0001144204-17-053288.txt : 20171019
0001144204-17-053288.hdr.sgml : 20171019
20171019174212
ACCESSION NUMBER: 0001144204-17-053288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171017
FILED AS OF DATE: 20171019
DATE AS OF CHANGE: 20171019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANK ALEXANDER C
CENTRAL INDEX KEY: 0001226177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36701
FILM NUMBER: 171145451
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Asset Management Inc.
CENTRAL INDEX KEY: 0001611988
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 465610118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 992-4533
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
tv477350_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-10-17
0
0001611988
Fifth Street Asset Management Inc.
FSAM
0001226177
FRANK ALEXANDER C
C/O FIFTH STREET (FSAM)
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $0.01 par value per share
2017-10-17
4
M
0
76366
A
176926
D
Class A Common Stock, $0.01 par value per share
2017-10-17
4
F
0
35685
3.95
D
141241
D
Restricted Stock Units
2017-10-17
4
M
0
76366
0
D
Class A Common Stock
76366
0
D
On October 17, 2017, 76,366 restricted stock units ("RSUs) granted to Mr. Frank in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
/s/ Alexander C. Frank
2017-10-19