0000908662-17-000100.txt : 20170503
0000908662-17-000100.hdr.sgml : 20170503
20170503160229
ACCESSION NUMBER: 0000908662-17-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170501
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OHARA MAUREEN
CENTRAL INDEX KEY: 0001225741
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33211
FILM NUMBER: 17809051
MAIL ADDRESS:
STREET 1: ITG INC.
STREET 2: ONE LIBERTY PLAZA, 165 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-01
0001373561
NewStar Financial, Inc.
NEWS
0001225741
OHARA MAUREEN
C/O NEWSTAR FINANCIAL, INC.
500 BOYLSTON STREET, SUITE 1250
BOSTON
MA
02116
1
0
0
0
Common Stock, par value $0.01 per share
2017-05-01
4
M
0
15000
8.28
A
127583
D
Common Stock, par value $0.01 per share
2017-05-01
4
F
0
11437
10.86
D
116146
D
Common Stock
8.28
2017-05-01
4
M
0
15000
0
D
2017-05-12
Common Stock
15000
0
D
Fully vested
/s/ John K. Bray as attorney-in-fact
2017-05-03