-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnlJZnlkpArWapCZuPaHiDT8XaWfdaa69dEOxN/UT8xQiVbwsdbYnGCBSvkSve+e 8HV00ZbSfNGrWfl6uT56vA== 0001140361-09-030493.txt : 20091229 0001140361-09-030493.hdr.sgml : 20091229 20091229201651 ACCESSION NUMBER: 0001140361-09-030493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091217 FILED AS OF DATE: 20091229 DATE AS OF CHANGE: 20091229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KENT C CENTRAL INDEX KEY: 0001225028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 091264866 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD., 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY FUND II LP CENTRAL INDEX KEY: 0001427940 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 091264867 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE STREET 2: SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY GP II, L.P. CENTRAL INDEX KEY: 0001469683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 091264869 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAYHAWK PRIVATE EQUITY, LLC CENTRAL INDEX KEY: 0001469684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 091264868 BUSINESS ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 BUSINESS PHONE: 913-642-2611 MAIL ADDRESS: STREET 1: 5410 WEST 61ST PLACE, SUITE 100 CITY: MISSION STATE: KS ZIP: 66205 4 1 doc1.xml FORM 4 X0303 4 2009-12-17 0 0001467808 China Cord Blood Corp CNDZF 0001225028 MCCARTHY KENT C 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 0 0001469684 JAYHAWK PRIVATE EQUITY, LLC 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 0 0001469683 JAYHAWK PRIVATE EQUITY GP II, L.P. 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 0 0001427940 JAYHAWK PRIVATE EQUITY FUND II LP 930 TAHOE BLVD., 802-281 INCLINE VILLAGE NV 89451 0 0 1 0 Common Stock, par value $0.0001 per share 2009-12-17 4 P 0 186000 5.9758 A 3206351 I See Footnote Common Stock, par value $0.0001 per share 2009-12-17 4 P 0 175000 6.0224 A 3381351 I See Footnote Warrants 5 2009-12-17 4 P 0 167000 1.6191 A 2009-12-17 2010-12-15 Common Stock 167000 7698717 I See Footnote See Exhibit 99.1 - Explanation of Responses to Table I, Item 7 and Table II, Item 11. /s/ Kent C. McCarthy 2009-12-29 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC 2009-12-29 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P. 2009-12-29 /s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P., which is the general partner of Jayhawk Private Equity Fund II, L.P. 2009-12-29 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
EX-99.1 2

Explanation of Responses to Table I, Item 7 and Table II, Item 11

(1)            Kent C. McCarthy is the manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P.  Jayhawk Private Equity GP II, L.P. is the general partner of Jayhawk Private Equity Fund II, L.P.  Jayhawk Private Equity Fund II, L.P. directly and solely owns 361,000 shares of common stock and 7,495,717 warrants of the issuer reported on this form.  As a result, Mr. McCarthy, Jayhawk Private Equity, LLC and Jayhawk Private Equity GP II, L.P. each indirectly beneficially own the 361,000 shares of common stock and 7,495,717 warrants of the issuer reported on this form.   Kent C. McCarthy is also the manager of Jayhawk Capital Management, LLC, which is the investment manager of Jayhawk China Fund (Cayman), Ltd.  Jayhawk China Fund (Cayman) directly and solely owns 3,020,351 shares of common stock and 203,000 warrants of the issuer reported on this form.  As a result, Mr. McCarthy and Jayhawk Capital Management, LLC each indirectly beneficially owns 3,020,351 shares of common stock and 203,000 warrants of the issuer reported on this form.  In the aggregate, Mr. McCarthy indirectly beneficially owns the 3,381,351 shares of common stock and 7,698,717 warrants of the issuer reported on this form.  Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.



 
 
 
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