0000950123-11-077556.txt : 20110815
0000950123-11-077556.hdr.sgml : 20110815
20110815160828
ACCESSION NUMBER: 0000950123-11-077556
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC
CENTRAL INDEX KEY: 0001226779
IRS NUMBER: 650273191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10442
FILM NUMBER: 111036347
BUSINESS ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
BUSINESS PHONE: 5618324110
MAIL ADDRESS:
STREET 1: 222 LAKEVIEW AVE, SUITE 1130
CITY: WEST PALM BEACH
STATE: FL
ZIP: 33401
13F-HR
1
g27917e13fvhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager filing this Report:
Name: Otter Creek Management, Inc.
Address: 222 Lakeview Ave., Ste 1130
West Palm Beach, FL 33401
Form 13F File Number: 28-10442
--------------
The institutional investment manager Filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph W. O'Neill Jr.
Title: CFO
Phone: 561-832-4110
Signature, Place, and Date of Signing:
Joseph W. O'Neill Jr. West Palm Beach, FL 8-15-11
-------------------- ------------------------ ------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s))
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s))
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-__________________ ____________________________________
[Repeat as necessary]
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 121
Form 13F Information Table Value Total: 568,911
------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries]
No Form 13F File Number Name
___ 28-______________________ ______________________
[Repeat as necessary]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
A.O.SMITH CORP COM STK COM 831865209 6649 157191 SH Sole 157191
ABBOTT LABORATORIES COM STK COM 002824100 8945 170000 SH Sole 170000
ACCURIDE CORP NEW COM STK COM 00439T206 1579 125000 SH Sole 125000
ALLEGIANT TRAVEL CO COM STK COM 01748X102 2475 50000 SH PUT Sole 50000
4208 85000 SH PUT Sole 85000
ALLETE INC COM STK COM 018522300 1658 40400 SH Sole 40400
AMAZON COM INC COM STK COM 023135106 15766 77100 SH PUT Sole 77100
12883 63000 SH PUT Sole 63000
AMERICAN WATER WKS CO INC COM 030420103 8393 285000 SH Sole 285000
AMERIS BANCORP COM STK COM 03076K108 4443 500899 SH Sole 500899
ARCHER-DANIELS MIDLAND CO COM COM 039483102 1899 63000 SH Sole 63000
ASIAINFO LINKAGE INCCOM STK COM 04518A104 1656 100000 SH PUT Sole 100000
BRIDGEPOINT EDUCATION INC COM 10807M105 7000 280000 SH PUT Sole 280000
1250 50000 SH PUT Sole 50000
3750 150000 SH PUT Sole 150000
BROADRIDG FIN COM 11133T103 5656 235000 SH Sole 235000
C H ROBINSON WORLDWIDE INC COM COM 12541W209 3942 50000 SH PUT Sole 50000
CAMELOT INFORMATION SYSTEMS COM 13322V105 1495 100000 SH PUT Sole 100000
1495 100000 SH PUT Sole 100000
449 30000 SH PUT Sole 30000
CHESAPEAKE UTILITIES CORP COM COM 165303108 1307 32652 SH Sole 32652
CLOUD PEAK ENERGY INC COM STK COM 18911Q102 2484 116609 SH Sole 116609
CNO FINANCIAL GROUP INC COM ST COM 12621E103 16390 2072100 SH Sole 2072100
CTRIP.COM INTERNATIONAL COM 2294f1009 2154 50000 SH PUT Sole 50000
DEERE & CO COM COM 244199105 5788 70201 SH Sole 70201
DIAMOND FOODS INC COM COM 252603105 1527 20000 SH PUT Sole 20000
DIANA CONTAINERSHIP INC COM Y2069P101 1248 175000 SH Sole 175000
DINEEQUITY INC COM STK COM 254423106 10454 200000 SH PUT Sole 200000
Page 1
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1568 30000 SH PUT Sole 30000
2614 50000 SH PUT Sole 50000
EMPIRE DIST ELEC CO COM STK COM 291641108 963 50000 SH Sole 50000
ENSCO INTL INC ADR COM 29358Q109 5117 96000 SH Sole 96000
FLOW INTERNATIONAL CORP (FORME COM 343468104 8226 2310810 SH Sole 2310810
FTI CONSULTING INC COM STK COM 302941109 1897 50000 SH PUT Sole 50000
1897 50000 SH PUT Sole 50000
8726 230000 SH PUT Sole 230000
15176 400000 SH PUT Sole 400000
GENESEE & WYO INC CL A COM S COM 371559105 2932 50000 SH PUT Sole 50000
1173 20000 SH PUT Sole 20000
GOLD RESOURCE CORP COM 38068t105 1242 50000 SH PUT Sole 50000
GREAT LAKES DREDGE & DOCK COR COM 390607109 1674 300000 SH Sole 300000
GREAT PLAINS ENERGY INC COM ST COM 391164100 1866 90000 SH Sole 90000
GREEN MOUNTAIN COFFEE ROASTERS COM 393122106 10800 121000 SH PUT Sole 121000
13389 150000 SH PUT Sole 150000
16067 180000 SH PUT Sole 180000
5356 60000 SH PUT Sole 60000
5356 60000 SH PUT Sole 60000
GULF IS FABRICATION INC COM ST COM 402307102 646 20000 SH Sole 20000
HEINZ H J CO COM STK COM 423074103 6926 130000 SH Sole 130000
HERITAGE FINANCIAL GROUP INC COM 42726X102 3516 295000 SH Sole 295000
HMN FINANCIAL INC COM STK COM 40424G108 306 125005 SH Sole 125005
INDIANA CMNTY BANCORP COM STK COM 454674102 2132 123304 SH Sole 123304
INTEL CORP COM STK COM 458140100 2216 100000 SH Sole 100000
ISB FINL CORP IOWA COM STK COM 598511103 314 21700 SH Sole 21700
JARDEN CORP COM STK COM 471109108 12424 360000 SH PUT Sole 360000
2105 61000 SH PUT Sole 61000
8282 240000 SH PUT Sole 240000
1726 50000 SH PUT Sole 50000
JOHNSON & JOHNSON COM COM 478160104 2262 34000 SH Sole 34000
LAFAYETTE COMMUNITY BANCORP CO COM 506080100 76 15601 SH Sole 15601
LANCASTER COLONY CORP COM STK COM 513847103 6082 100000 SH Sole 100000
Page 2
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
LECG CORP COM STK COM 523234102 0 10000 SH Sole 10000
LOCKHEED MARTIN CORP COM STK COM 539830109 4858 60000 SH Sole 60000
LONGTOP FINANCIAL TECH - ADR COM 54318P108 100 20000 SH Sole 20000
281 56200 SH PUT Sole 56200
250 50000 SH PUT Sole 50000
250 50000 SH PUT Sole 50000
LULULEMON ATHLETICA INC COM 550021109 2796 50000 SH PUT Sole 50000
MARKET VECTORS GOLD MINERS COM 57060U100 1365 25000 SH Sole 25000
MB FINANCIAL INC COM 55264U108 6232 323930 SH Sole 323930
MICROSOFT CORP COM STK COM 594918104 5200 200000 SH Sole 200000
MIDDLEBURG FINANCIALCORP COM 596094102 363 24300 SH Sole 24300
MONSANTO CO (NEW) COM STK COM 61166W101 3990 55000 SH Sole 55000
MOSAIC CMPANY COM 61945C103 1355 20000 SH Sole 20000
MVC CAP INC COM STK COM 553829102 5022 379580 SH Sole 379580
NETFLIX INC COM STK COM 64110L106 28896 110000 SH PUT Sole 110000
3940 15000 SH PUT Sole 15000
5254 20000 SH PUT Sole 20000
2627 10000 SH PUT Sole 10000
5254 20000 SH PUT Sole 20000
7881 30000 SH PUT Sole 30000
5254 20000 SH PUT Sole 20000
5254 20000 SH PUT Sole 20000
NEWMONT MINING CORP COM STK COM 651639106 5397 100000 SH Sole 100000
NORTHFIELD BANCORP COM 66611L105 598 42517 SH Sole 42517
NORTHWEST BANCSHARES INC/MD COM 667340103 1688 134170 SH Sole 134170
NUCOR CORP COM STK COM 670346105 2267 55000 SH Sole 55000
OLD REP INTL CORP COM STK COM 680223104 14844 1263336 SH Sole 1263336
OPENTABLE INC COM 68372A104 2494 30000 SH PUT Sole 30000
PATTERSON-UTI ENERGY INC (EX P COM 703481101 5377 170089 SH Sole 170089
POTLATCH HOLDINGS INC COM COM 737630103 631 17900 SH Sole 17900
SEACOAST BKG CORP FLA COMMON COM 811707306 6050 4033224 SH Sole 4033224
SJW CORP COM STK COM 784305104 2813 116045 SH Sole 116045
SNYDERS-LANCE INC COM STK COM 833551104 14687 679000 SH Sole 679000
Page 3
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
SPDR GOLD TRUST COM 78463V107 7642 52342 SH Sole 52342
STRYKER CORP COM COM 863667101 11973 204000 SH Sole 204000
TECK RESOURCES LTD COM 878742204 2436 48000 SH PUT Sole 48000
TIME WARNER INC COM 887317303 2606 71666 SH Sole 71666
VANCEINFO TECHNOLOGIES ADR COM 921564100 2311 100000 SH PUT Sole 100000
WEST MARINE INC COM STK COM 954235107 3733 360000 SH Sole 360000
WESTERN UNION CO COM 959802109 7812 390000 SH Sole 390000
ZIMMER HOLDINGS INC COM STK COM 98956P102 5485 86783 SH Sole 86783
BHP BILLITON LTD ADR ADR 088606108 3785 40000 SH PUT Sole 40000
CHINA LIFE INSURANCECO ADR ADR 16939P106 5184 100000 SH PUT Sole 100000
4147 80000 SH PUT Sole 80000
NEW ORIENTAL EDUCATION & TECH ADR 647581107 3352 30000 SH PUT Sole 30000
3352 30000 SH PUT Sole 30000
STATOIL ASA ADR 85771P102 5345 210000 SH Sole 210000
VALE S.A ADR ADR 91912E105 2237 70000 SH PUT Sole 70000
3195 100000 SH PUT Sole 100000
3195 100000 SH PUT Sole 100000
4793 150000 SH PUT Sole 150000
5432 170000 SH PUT Sole 170000
CURRENCYSHARES AUSTRALIAN 23129U101 5381 50000 SH PUT Sole 50000
BBG CB 5 15MAR2028 CONV 06846NAA2 1630 1584000 PRN Sole 1584000
CDNS CB 1.375 15DEC2011 CONV 127387AD0 981 1000000 PRN Sole 1000000
KCN CB 1.75 15MAR2028 CONV 496902AD9 7463 7500000 PRN Sole 7500000
KCN CB 1.75 15MAR2028 144A CONV 496902AB3 995 1000000 PRN Sole 1000000
ORI CB 3.75 15MAR2018 CONV 680223AH7 1963 2000000 PRN Sole 2000000
ORI CB 8 15MAY2012 CONV 680223AF1 3924 3500000 PRN Sole 3500000
SNDK CB 1 15MAY2013 CONV 80004CAC5 13303 13750000 PRN Sole 13750000
Page 4