0001209191-16-137097.txt : 20160815 0001209191-16-137097.hdr.sgml : 20160815 20160815195007 ACCESSION NUMBER: 0001209191-16-137097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xencor Inc CENTRAL INDEX KEY: 0001326732 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201622502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 626-305-5900 MAIL ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER BRUCE L A CENTRAL INDEX KEY: 0001225503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36182 FILM NUMBER: 161834443 MAIL ADDRESS: STREET 1: C/O ZYMOGENETICS, INC. STREET 2: 1201 EASTLAKE AVENUE CITY: SEATTLE STATE: WA ZIP: 98102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-11 0 0001326732 Xencor Inc XNCR 0001225503 CARTER BRUCE L A C/O XENCOR, INC. 111 WEST LEMON AVENUE MONROVIA CA 91016 1 0 0 0 Common Stock 2016-08-11 4 M 0 10000 0.59 A 10000 D Common Stock 2016-08-15 4 S 0 3020 22.6671 D 6980 D Common Stock 2016-08-15 4 S 0 380 22.6826 D 6600 D Stock Option (right to buy) 0.59 2016-08-11 4 M 0 10000 0.00 D 2019-09-29 Common Stock 10000 76744 D The stock option is fully vested and exercisable. /s/ Lloyd Rowland, Attorney-in-Fact 2016-08-15