-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFw5bvLlZQ6MFquhpd0DyVXHsi2ORo+iO9BQVqgGhNB93HAMP/8/xsMhZtUN2B7D JS5f/uvZKqe60Aw4wqzirA== 0001140361-09-027235.txt : 20091123 0001140361-09-027235.hdr.sgml : 20091123 20091123183210 ACCESSION NUMBER: 0001140361-09-027235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091119 FILED AS OF DATE: 20091123 DATE AS OF CHANGE: 20091123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY KENT C CENTRAL INDEX KEY: 0001225028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34541 FILM NUMBER: 091202863 MAIL ADDRESS: STREET 1: 930 TAHOE BLVD., 802-281 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 4 1 doc1.xml FORM 4 X0303 4 2009-11-19 0 0001467808 China Cord Blood Corp CNDZF 0001225028 MCCARTHY KENT C 930 TAHOE BLVD. 802-281 INCLINE VILLAGE NV 89451 0 0 1 1 Member of 13(d) group owning m Common Stock, par value $0.0001 per share 2009-11-19 4 P 0 125000 5.5241 A 2983651 I See Footnote Warrant 5 2009-11-19 4 P 0 155400 1.0215 A 2009-11-19 2010-12-15 Common Stock 155400 5149467 I See Footnote Warrant 5 2009-11-19 4 P 0 25000 1.30 A 2009-11-19 2010-12-15 Common Stock 25000 5174467 I See Footnote Warrant 5 2009-11-20 4 P 0 376750 1.1595 A 2009-11-20 2010-12-15 Common Stock 376750 5551217 I See Footnote See Exhibit 99.1 -- Explanation of Responses to Table I, Item 7. See Exhibit 99.1 -- Explanation of Responses to Table II, Item 11. /s/ Kent C. McCarthy 2009-11-23 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Explanation of Responses to Table II, Item 11

(1)           Kent C. McCarthy is the manager of Jayhawk Capital Management, LLC, which is the general partner to Jayhawk China Fund (Cayman), Ltd.  Jayhawk China Fund (Cayman) directly and solely owns the shares and warrants identified by this footnote in Table I and Table II.  As a result, Mr. McCarthy and Jayhawk Capital Management, LLC each indirectly beneficially owns the shares and warrants identified by this footnote in Table I and Table II.  Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.

(2)           Kent C. McCarthy is the manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P.  Jayhawk Private Equity GP II, L.P. is the general partner of Jayhawk Private Equity Fund II, L.P.  Jayhawk Private Equity Fund II, L.P. directly and solely owns the warrants identified by this footnote in Table II.  As a result, Mr. McCarthy, Jayhawk Private Equity, LLC and Jayhawk Private Equity GP II, L.P. each indirectly beneficially own the warrants identified by this footnote in Table II.  Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.


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