0001019056-16-001109.txt : 20160216 0001019056-16-001109.hdr.sgml : 20160215 20160216165932 ACCESSION NUMBER: 0001019056-16-001109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERCEPTIVE ADVISORS LLC CENTRAL INDEX KEY: 0001224962 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10438 FILM NUMBER: 161429868 BUSINESS ADDRESS: STREET 1: 499 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-205-5340 MAIL ADDRESS: STREET 1: 499 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001224962 XXXXXXXX 12-31-2015 12-31-2015 false PERCEPTIVE ADVISORS LLC
499 Park Avenue, 25th Floor New York NY 10022
13F HOLDINGS REPORT 028-10438 N
Joseph Edelman Managing Member 646-205-5342 /s/ Joseph Edelman New York NY 02-02-2016 0 155 1353145
INFORMATION TABLE 2 infotable.xml ANI PHARMACEUTICALS INC COM 00182C103 578 12800 SH SOLE 0 0 0 ANI PHARMACEUTICALS INC NOTE 3.000%12/0 00182CAA1 7461 7500000 PRN SOLE 0 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 5923 1762881 SH SOLE 0 0 0 ABEONA THERAPEUTICS INC *W EXP 12/19/201 00289Y115 1656 1259636 SH SOLE 0 0 0 ACADIA PHARMACEUTICALS INC COM 4225108 8743 245240 SH SOLE 0 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 16 750 SH SOLE 0 0 0 ACASTI PHARMA INC CL A NEW 00430K402 594 236559 SH SOLE 0 0 0 ACCELERON PHARMA INC COM 00434H108 13460 276036 SH SOLE 0 0 0 ACHAOGEN INC COM 4449104 344 60000 SH SOLE 0 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 23084 5995760 SH SOLE 0 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 3359 260000 SH SOLE 0 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 8410 1240458 SH SOLE 0 0 0 ALLIQUA BIOMEDICAL INC COM NEW 19621200 4112 1921951 SH SOLE 0 0 0 ALMOST FAMILY INC COM 20409108 187 4889 SH SOLE 0 0 0 AMEDISYS INC COM 23436108 183 4648 SH SOLE 0 0 0 AMERISOURCEBERGEN CORP COM 03073E105 211 2030 SH SOLE 0 0 0 AMGEN INC COM 31162100 8117 50000 SH SOLE 0 0 0 AMICUS THERAPEUTICS INC COM 03152W109 147823 15239444 SH SOLE 0 0 0 AMPLIPHI BIOSCIENCES CORP COM NEW 03211P202 298 74800 SH SOLE 0 0 0 AMSURG CORP COM 03232P405 170 2243 SH SOLE 0 0 0 ANTHERA PHARMACEUTICALS INC COM NEW 03674U201 4604 992156 SH SOLE 0 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 17575 861513 SH SOLE 0 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 744 59600 SH SOLE 0 0 0 ARDELYX INC COM 39697107 5725 315955 SH SOLE 0 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 313 50000 SH SOLE 0 0 0 ARNO THERAPEUTICS INC COM 42564203 1194 3463292 SH SOLE 0 0 0 ASSEMBLY BIOSCIENCES INC COM 45396108 5970 795000 SH SOLE 0 0 0 AVINGER INC COM 53734109 444 19566 SH SOLE 0 0 0 BAXTER INTERNATIONAL INC COM 71813109 3815 100000 SH Call SOLE 0 0 0 BAXTER INTL INC COM 71813109 18503 485000 SH SOLE 0 0 0 BIOGEN INC COM 09062X103 199 648 SH SOLE 0 0 0 BELLICUM PHARMACEUTICALS COM 79481107 8537 421188 SH SOLE 0 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 10652 404404 SH SOLE 0 0 0 BOVIE MEDICAL CORP COM 10211F100 342 162700 SH SOLE 0 0 0 BRAINSTORM CELL THERAPEUTICS COM 10501E102 1144 400000 SH SOLE 0 0 0 CIGNA CORPORATION COM 125509109 2927 20000 SH SOLE 0 0 0 CAMBREX CORP COM 132011107 221 4692 SH SOLE 0 0 0 CAPITAL SR LIVING CORP COM 140475104 10090 483700 SH SOLE 0 0 0 CAPRICOR THERAPEUTICS INC COM 14070B101 12 4000 SH SOLE 0 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 2085 851200 SH SOLE 0 0 0 CELLECTIS S A SPONSORED ADS 15117K103 93 2996 SH SOLE 0 0 0 CENTENE CORP DEL COM 15135B101 171 2593 SH SOLE 0 0 0 CHAMPIONS ONCOLOGY INC COM NEW 15870P307 1330 372597 SH SOLE 0 0 0 CHARLES RIV LABS INTL INC COM 159864107 274 3410 SH SOLE 0 0 0 CIDARA THERAPEUTICS INC COM 171757107 12747 742858 SH SOLE 0 0 0 COGENTIX MED INC COM 19243A104 869 673257 SH SOLE 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 178 6724 SH SOLE 0 0 0 CORBUS PHARMACEUTICALS INC COM 21833P103 2062 1250000 SH SOLE 0 0 0 CORVEL CORP COM 221006109 225 5115 SH SOLE 0 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 645 25000 SH SOLE 0 0 0 CYTOMX THERAPEUTICS INC COM 23284F105 13399 642047 SH SOLE 0 0 0 CURIS INC COM 231269101 291 100000 SH SOLE 0 0 0 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 11137 306715 SH SOLE 0 0 0 DERMA SCIENCES INC COM PAR $.01 249827502 1841 402884 SH SOLE 0 0 0 DERMIRA INC COM 24983L104 17374 502000 SH SOLE 0 0 0 DEPOMED INC COM 249908104 9065 500000 SH SOLE 0 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 594 50000 SH SOLE 0 0 0 DIGIRAD CORP COM 253827109 145 24988 SH SOLE 0 0 0 DYAX CORP COM 26746E103 68439 1819215 SH SOLE 0 0 0 EAGLE PHARMACEUTICALS INC COM 269796108 11806 133145 SH SOLE 0 0 0 ENDOLOGIX INC COM 29266S106 2970 300000 SH SOLE 0 0 0 ENSIGN GROUP INC COM 29358P101 198 8744 SH SOLE 0 0 0 EVOLENT HEALTH INC CL A 30050B101 1787 147600 SH SOLE 0 0 0 EXACTECH INC COM 30064E109 195 10734 SH SOLE 0 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 18016 434129 SH SOLE 0 0 0 FLEX PHARMA INC COM 33938A105 3 237 SH SOLE 0 0 0 FONAR CORP COM NEW 344437405 146 8473 SH SOLE 0 0 0 GW PHARMACEUTICALS -ADR ADS 36197T103 27776 400000 SH Put SOLE 0 0 0 GENVEC INC COM NEW 37246C307 1133 615844 SH SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 249 2457 SH SOLE 0 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 38363 1186630 SH SOLE 0 0 0 GREATBATCH INC COM 39153L106 231 4391 SH SOLE 0 0 0 HEALTH NET INC COM 42222G108 262 3831 SH SOLE 0 0 0 IDERA PHARMACEUTICALS INC COM NEW 45168K306 14 4578 SH SOLE 0 0 0 IGNYTA INC COM 451731103 24282 1812060 SH SOLE 0 0 0 IMMUNOMEDICS INC COM 452907108 614 200000 SH SOLE 0 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 157 20000 SH SOLE 0 0 0 INOGEN INC COM 45780L104 5 125 SH SOLE 0 0 0 INVITAE CORP COM 46185L103 1177 143366 SH SOLE 0 0 0 ISHARES TR HDG MSCI GERMN 46434V704 2437 100000 SH SOLE 0 0 0 LHC GROUP INC COM 50187A107 168 3705 SH SOLE 0 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 17537 649515 SH SOLE 0 0 0 LANNET INC COM 516012101 168 4182 SH SOLE 0 0 0 LANTHEUS HLDGS INC COM 516544103 131 38784 SH SOLE 0 0 0 LIFEPOINT HEALTH INC COM 53219L109 210 2862 SH SOLE 0 0 0 LION BIOTECHNOLOGIES INC COM 53619R102 23161 3000161 SH SOLE 0 0 0 MGC DIAGNOSTICS CORP COM 552768103 2213 336287 SH SOLE 0 0 0 MAGELLAN HEALTH INC COM NEW 559079207 207 3351 SH SOLE 0 0 0 MCKESSON CORP COM 58155Q103 233 1179 SH SOLE 0 0 0 MEDICINES CO COM 584688105 2801 75000 SH SOLE 0 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 395 50000 SH SOLE 0 0 0 MINERVA NEUROSCIENCES COM 603380106 4919 810537 SH SOLE 0 0 0 MOLINA HEALTHCARE INC COM 60855R100 168 2800 SH SOLE 0 0 0 MYRIAD GENETICS INC COM 62855J104 108 2500 SH SOLE 0 0 0 MYOKARDIA INC COM 62857M105 7372 502903 SH SOLE 0 0 0 NANOSPHERE INC COM NEW 63009F204 22 35379 SH SOLE 0 0 0 NANTKWEST INC COM 63016Q102 173 10000 SH SOLE 0 0 0 NEOS THERAPEUTICS INC COM 64052L106 2042 142603 SH SOLE 0 0 0 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 7169 6700444 SH SOLE 0 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 141208 2496167 SH SOLE 0 0 0 NEVRO CORP COM 64157F103 32694 484279 SH SOLE 0 0 0 NIVALIS THERAPEUTICS INC COM 65481J109 968 125000 SH SOLE 0 0 0 NOVO-NORDISK A S ADR 670100205 554 9540 SH SOLE 0 0 0 ONCOTHYREON INC COM 682324108 7579 3414121 SH SOLE 0 0 0 OTONOMY INC COM 68906L105 5716 205986 SH SOLE 0 0 0 PFENEX INC COM 717071104 11896 960877 SH SOLE 0 0 0 PHARMERICA CORP COM 71714F104 238 6800 SH SOLE 0 0 0 PROTEON THERAPEUTICS INC COM 74371L109 4265 275000 SH SOLE 0 0 0 PSIVIDA CORP COM 74440J101 2000 415000 SH SOLE 0 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 185 2698 SH SOLE 0 0 0 REGENXBIO INC COM 75901B107 12934 779213 SH SOLE 0 0 0 RETROPHIN INC COM 761299106 49756 2579380 SH SOLE 0 0 0 SAGE THERAPEUTICS INC COM 78667J108 1166 20000 SH SOLE 0 0 0 Sarepta Therapeutics Inc COM 803607100 19290 500000 SH Call SOLE 0 0 0 SAREPTA THERAPEUTICS INC COM 803607100 86455 2240928 SH SOLE 0 0 0 Sarepta Therapeutics Inc COM 803607100 3858 100000 SH Put SOLE 0 0 0 SCYNEXIS INC COM 811292101 1087 175000 SH SOLE 0 0 0 SPECTRANETICS CORP COM 84760C107 4060 269570 SH SOLE 0 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 496 78603 SH SOLE 0 0 0 SUCAMPO PHARMACEUTICALS INC CL A 864909106 13 759 SH SOLE 0 0 0 SURGICAL CARE AFFILIATES INC COM 86881L106 204 5133 SH SOLE 0 0 0 TANDEM DIABETES CARE INC COM 875372104 295 25000 SH SOLE 0 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 210 6927 SH SOLE 0 0 0 TESARO INC COM 881569107 50680 968659 SH SOLE 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 31573 481000 SH SOLE 0 0 0 TITAN PHARMACEUTICALS INC DE COM NEW A 888314309 2321 522728 SH SOLE 0 0 0 TOKAI PHARMACEUTICALS INC COM 88907J107 4232 485338 SH SOLE 0 0 0 TRANSENTERIX INC COM NEW 89366M201 4256 1715941 SH SOLE 0 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 378 30000 SH SOLE 0 0 0 TRIPLE-S MGMT CORP CL B 896749108 254 10605 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 193 1640 SH SOLE 0 0 0 UTAH MED PRODS INC COM 917488108 107 1828 SH SOLE 0 0 0 VCA INC COM 918194101 205 3731 SH SOLE 0 0 0 VANDA PHARMACEUTICALS INC COM 921659108 669 71849 SH SOLE 0 0 0 VBI VACCINES COM 91790E102 7955 3260356 SH SOLE 0 0 0 VERICEL CORP COM 92346J108 789 305662 SH SOLE 0 0 0 VERSARTIS INC COM 92529L102 28490 2299454 SH SOLE 0 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 13841 110000 SH SOLE 0 0 0 VITAE PHARMACEUTICALS INC COM 92847N103 3620 200000 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 3005 35292 SH SOLE 0 0 0 XENCOR INC COM 98401F105 27117 1854784 SH SOLE 0 0 0 XENON PHARMACEUTICALS INC COM 98420N105 1655 205800 SH SOLE 0 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 5623 558446 SH SOLE 0 0 0 ALLERGAN PLC SHS G0177J108 45313 145000 SH SOLE 0 0 0 AXOVANT SCIENCES LTD COM G0750W104 9646 535000 SH SOLE 0 0 0 ICON PLC SHS G4705A100 172 2213 SH SOLE 0 0 0 QUOTIENT LTD SHS G73268107 14297 893540 SH SOLE 0 0 0 ALCOBRA LTD SHS M2239P109 6458 1028272 SH SOLE 0 0 0 GALMED PHARMACEUTICALS LTD SHS M47238106 571 75000 SH SOLE 0 0 0 INTEC PHARMA LTD JERUSALEM SHS M53644106 1474 275000 SH SOLE 0 0 0 NEURODERM LTD ORD SHS M74231107 4604 270000 SH SOLE 0 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 231 1493 SH SOLE 0 0 0 AFFIMED N V COM N01045108 6186 868820 SH SOLE 0 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 867 62000 SH SOLE 0 0 0 UNIQURE NV SHS N90064101 15996 967093 SH SOLE 0 0 0