0000950123-11-077556.txt : 20110815 0000950123-11-077556.hdr.sgml : 20110815 20110815160828 ACCESSION NUMBER: 0000950123-11-077556 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 111036347 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618324110 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 13F-HR 1 g27917e13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: ---------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager filing this Report: Name: Otter Creek Management, Inc. Address: 222 Lakeview Ave., Ste 1130 West Palm Beach, FL 33401 Form 13F File Number: 28-10442 -------------- The institutional investment manager Filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: CFO Phone: 561-832-4110 Signature, Place, and Date of Signing: Joseph W. O'Neill Jr. West Palm Beach, FL 8-15-11 -------------------- ------------------------ ------------------ [Signature] [City, State] [Date]
Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ____________________________________ [Repeat as necessary] ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: 568,911 ------------ (thousands)
List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report [If there are no entries in this list, state "NONE" and omit the column headings and list entries] No Form 13F File Number Name ___ 28-______________________ ______________________ [Repeat as necessary]
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A.O.SMITH CORP COM STK COM 831865209 6649 157191 SH Sole 157191 ABBOTT LABORATORIES COM STK COM 002824100 8945 170000 SH Sole 170000 ACCURIDE CORP NEW COM STK COM 00439T206 1579 125000 SH Sole 125000 ALLEGIANT TRAVEL CO COM STK COM 01748X102 2475 50000 SH PUT Sole 50000 4208 85000 SH PUT Sole 85000 ALLETE INC COM STK COM 018522300 1658 40400 SH Sole 40400 AMAZON COM INC COM STK COM 023135106 15766 77100 SH PUT Sole 77100 12883 63000 SH PUT Sole 63000 AMERICAN WATER WKS CO INC COM 030420103 8393 285000 SH Sole 285000 AMERIS BANCORP COM STK COM 03076K108 4443 500899 SH Sole 500899 ARCHER-DANIELS MIDLAND CO COM COM 039483102 1899 63000 SH Sole 63000 ASIAINFO LINKAGE INCCOM STK COM 04518A104 1656 100000 SH PUT Sole 100000 BRIDGEPOINT EDUCATION INC COM 10807M105 7000 280000 SH PUT Sole 280000 1250 50000 SH PUT Sole 50000 3750 150000 SH PUT Sole 150000 BROADRIDG FIN COM 11133T103 5656 235000 SH Sole 235000 C H ROBINSON WORLDWIDE INC COM COM 12541W209 3942 50000 SH PUT Sole 50000 CAMELOT INFORMATION SYSTEMS COM 13322V105 1495 100000 SH PUT Sole 100000 1495 100000 SH PUT Sole 100000 449 30000 SH PUT Sole 30000 CHESAPEAKE UTILITIES CORP COM COM 165303108 1307 32652 SH Sole 32652 CLOUD PEAK ENERGY INC COM STK COM 18911Q102 2484 116609 SH Sole 116609 CNO FINANCIAL GROUP INC COM ST COM 12621E103 16390 2072100 SH Sole 2072100 CTRIP.COM INTERNATIONAL COM 2294f1009 2154 50000 SH PUT Sole 50000 DEERE & CO COM COM 244199105 5788 70201 SH Sole 70201 DIAMOND FOODS INC COM COM 252603105 1527 20000 SH PUT Sole 20000 DIANA CONTAINERSHIP INC COM Y2069P101 1248 175000 SH Sole 175000 DINEEQUITY INC COM STK COM 254423106 10454 200000 SH PUT Sole 200000
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1568 30000 SH PUT Sole 30000 2614 50000 SH PUT Sole 50000 EMPIRE DIST ELEC CO COM STK COM 291641108 963 50000 SH Sole 50000 ENSCO INTL INC ADR COM 29358Q109 5117 96000 SH Sole 96000 FLOW INTERNATIONAL CORP (FORME COM 343468104 8226 2310810 SH Sole 2310810 FTI CONSULTING INC COM STK COM 302941109 1897 50000 SH PUT Sole 50000 1897 50000 SH PUT Sole 50000 8726 230000 SH PUT Sole 230000 15176 400000 SH PUT Sole 400000 GENESEE & WYO INC CL A COM S COM 371559105 2932 50000 SH PUT Sole 50000 1173 20000 SH PUT Sole 20000 GOLD RESOURCE CORP COM 38068t105 1242 50000 SH PUT Sole 50000 GREAT LAKES DREDGE & DOCK COR COM 390607109 1674 300000 SH Sole 300000 GREAT PLAINS ENERGY INC COM ST COM 391164100 1866 90000 SH Sole 90000 GREEN MOUNTAIN COFFEE ROASTERS COM 393122106 10800 121000 SH PUT Sole 121000 13389 150000 SH PUT Sole 150000 16067 180000 SH PUT Sole 180000 5356 60000 SH PUT Sole 60000 5356 60000 SH PUT Sole 60000 GULF IS FABRICATION INC COM ST COM 402307102 646 20000 SH Sole 20000 HEINZ H J CO COM STK COM 423074103 6926 130000 SH Sole 130000 HERITAGE FINANCIAL GROUP INC COM 42726X102 3516 295000 SH Sole 295000 HMN FINANCIAL INC COM STK COM 40424G108 306 125005 SH Sole 125005 INDIANA CMNTY BANCORP COM STK COM 454674102 2132 123304 SH Sole 123304 INTEL CORP COM STK COM 458140100 2216 100000 SH Sole 100000 ISB FINL CORP IOWA COM STK COM 598511103 314 21700 SH Sole 21700 JARDEN CORP COM STK COM 471109108 12424 360000 SH PUT Sole 360000 2105 61000 SH PUT Sole 61000 8282 240000 SH PUT Sole 240000 1726 50000 SH PUT Sole 50000 JOHNSON & JOHNSON COM COM 478160104 2262 34000 SH Sole 34000 LAFAYETTE COMMUNITY BANCORP CO COM 506080100 76 15601 SH Sole 15601 LANCASTER COLONY CORP COM STK COM 513847103 6082 100000 SH Sole 100000
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- LECG CORP COM STK COM 523234102 0 10000 SH Sole 10000 LOCKHEED MARTIN CORP COM STK COM 539830109 4858 60000 SH Sole 60000 LONGTOP FINANCIAL TECH - ADR COM 54318P108 100 20000 SH Sole 20000 281 56200 SH PUT Sole 56200 250 50000 SH PUT Sole 50000 250 50000 SH PUT Sole 50000 LULULEMON ATHLETICA INC COM 550021109 2796 50000 SH PUT Sole 50000 MARKET VECTORS GOLD MINERS COM 57060U100 1365 25000 SH Sole 25000 MB FINANCIAL INC COM 55264U108 6232 323930 SH Sole 323930 MICROSOFT CORP COM STK COM 594918104 5200 200000 SH Sole 200000 MIDDLEBURG FINANCIALCORP COM 596094102 363 24300 SH Sole 24300 MONSANTO CO (NEW) COM STK COM 61166W101 3990 55000 SH Sole 55000 MOSAIC CMPANY COM 61945C103 1355 20000 SH Sole 20000 MVC CAP INC COM STK COM 553829102 5022 379580 SH Sole 379580 NETFLIX INC COM STK COM 64110L106 28896 110000 SH PUT Sole 110000 3940 15000 SH PUT Sole 15000 5254 20000 SH PUT Sole 20000 2627 10000 SH PUT Sole 10000 5254 20000 SH PUT Sole 20000 7881 30000 SH PUT Sole 30000 5254 20000 SH PUT Sole 20000 5254 20000 SH PUT Sole 20000 NEWMONT MINING CORP COM STK COM 651639106 5397 100000 SH Sole 100000 NORTHFIELD BANCORP COM 66611L105 598 42517 SH Sole 42517 NORTHWEST BANCSHARES INC/MD COM 667340103 1688 134170 SH Sole 134170 NUCOR CORP COM STK COM 670346105 2267 55000 SH Sole 55000 OLD REP INTL CORP COM STK COM 680223104 14844 1263336 SH Sole 1263336 OPENTABLE INC COM 68372A104 2494 30000 SH PUT Sole 30000 PATTERSON-UTI ENERGY INC (EX P COM 703481101 5377 170089 SH Sole 170089 POTLATCH HOLDINGS INC COM COM 737630103 631 17900 SH Sole 17900 SEACOAST BKG CORP FLA COMMON COM 811707306 6050 4033224 SH Sole 4033224 SJW CORP COM STK COM 784305104 2813 116045 SH Sole 116045 SNYDERS-LANCE INC COM STK COM 833551104 14687 679000 SH Sole 679000
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FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SPDR GOLD TRUST COM 78463V107 7642 52342 SH Sole 52342 STRYKER CORP COM COM 863667101 11973 204000 SH Sole 204000 TECK RESOURCES LTD COM 878742204 2436 48000 SH PUT Sole 48000 TIME WARNER INC COM 887317303 2606 71666 SH Sole 71666 VANCEINFO TECHNOLOGIES ADR COM 921564100 2311 100000 SH PUT Sole 100000 WEST MARINE INC COM STK COM 954235107 3733 360000 SH Sole 360000 WESTERN UNION CO COM 959802109 7812 390000 SH Sole 390000 ZIMMER HOLDINGS INC COM STK COM 98956P102 5485 86783 SH Sole 86783 BHP BILLITON LTD ADR ADR 088606108 3785 40000 SH PUT Sole 40000 CHINA LIFE INSURANCECO ADR ADR 16939P106 5184 100000 SH PUT Sole 100000 4147 80000 SH PUT Sole 80000 NEW ORIENTAL EDUCATION & TECH ADR 647581107 3352 30000 SH PUT Sole 30000 3352 30000 SH PUT Sole 30000 STATOIL ASA ADR 85771P102 5345 210000 SH Sole 210000 VALE S.A ADR ADR 91912E105 2237 70000 SH PUT Sole 70000 3195 100000 SH PUT Sole 100000 3195 100000 SH PUT Sole 100000 4793 150000 SH PUT Sole 150000 5432 170000 SH PUT Sole 170000 CURRENCYSHARES AUSTRALIAN 23129U101 5381 50000 SH PUT Sole 50000 BBG CB 5 15MAR2028 CONV 06846NAA2 1630 1584000 PRN Sole 1584000 CDNS CB 1.375 15DEC2011 CONV 127387AD0 981 1000000 PRN Sole 1000000 KCN CB 1.75 15MAR2028 CONV 496902AD9 7463 7500000 PRN Sole 7500000 KCN CB 1.75 15MAR2028 144A CONV 496902AB3 995 1000000 PRN Sole 1000000 ORI CB 3.75 15MAR2018 CONV 680223AH7 1963 2000000 PRN Sole 2000000 ORI CB 8 15MAY2012 CONV 680223AF1 3924 3500000 PRN Sole 3500000 SNDK CB 1 15MAY2013 CONV 80004CAC5 13303 13750000 PRN Sole 13750000
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