13F-HR 1 g21982e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-09 Check here if Amendment [ ]; Amendment Number: _________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. Address: 222 Lakeview Ave. Suite 1130 West Palm Beach, FL 33404 Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: CFO Phone: 561-832-4110 Signature, Place, and Date of Signing: /s/ Joseph W. O'Neill Jr. West Palm Beach, FL 2-3-10 ----------------------------- --------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.]
Form 13F File Number Name -------------------- ---- 28-___________________ ________________________________________________________ [Repeat as necessary.]
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: 116,034 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. Form 13F File Number Name --- -------------------- ---- ____ 28-____________________ ___________________________
[Repeat as necessary.] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1st United Bancorp Inc. (FL) COM 33740N105 357 50000 SH Sole 50000 ALLETE INC COM 018522300 817 25000 SH Sole 25000 ALTRIA GROUP INC COM 02209S103 682 34739 SH Sole 34739 AMERICAN WATER WKS CO INC COM 030420103 448 20000 SH Sole 20000 ANNALY CAPITAL MANAGEMENT INC COM 035710409 1338 77100 SH Sole 77100 ARCHER-DANIELS MIDLAND CO COM 039483102 1973 63000 SH Sole 63000 BJ SVCS CO COM 055482103 992 53337 SH Sole 53337 CAPE BANCORP INC COM COM 139209100 90 13398 SH Sole 13398 CF INDS HLDGS INC COM 125269100 1362 15000 SH Sole 15000 CHESAPEAKE UTILITIES CORP COM 165303108 351 10955 SH Sole 10955 CONSECO INC COM 208464883 8635 1727050 SH Sole 1727050 COPYTELE INC COM COM 217721109 13 20000 SH Sole 20000 DEERE & CO COM COM 244199105 2164 40000 SH Sole 40000 EMERSON ELECTRIC CO COM 291011104 1960 46000 SH Sole 46000 FIRST MERCHANTS CORP COM 320817109 59 10000 SH Sole 10000 FLOW INTERNATIONAL CORP COM 343468104 924 299961 SH Sole 299961 FTI CONSULTING INC COM 302941109 472 10000 SH PUT Sole 10000 707 15000 SH PUT Sole 15000 GREAT PLAINS ENERGY INC COM 391164100 970 50000 SH Sole 50000 GULF IS FABRICATION INC COM 402307102 1430 68000 SH Sole 68000 HEINZ H J CO COM 423074103 855 20000 SH Sole 20000 HMN FINANCIAL INC COM 40424G108 257 61191 SH Sole 61191 INDIANA CMNTY BANCORP COM 454674102 198 26000 SH Sole 26000 INTERACTIVE DATA CORP COM 45840J107 2705 106900 SH Sole 106900 LANCASTER COLONY CORP COM 513847103 2484 50000 SH Sole 50000 LANCE INC COM 514606102 5221 198512 SH Sole 198512 MB FINANCIAL INC COM 55264U108 828 42000 SH Sole 42000 MONROE BANCORP COM 610313108 955 153013 SH Sole 153013 MVC CAP INC COM 553829102 2242 190000 SH Sole 190000 NEW YORK TIMES CO CL A COM 650111107 1236 100000 SH Sole 100000 NEWMONT MINING CORP COM 651639106 1788 37800 SH Sole 37800 OLD REP INTL CORP COM 680223104 4979 495900 SH Sole 495900 PATTERSON-UTI ENERGY INC COM 703481101 2465 160600 SH Sole 160600 POTLATCH HOLDINGS INC COM 737630103 1594 50000 SH Sole 50000 SEACOAST BKG CORP FLA COM 811707306 24 15000 SH Sole 15000 SOUTHWEST WTR CO COM 845331107 2945 500000 SH Sole 500000 SPDR GOLD TRUST COM 78463V107 5327 49642 SH Sole 49642 STRYKER CORP COM COM 863667101 2035 40400 SH Sole 40400 TIME WARNER INC COM 887317303 1360 46666 SH Sole 46666 VALERO ENERGY CORP COM 91913Y100 503 30000 SH CALL Sole 30000 WINDSTREAM CP COM 97381W104 275 25000 SH Sole 25000 WISCONSIN ENERGY CORP COM 976657106 1022 20500 SH Sole 20500 ZIMMER HOLDINGS INC COM 98956P102 3356 56783 SH Sole 56783 FEDERAL NATIONAL MORTGAGE A PFD 313586737 122 123600 SH Sole 123600 FPRS 6.5% CONV PFD PFD 345395206 2491 62500 SH Sole 62500 FREEPORT-MCMORAN COPPER & G PFD 35671D782 6756 59000 SH Sole 59000 GENERAL MOTORS 7.25% 2-15-52 PFD 370442758 2251 441356 SH Sole 441356 GENERAL MOTORS CORP 7.25% PFD PFD 370442774 828 154800 SH Sole 154800 GENERAL MOTORS CORP SR A 4.5% PFD 370442741 1490 266050 SH Sole 266050 CHINA LIFE INSURANCECO ADR ADR 16939P106 734 10000 SH PUT Sole 10000 STATOIL ASA ADR 85771P102 498 20000 SH Sole 20000 PUT - FCN 100 @ 45 EXP 06/19/ PUT 99OC9CVG6 217 700 SH Sole 700 PUT - FHZ 100 @ 85 EXP 05/22/ PUT 99OC7NWN8 222 200 SH Sole 200 PUT - LFC 100 @ 75 EXP 04/17/ PUT 99OC7WM66 328 500 SH Sole 500 PUT - PKX 100 @ 120 EXP 05/22/ PUT 99OC81P52 297 401 SH Sole 401 PUT - QGM 100 @ 65 EXP 06/19/ PUT 99OC9V409 205 500 SH Sole 500 PUT - RFP 100 @ 30 EXP 03/20/ PUT 99OC4S0X3 544 2000 SH Sole 2000 PUT - RFP 100 @ 30 EXP 06/19/ PUT 99OC9XFR4 1339 3500 SH Sole 3500 PUT - RJT 100 @ 220 EXP 04/17/ PUT 99OC8LMQ5 467 200 SH Sole 200 PUT - SQQ 100 @ 60 EXP 01/16/ PUT 99OC0KNN1 245 200 SH Sole 200 PUT - SQQ 100 @ 60 EXP 02/20/ PUT 99OC1KZ80 251 200 SH Sole 200 ABERDEEN ASIA-PACIFIC INCOME F 003009107 1261 202778 SH Sole 202778 GABELLI DIVID & INCOME TR 36242H104 460 35100 SH Sole 35100 ISHARES BARCLAYS 20+YEAR TREA 464287432 899 10000 SH PUT Sole 10000 CDNS CB 1.375 15DEC2011 CONV 127387AD0 931 1000000 PRN Sole 1000000 GDP CB 3.25 01DEC2026 CONV 382410AB4 3432 3675000 PRN Sole 3675000 MEE CB 3.25 01AUG2015 CONV 576203AJ2 6822 7830000 PRN Sole 7830000 ORI CB 8 15MAY2012 CONV 680223AF1 3911 3500000 PRN Sole 3500000 SNDK CB 1 15MAR2035 CONV 55375VAB8 5393 5427000 PRN Sole 5427000 SNDK CB 1 15MAY2013 CONV 80004CAC5 2490 3000000 PRN Sole 3000000 STX CB 6.8 30APR2010 CONV 577729AC0 757 750000 PRN Sole 750000