0001209191-17-053273.txt : 20170919
0001209191-17-053273.hdr.sgml : 20170919
20170919143606
ACCESSION NUMBER: 0001209191-17-053273
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170918
FILED AS OF DATE: 20170919
DATE AS OF CHANGE: 20170919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHILLIPS STUART G
CENTRAL INDEX KEY: 0001225479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 171091791
MAIL ADDRESS:
STREET 1: 2735 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bay Partners XI L P
CENTRAL INDEX KEY: 0001327874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 171091793
BUSINESS ADDRESS:
STREET 1: 10600 N DE ANZA BLVD
STREET 2: SUITE 100
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: 408-725-2444
MAIL ADDRESS:
STREET 1: 10600 N DE ANZA BLVD
STREET 2: SUITE 100
CITY: CUPERTINO
STATE: CA
ZIP: 95014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAY PARTNERS XI PARALLEL FUND L P
CENTRAL INDEX KEY: 0001347244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 171091792
BUSINESS ADDRESS:
STREET 1: 10600 N DE ANZA BLVD
STREET 2: SUITE 100
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: 408-725-2444
MAIL ADDRESS:
STREET 1: 10600 N DE ANZA BLVD
STREET 2: SUITE 100
CITY: CUPERTINO
STATE: CA
ZIP: 95014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bay Management Co XI LLC
CENTRAL INDEX KEY: 0001513783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 171091794
BUSINESS ADDRESS:
STREET 1: 2180 SAND HILL ROAD
STREET 2: SUITE 345
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-1500
MAIL ADDRESS:
STREET 1: 2180 SAND HILL ROAD
STREET 2: SUITE 345
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULESOFT, INC
CENTRAL INDEX KEY: 0001374684
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205158650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-229-2009
MAIL ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOFT INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOURCE INC
DATE OF NAME CHANGE: 20060906
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-18
1
0001374684
MULESOFT, INC
MULE
0001513783
Bay Management Co XI LLC
2180 SAND HILL ROAD, SUITE 345
MENLO PARK
CA
94025
0
0
1
0
0001327874
Bay Partners XI L P
2180 SAND HILL ROAD, SUITE 345
MENLO PARK
CA
94025
0
0
1
0
0001347244
BAY PARTNERS XI PARALLEL FUND L P
2180 SAND HILL ROAD, SUITE 345
MENLO PARK
CA
94025
0
0
1
0
0001225479
PHILLIPS STUART G
2180 SAND HILL ROAD, SUITE 345
MENLO PARK
CA
94025
0
0
1
0
Class A Common Stock
2017-09-18
4
J
0
1990000
0.00
D
3036747
I
See footnote
Class A Common Stock
2017-09-18
4
J
0
10000
0.00
D
21660
I
See footnote
Class A Common Stock
2017-09-18
4
J
0
62359
0.00
A
127111
D
Represents a pro-rata, in-kind distribution by Bay Partners XI, L.P. ("BP XI") without additional consideration, to its respective partners, members and assigns.
Shares are held by BP XI. Bay Management Company XI, LLC ("BMC XI"), the general partner of BP XI, has sole voting and dispositive power with respect to the shares held by BP XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by BP XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
Represents a pro-rata, in-kind distribution by Bay Partners XI Parallel Fund, L.P. ("Parallel XI") without additional consideration, to its respective partners, members and assigns.
Shares are held by Parallel XI. BMC XI, the general partner of Parallel XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
Shares are owned directly by Stuart G. Phillips.
Bay Management Company XI, LLC /s/ Stuart G. Phillips, Managing Member
2017-09-19
Bay Partners XI, L.P., by Bay Management Company XI, LLC, its general partner /s/ Stuart G. Phillips, Managing Member
2017-09-19
Bay Partners XI Parallel Fund, L.P., by Bay Management Company XI, LLC, its general partner /s/ Stuart G. Phillips, Managing Member
2017-09-19
/s/ Stuart G. Phillips
2017-09-19