-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEX1f1DVEwPYpQtIcqw0NPLIPrNPUc8M+zRnfoTWlSdbGFHReTuKpBEysZlTkLfl cQvhIhcBciSlbYrI908qDQ== 0000950123-09-032856.txt : 20090810 0000950123-09-032856.hdr.sgml : 20090810 20090810155950 ACCESSION NUMBER: 0000950123-09-032856 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090810 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER CREEK MANAGEMENT INC CENTRAL INDEX KEY: 0001226779 IRS NUMBER: 650273191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10442 FILM NUMBER: 09999800 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618324110 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE, SUITE 1130 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 13F-HR 1 g20155e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6-30-09 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Otter Creek Management, Inc. Address: 222 Lakeview Ave Suite 1130 West Palm Beach, FL 33401 Form 13F File Number: 28-10442 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph W. O'Neill Jr. Title: CFO Phone: 561-832-4110 Signature, Place, and Date of Signing: /s/ Joseph W. O'Neill Jr. West Palm Beach, FL 8-10-09 - -------------------------- ------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-___________________ __________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 89,491 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ___ 28-_________________ __________________________ [Repeat as necessary.] FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------------- ------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- ALLETE INC COM STK COM 018522300 719 25000 SH Sole 25000 ALTRIA GROUP INC COM 02209S103 569 34739 SH Sole 34739 AMERICAN WATER WKS CO INC COM 030420103 287 15000 SH Sole 15000 ANADARKO PETE CORP COM STK COM 032511107 1362 30000 SH Sole 30000 ANNALY CAPITAL MANAGEMENT INC COM 035710409 1167 77100 SH Sole 77100 ARCHER-DANIELS MIDLAND CO COM COM 039483102 1687 63000 SH Sole 63000 CAPE BANCORP INC COM COM 139209100 116 13398 SH Sole 13398 CONSECO INC COM STK COM 208464883 3145 1327050 SH Sole 1327050 COPYTELE INC COM COM 217721109 8 20000 SH Sole 20000 DEERE & CO COM COM 244199105 1199 30000 SH Sole 30000 DOW CHEMICAL CORP COM 260543103 323 20000 SH CALL Sole 20000 484 30000 SH CALL Sole 30000 EMERSON ELECTRIC CO COM STK COM 291011104 1490 46000 SH Sole 46000 FIRST MERCHANTS CORP COM STK COM 320817109 80 10000 SH Sole 10000 FLORIDA PUB UTILS CO COM STK COM 341135101 380 27051 SH Sole 27051 FLOW INTERNATIONAL CORP (FORME COM 343468104 705 299961 SH Sole 299961 FTI CONSULTING INC COM STK COM 302941109 761 15000 SH PUT Sole 15000 GULF IS FABRICATION INC COM ST COM 402307102 1076 68000 SH Sole 68000 HMN FINANCIAL INC COM STK COM 40424G108 154 43808 SH Sole 43808 INDIANA CMNTY BANCORP COM STK COM 454674102 337 26000 SH Sole 26000 INTERACTIVE DATA CORP COM STK COM 45840J107 1317 56900 SH Sole 56900 LANCASTER COLONY CORP COM STK COM 513847103 2204 50000 SH Sole 50000 LANCE INC COM STK COM 514606102 3816 165000 SH Sole 165000 MB FINANCIAL INC COM 55264U108 275 27000 SH Sole 27000 MONROE BANCORP COM STK COM 610313108 1101 146799 SH Sole 146799 NEW YORK TIMES CO CL A COM S COM 650111107 701 127210 SH Sole 127210 NEWMONT MINING CORP COM STK COM 651639106 1545 37800 SH Sole 37800 OLD REP INTL CORP COM STK COM 680223104 5107 518500 SH Sole 518500 PATTERSON-UTI ENERGY INC (EX P COM 703481101 2586 201088 SH Sole 201088 PENN TREATY AMERN CORP COM STK COM 707874400 5 21900 SH Sole 21900 POTLATCH HOLDINGS INC COM COM 737630103 1215 50000 SH Sole 50000 SPDR GOLD TRUST COM 78463V107 4526 49642 SH Sole 49642 STRYKER CORP COM COM 863667101 1407 35400 SH Sole 35400 TIME WARNER INC COM 887317303 1176 46666 SH Sole 46666 TRIMBLE NAVIGATION LTD COM STK COM 896239100 703 35800 SH Sole 35800 VALERO ENERGY CORP COM STK COM 91913Y100 1477 87467 SH Sole 87467 507 30000 SH CALL Sole 30000 WEYERHAEUSER CO COM STK COM 962166104 1369 45000 SH Sole 45000 ZIMMER HOLDINGS INC COM STK COM 98956P102 2419 56783 SH Sole 56783 CITIGROUP CAPITAL TRUST IX 6 PFD 173066200 935 68930 SH Sole 68930 CITIGROUP VIII 6.95% PFD PFD 17306R204 1346 86900 SH Sole 86900 FEDERAL NATIONAL MORTGAGE A PFD 313586737 157 123600 SH Sole 123600 FREEPORT-MCMORAN COPPER & G PFD 35671D782 2912 36749 SH Sole 36749 GENERAL MOTORS 7.25% 2-15-52 PFD 370442758 459 174973 SH Sole 174973 GENERAL MOTORS CORP SR A 4.5% PFD 370442741 698 266050 SH Sole 266050 NOKIA CORP ADR ADR 654902204 451 30900 SH Sole 30900 PETRO-CANADA COMMON ADR 71644E102 5220 135874 SH Sole 135874 ABERDEEN ASIA-PACIFIC INCOME F 003009107 1132 202778 SH Sole 202778 GABELLI DIVID & INCOME TR COM 36242H104 354 35100 SH Sole 35100 ISHARES BARCLAYS 20+YEAR TREA 464287432 946 10000 SH PUT Sole 10000 CDNS CB 1.375 15DEC2011 CONV 127387AD0 831 1000000 PRN Sole 1000000 CNO VRN CB 30SEP2035 CONV 208464BH9 9770 19443000 PRN Sole 19443000 GDP CB 3.25 01DEC2026 CONV 382410AB4 3055 3675000 PRN Sole 3675000 MEE CB 3.25 01AUG2015 CONV 576203AJ2 6620 10030000 PRN Sole 10030000 ORI CB 8 15MAY2012 CONV 680223AF1 1528 1500000 PRN Sole 1500000 SNDK CB 1 15MAR2035 CONV 55375VAB8 954 1000000 PRN Sole 1000000 SNDK CB 1 15MAY2013 CONV 80004CAC5 1875 3000000 PRN Sole 3000000 STX CB 6.8 30APR2010 CONV 577729AC0 746 750000 PRN Sole 750000
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