0000908662-17-000100.txt : 20170503 0000908662-17-000100.hdr.sgml : 20170503 20170503160229 ACCESSION NUMBER: 0000908662-17-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHARA MAUREEN CENTRAL INDEX KEY: 0001225741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 17809051 MAIL ADDRESS: STREET 1: ITG INC. STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-01 0001373561 NewStar Financial, Inc. NEWS 0001225741 OHARA MAUREEN C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1250 BOSTON MA 02116 1 0 0 0 Common Stock, par value $0.01 per share 2017-05-01 4 M 0 15000 8.28 A 127583 D Common Stock, par value $0.01 per share 2017-05-01 4 F 0 11437 10.86 D 116146 D Common Stock 8.28 2017-05-01 4 M 0 15000 0 D 2017-05-12 Common Stock 15000 0 D Fully vested /s/ John K. Bray as attorney-in-fact 2017-05-03