-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LGm26DdY12jkEipDaI7gkYhCRhPeRR5CZeVl2x7sNNacU2gxG5Yx5ulDn9APKyQW Fk/0invuVHAQdbuXNIlNgA== 0000950123-10-048102.txt : 20100512 0000950123-10-048102.hdr.sgml : 20100512 20100512060202 ACCESSION NUMBER: 0000950123-10-048102 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 10822571 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618324110 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 13F-HR 1 g23079e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-10 Check here if Amendment [ ]; Amendment Number: _________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. Address: 222 Lakeview Ave. Suite 1130 West Palm Beach, FL 33404 Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: CFO Phone: 561-832-4110 Signature, Place, and Date of Signing: /s/ Joseph W. O'Neill Jr. West Palm Beach, FL 4-26-10 - ----------------------------- --------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.]
Form 13F File Number Name - -------------------- ---- 28-___________________ ________________________________________________________ [Repeat as necessary.]
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: 223,038 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. Form 13F File Number Name - --- -------------------- ---- ____ 28-____________________ ___________________________
[Repeat as necessary.] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1st United Bancorp Inc. (FL) COM 33740N105 403 50000 SH Sole 50000 ABERCROMBIE & FITCH CO CL A COM 002896207 1369 30000 SH PUT Sole 30000 ALLETE INC COM STK COM 018522300 1353 40400 SH Sole 40400 ALTRIA GROUP INC COM 02209S103 713 34739 SH Sole 34739 AMAZON COM INC COM STK COM 023135106 1358 10000 SH PUT Sole 10000 AMERICAN WATER WKS CO INC COM 030420103 2611 120000 SH Sole 120000 AMERIS BANCORP COM STK COM 03076K108 633 70063 SH Sole 70063 ANNALY CAPITAL MANAGEMENT INC COM 035710409 1325 77100 SH Sole 77100 AOL INC COM 00184X105 758 30000 SH Sole 30000 APOLLO GROUP INC CL A COM S COM 037604105 3065 50000 SH PUT Sole 50000 2452 40000 SH PUT Sole 40000 ARCHER-DANIELS MIDLAND CO COM COM 039483102 1821 63000 SH Sole 63000 BJ SVCS CO COM STK COM 055482103 1141 53337 SH Sole 53337 CAPE BANCORP INC COM COM 139209100 108 13398 SH Sole 13398 CHESAPEAKE UTILITIES CORP COM COM 165303108 973 32652 SH Sole 32652 CONSECO INC COM STK COM 208464883 11054 1777100 SH Sole 1777100 DEERE & CO COM COM 244199105 2271 38200 SH Sole 38200 DINEEQUITY INC COM STK COM 254423106 1186 30000 SH PUT Sole 30000 1186 30000 SH PUT Sole 30000 988 25000 SH PUT Sole 25000 4941 125000 SH PUT Sole 125000 4348 110000 SH PUT Sole 110000 EMERSON ELECTRIC CO COM STK COM 291011104 1510 30000 SH Sole 30000 FIRST CITIZENS BANCSHARES INC COM 31946M103 994 5000 SH Sole 5000 FIRST MERCHANTS CORP COM STK COM 320817109 70 10000 SH Sole 10000 FLOW INTERNATIONAL CORP (FORME COM 343468104 1009 335161 SH Sole 335161 FPL GROUP INC COM STK COM 302571104 967 20000 SH Sole 20000 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 1671 20000 SH PUT Sole 20000 FTI CONSULTING INC COM STK COM 302941109 2752 70000 SH PUT Sole 70000 GREAT PLAINS ENERGY INC COM ST COM 391164100 929 50000 SH Sole 50000 GREEN MOUNTAIN COFFEE ROASTERS COM 393122106 4844 50000 SH PUT Sole 50000 3875 40000 SH PUT Sole 40000 GULF IS FABRICATION INC COM ST COM 402307102 1479 68000 SH Sole 68000 HEINZ H J CO COM STK COM 423074103 912 20000 SH Sole 20000 HMN FINANCIAL INC COM STK COM 40424G108 337 61191 SH Sole 61191 INDIANA CMNTY BANCORP COM STK COM 454674102 238 26000 SH Sole 26000 INTERACTIVE DATA CORP COM STK COM 45840J107 4224 132000 SH Sole 132000 LANCASTER COLONY CORP COM STK COM 513847103 4484 76050 SH Sole 76050 LANCE INC COM STK COM 514606102 7425 321000 SH Sole 321000 MARKET VECTORS GOLD MINERS COM 57060U100 1110 25000 SH Sole 25000 MB FINANCIAL INC COM 55264U108 946 42000 SH Sole 42000 MONROE BANCORP COM STK COM 610313108 1033 153013 SH Sole 153013 MVC CAP INC COM STK COM 553829102 2953 217600 SH Sole 217600 NEW YORK TIMES CO CL A COM S COM 650111107 1113 100000 SH Sole 100000 NEWMONT MINING CORP COM STK COM 651639106 1925 37800 SH Sole 37800 NORDSTROM INC COM COM 655664100 1634 40000 SH PUT Sole 40000 NUCOR CORP COM STK COM 670346105 1135 25000 SH Sole 25000 OLD REP INTL CORP COM STK COM 680223104 6618 521900 SH Sole 521900 PATTERSON-UTI ENERGY INC (EX P COM 703481101 2663 190600 SH Sole 190600 POLO RALPH LAUREN CORP CL A CO COM 731572103 1701 20000 SH PUT Sole 20000 POTLATCH HOLDINGS INC COM COM 737630103 1752 50000 SH Sole 50000 SEACOAST BKG CORP FLA COMMON COM 811707306 77 45500 SH Sole 45500 SPDR GOLD TRUST COM 78463V107 5703 52342 SH Sole 52342 STERLING BANCSHARES INC COM 858907108 560 100000 SH Sole 100000 STRAYER ED INC COM STK COM 863236105 2435 10000 SH PUT Sole 10000 STRYKER CORP COM COM 863667101 4600 80400 SH Sole 80400 TECK RESOURCES LTD COM 878742204 1742 40000 SH PUT Sole 40000 TIME WARNER INC COM 887317303 1928 61666 SH Sole 61666 URBAN OUTFITTERS INC COM STK COM 917047102 2284 60000 SH PUT Sole 60000 VALERO ENERGY CORP COM 91913Y100 591 30000 SH CALL Sole 30000 VF CORP COM STK COM 918204108 2004 25000 SH Sole 25000 WASHINGTON BANKING CO COM STK COM 937303105 630 50000 SH Sole 50000 WINDSTREAM CP COM 97381W104 545 50000 SH Sole 50000 WISCONSIN ENERGY CORP COM STK COM 976657106 1013 20500 SH Sole 20500 ZIMMER HOLDINGS INC COM STK COM 98956P102 3954 66783 SH Sole 66783 FEDERAL NATIONAL MORTGAGE A PFD 313586737 152 123600 SH Sole 123600 FPRS 6.5% CONV PFD PFD 345395206 2879 62500 SH Sole 62500 FREEPORT-MCMORAN COPPER & G PFD 35671D782 6840 59000 SH Sole 59000 CHINA LIFE INSURANCECO ADR ADR 16939P106 3602 50000 SH PUT Sole 50000 POSCO SPONS ADR ADR 693483109 4692 40100 SH PUT Sole 40100 2340 20000 SH PUT Sole 20000 RIO TINTO PLC ADR ADR 767204100 2367 10000 SH PUT Sole 10000 4735 20000 SH PUT Sole 20000 STATOIL ASA ADR 85771P102 467 20000 SH Sole 20000 VALE S.A ADR ADR 91912E105 14486 450000 SH PUT Sole 450000 3219 100000 SH PUT Sole 100000 9657 300000 SH PUT Sole 300000 5794 180000 SH PUT Sole 180000 ABERDEEN ASIA-PACIFIC INCOME F 003009107 1322 202778 SH Sole 202778 GABELLI DIVID & INCOME TR COM 36242H104 483 35100 SH Sole 35100 AMKR CB 2.5 15MAY2011 CONV 031652AX8 2188 2235000 PRN Sole 2235000 CDNS CB 1.375 15DEC2011 CONV 127387AD0 954 1000000 PRN Sole 1000000 HTCH CB 3.25 15JAN2026 CONV 448407AF3 2550 3000000 PRN Sole 3000000 MEE CB 3.25 01AUG2015 CONV 576203AJ2 7566 7830000 PRN Sole 7830000 ORI CB 8 15MAY2012 CONV 680223AF1 4384 3500000 PRN Sole 3500000 SNDK CB 1 15MAY2013 CONV 80004CAC5 5190 6000000 PRN Sole 6000000 STX CB 6.8 30APR2010 CONV 577729AC0 752 750000 PRN Sole 750000
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