1,353,000 PRN SOLE 1,353,000 OMNIVISION TECHNOLOGIES INC 16,300 SH SOLE 16,300 PALM INC 11,000 SH SOLE 11,000 PARK ELECTROCHEMICAL COM 25,000 SH SOLE 25,000 PC-TEL INC COM 64,100 SH SOLE 64,100 PETROCORP INC 451,530 SH SOLE 451,530 PHARMACEUTICAL HOLDRS TR DEPOSITARY RCPT 2,500 SH SOLE 2,500 Progress Energy-CONT. VALUE OBLIG 337,000 SH SOLE 337,000 QUANTUM CORP CONV SUB NOTE 1,000,000 PRN SOLE 1,000,000 RIVERSTONE NETWORK INC CONV SUB NOTE 144A 1,800,000 PRN SOLE 1,800,000 SEABULK INTL INC COM 23,700 SH SOLE 23,700 SEABULK INTL INC SR SECD NTE SER-B 6,137,604 PRN SOLE 6,137,604 SHAW GROUP INC LIQUID YIELD OPT NT 144A 2,000,000 PRN SOLE 2,000,000 SHAW GROUP INC LIQUID YIELDXEROCPN 05/01/2021 DD 06/19/01 8,750,000 PRN SOLE 8,750,000 SIGNAL TECHNOLOGY CORP 102,800 SH SOLE 102,800 SILVERSTREAM SOFTWARE COM 10,000 SH SOLE 10,000 SOLECTRON CORP SR LIQUID YIELD OPT NTE 8,900,000 PRN SOLE 8,900,000 SOUTHWEST GAS CORP COM 48,200 SH SOLE 48,200 ST FRANCIS CAPITAL CORP 16,000 SH SOLE 16,000 STANDARD & POORS DEPOSITARY RECEIPTS (SPDR 8,500 SH SOLE 8,500 STANDARD MOTOR PRODUCTS INC SUB DEB CONV 1,000,000 PRN SOLE 1,000,000 STONE ENERGY CORP 29,000 SH SOLE 29,000 THREE-FIVE SYS INC 272,300 SH SOLE 272,300 TIVO INC 20,000 SH SOLE 20,000 TRIMBLE NAV LTD 344,700 SH SOLE 344,700 TRIQUINT SEMICONDUCTOR INC CONV SUB NOTE REGD 4,240,000 PRN SOLE 4,240,000 VESTA INS GROUP INC COM 87,500 SH SOLE 87,500 WATCHGUARD TECHNOLOGIES INC 71,800 SH SOLE 71,800 WESTAIM CORP COM 53,800 SH SOLE 53,800 WESTAR ENERGY INC 30,000 SH SOLE 30,000