0001019056-15-000911.txt : 20151117
0001019056-15-000911.hdr.sgml : 20151117
20151117101125
ACCESSION NUMBER: 0001019056-15-000911
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151117
DATE AS OF CHANGE: 20151117
EFFECTIVENESS DATE: 20151117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERCEPTIVE ADVISORS LLC
CENTRAL INDEX KEY: 0001224962
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10438
FILM NUMBER: 151237284
BUSINESS ADDRESS:
STREET 1: 499 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-205-5340
MAIL ADDRESS:
STREET 1: 499 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001224962
XXXXXXXX
09-30-2015
09-30-2015
true
1
NEW HOLDINGS
false
PERCEPTIVE ADVISORS LLC
499 Park Avenue, 25th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-10438
N
Joseph Edelman
Managing Member
646-205-5342
/s/ Joseph Edelman
New York
NY
11-17-2015
0
158
1252059
INFORMATION TABLE
2
infotable.xml
AMAG PHARMACEUTICALS INC
COM
00163U106
115
2904
SH
SOLE
0
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
761
19256
SH
SOLE
0
0
0
ANI PHARMACEUTICALS INC
NOTE 3.000%12/0
00182CAA1
6923
7500000
PRN
SOLE
0
0
0
ABEONA THERAPEUTICS INC
COM
00289Y107
7140
1762881
SH
SOLE
0
0
0
ABEONA THERAPEUTICS INC
*W EXP 12/19/201
00289Y115
2173
1259636
SH
SOLE
0
0
0
ACADIA PHARMACEUTICALS INC
COM
4225108
9764
295240
SH
SOLE
0
0
0
ACASTI PHARMA INC
CL A SHS
00430K105
626
2365600
SH
SOLE
0
0
0
ACCELERON PHARMA INC
COM
00434H108
6873
276036
SH
SOLE
0
0
0
ACHAOGEN INC
COM
4449104
346
60000
SH
SOLE
0
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
19105
6264060
SH
SOLE
0
0
0
ADDUS HOMECARE CORP
COM
6739106
237
7601
SH
SOLE
0
0
0
AETNA INC NEW
COM
00817Y108
283
2586
SH
SOLE
0
0
0
AKEBIA THERAPEUTICS INC
COM
00972D105
2512
260000
SH
SOLE
0
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
5580
957193
SH
SOLE
0
0
0
ALLIQUA BIOMEDICAL INC
COM NEW
19621200
6092
1921951
SH
SOLE
0
0
0
AMGEN INC
COM
31162100
177
1280
SH
SOLE
0
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
175633
14439444
SH
SOLE
0
0
0
AMPLIPHI BIOSCIENCES
COM
03211P202
316
80000
SH
SOLE
0
0
0
ANTHERA PHARMACEUTICALS INC
COM NEW
03674U201
5206
992156
SH
SOLE
0
0
0
ANTHEM INC
COM
36752103
201
1436
SH
SOLE
0
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
5591
850992
SH
SOLE
0
0
0
AQUINOX PHARMACEUTICALS INC
COM
03842B101
839
59600
SH
SOLE
0
0
0
ARDELYX INC
COM
39697107
5460
315955
SH
SOLE
0
0
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
2628
450000
SH
SOLE
0
0
0
ARNO THERAPEUTICS INC
COM
42564203
712
2034721
SH
SOLE
0
0
0
ASSEMBLY BIOSCIENCES INC
COM
45396108
7600
795000
SH
SOLE
0
0
0
AVINGER INC
COM
53734109
1434
97500
SH
SOLE
0
0
0
BAXTER INTL INC
COM
71813109
1971
60000
SH
SOLE
0
0
0
BELLICUM PHARMACEUTICALS INC
COM
79481107
7572
521188
SH
SOLE
0
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
1411
123745
SH
SOLE
0
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
8629
404404
SH
SOLE
0
0
0
BOVIE MEDICAL CORP
COM
10211F100
322
162700
SH
SOLE
0
0
0
BRAINSTORM CELL THERAPEUTICS
COM
10501E201
916
400000
SH
SOLE
0
0
0
CIGNA CORPORATION
COM
125509109
2629
19470
SH
SOLE
0
0
0
CAMBREX CORP
COM
132011107
186
4692
SH
SOLE
0
0
0
CAPITAL SR LIVING CORP
COM
140475104
11100
553600
SH
SOLE
0
0
0
CAPRICOR THERAPEUTICS INC
COM
14070B101
16
4000
SH
SOLE
0
0
0
CARDINAL HEALTH INC
COM
14149Y108
198
2574
SH
SOLE
0
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
2554
851200
SH
SOLE
0
0
0
CELLECTIS S A
SPONSORED ADS
15117K103
5764
218679
SH
SOLE
0
0
0
CELYAD SA
ADR
151205200
3139
75000
SH
SOLE
0
0
0
CEMPRA INC
COM
15130J109
16217
582500
SH
SOLE
0
0
0
CHAMPIONS ONCOLOGY INC
COM NEW
15870P307
1993
372597
SH
SOLE
0
0
0
CIDARA THERAPEUTICS INC
COM
171757107
9449
742858
SH
SOLE
0
0
0
COGENTIX MED INC
COM
19243A104
835
673257
SH
SOLE
0
0
0
CONATUS PHARMACEUTICALS INC
COM
20600T108
2
425
SH
SOLE
0
0
0
CONCERT PHARMACEUTICALS INC
COM
206022105
195
10379
SH
SOLE
0
0
0
CORBUS PHARMACEUTICALS INC
COM
21833P103
1962
1250000
SH
SOLE
0
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX STERM
22542D795
1132
46500
SH
SOLE
0
0
0
CURIS INC
COM
231269101
202
100000
SH
SOLE
0
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
10916
306715
SH
SOLE
0
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
1698
360584
SH
SOLE
0
0
0
DERMIRA INC
COM
24983L104
11016
472000
SH
SOLE
0
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
411
50000
SH
SOLE
0
0
0
DIVERSICARE HEALTHCARE SVCS
COM
255104101
127
12337
SH
SOLE
0
0
0
DYAX CORP
COM
26746E103
31428
1646315
SH
SOLE
0
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
9109
123044
SH
SOLE
0
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
213
1500
SH
SOLE
0
0
0
ENDOLOGIX INC
COM
29266S106
71
5755
SH
SOLE
0
0
0
EVOLENT HEALTH INC
CL A
30050B101
2191
137289
SH
SOLE
0
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
4373
284129
SH
SOLE
0
0
0
GW PHARMACEUTICALS -ADR
ADS
36197T103
27411
300000
SH
Put
SOLE
0
0
0
GENVEC INC
COM NEW
37246C307
1423
615844
SH
SOLE
0
0
0
GILEAD SCIENCES INC
COM
375558103
9819
100000
SH
Put
SOLE
0
0
0
GILEAD SCIENCES INC
COM
375558103
241
2457
SH
SOLE
0
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
38863
921800
SH
SOLE
0
0
0
GREATBATCH INC
COM
39153L106
248
4391
SH
SOLE
0
0
0
HCA HOLDINGS INC
COM
40412C101
198
2563
SH
SOLE
0
0
0
HEALTH NET INC
COM
42222G108
231
3831
SH
SOLE
0
0
0
IDERA PHARMACEUTICALS INC
COM NEW
45168K306
5
1537
SH
SOLE
0
0
0
IGNYTA INC
COM
451731103
16959
1931600
SH
SOLE
0
0
0
INC RESH HLDGS INC
CL A
45329R109
290
7261
SH
SOLE
0
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
169
20000
SH
SOLE
0
0
0
INVITAE CORP
COM
46185L103
1817
251666
SH
SOLE
0
0
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
899
86229
SH
SOLE
0
0
0
ISHARES RUSSELL 2000
RUSSELL 2000 ETF
464287655
21840
200000
SH
Put
SOLE
0
0
0
ISHARES TR
HDG MSCI GERMN
46434V704
3290
145000
SH
SOLE
0
0
0
JUNIPER PHARMACEUTICALS INC
COM
48203L107
20
1736
SH
SOLE
0
0
0
LHC GROUP INC
COM
50187A107
265
5917
SH
SOLE
0
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
18189
654515
SH
SOLE
0
0
0
LANNET INC
COM
516012101
168
4048
SH
SOLE
0
0
0
LIFEPOINT HEALTH INC
COM
53219L109
179
2522
SH
SOLE
0
0
0
LION BIOTECHNOLOGIES INC
COM
53619R102
17023
2955456
SH
SOLE
0
0
0
MGC DIAGNOSTICS CORP
COM
552768103
2219
336287
SH
SOLE
0
0
0
MAGELLAN HEALTH INC
COM NEW
559079207
189
3410
SH
SOLE
0
0
0
MINVERA NEUROSCIENCES
COM
603380106
4255
810537
SH
SOLE
0
0
0
MOLINA HEALTHCARE INC
COM
60855R100
199
2888
SH
SOLE
0
0
0
MYRIAD GENETICS INC
COM
62855J104
94
2500
SH
SOLE
0
0
0
NANOSPHERE INC
COM NEW
63009F204
58
35379
SH
SOLE
0
0
0
NEOS THERAPEUTICS INC
COM
64052L106
7796
371066
SH
SOLE
0
0
0
NEPTUNE TECHNOLOGIES BIORESO
COM
64077P108
7370
6700444
SH
SOLE
0
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
117101
2942967
SH
SOLE
0
0
0
NEVRO CORP
COM
64157F103
28150
606811
SH
SOLE
0
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
1621
125000
SH
SOLE
0
0
0
NOVO-NORDISK A S
ADR
670100205
290
5340
SH
SOLE
0
0
0
NOVO-NORDISK A/S-SPONS ADR
ADR
670100205
10848
200000
SH
Put
SOLE
0
0
0
NUVASIVE INC
COM
670704105
12
252
SH
SOLE
0
0
0
ONCOTHYREON INC
COM
682324108
1380
3546897
SH
SOLE
0
0
0
OTONOMY INC
COM
68906L105
364
185368
SH
SOLE
0
0
0
PTC THERAPEUTICS INC
COM
69366J200
26834
1005000
SH
Put
SOLE
0
0
0
PTC THERAPEUTICS INC
COM
69366J200
2670
100000
SH
Call
SOLE
0
0
0
PFENEX INC
COM
717071104
14575
971043
SH
SOLE
0
0
0
PHARMERICA CORP
COM
71714F104
194
6800
SH
SOLE
0
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
1381
55000
SH
SOLE
0
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
520
12000
SH
SOLE
0
0
0
PROSHARES ULTRA S & P500
PSHS ULT S&P 500
74347R107
11120
200000
SH
Put
SOLE
0
0
0
PROTEON THERAPEUTICS INC
COM
74371L109
3825
275000
SH
SOLE
0
0
0
PSIVIDA CORP
COM
74440J101
257
315000
SH
SOLE
0
0
0
RECRO PHARMA INC
COM
75629F109
145
12063
SH
SOLE
0
0
0
REGENXBIO INC
COM
75901B107
17166
779213
SH
SOLE
0
0
0
RELYPSA INC
COM
759531106
4628
250000
SH
Put
SOLE
0
0
0
RELYPSA INC
COM
759531106
5553
300000
SH
Call
SOLE
0
0
0
RELYPSA INC
COM
759531106
18287
987942
SH
SOLE
0
0
0
REPLIGEN CORP
COM
759916109
2785
100000
SH
Put
SOLE
0
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
1635
220000
SH
SOLE
0
0
0
RETROPHIN INC
COM
761299106
53629
2647080
SH
SOLE
0
0
0
STREETTRACKS SPDR BIOTEC ETF
S&P BIOTECH
78464A870
17119
275000
SH
Put
SOLE
0
0
0
STREETTRACKS SPDR BIOTEC ETF
S&P BIOTECH
78464A870
6
100
SH
Call
SOLE
0
0
0
SAGE THERAPEUTICS INC
COM
78667J108
847
20000
SH
SOLE
0
0
0
ST JUDE MED INC
COM
790849103
3251
51520
SH
SOLE
0
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
89424
2784928
SH
SOLE
0
0
0
Sarepta Therapeutics Inc
COM
803607100
9634
300000
SH
Call
SOLE
0
0
0
SCYNEXIS INC
COM
811292101
1274
175000
SH
SOLE
0
0
0
SHIRE PLC
SPONSORED ADR
82481R106
8415
41000
SH
SOLE
0
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
694
78603
SH
SOLE
0
0
0
SUCAMPO PHARMACEUTICALS INC
CL A
864909106
157
7905
SH
SOLE
0
0
0
SUNESIS PHARMACEUTICALS INC
COM NEW
867328601
567
700000
SH
SOLE
0
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
1198
226000
SH
SOLE
0
0
0
TESARO INC
COM
881569107
39368
981759
SH
SOLE
0
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
9034
160000
SH
SOLE
0
0
0
THORATEC CORP
COM NEW
885175307
6327
100000
SH
Call
SOLE
0
0
0
THORATEC CORP
COM NEW
885175307
5440
86000
SH
SOLE
0
0
0
TOKAI PHARMACEUTICALS INC
COM
88907J107
5024
485338
SH
SOLE
0
0
0
TRANSENTERIX INC
COM NEW
89366M201
4127
1826432
SH
SOLE
0
0
0
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
391
30000
SH
SOLE
0
0
0
TRIPLE-S MGMT CORP
CL B
896749108
189
10605
SH
SOLE
0
0
0
VALEANT PHARMACEUTICALS INTERNATIONAL IN
COM
91911K102
18
100
SH
Call
SOLE
0
0
0
VBI VACCINES INC
COM
91790E102
8607
3260356
SH
SOLE
0
0
0
VERICEL CORP
COM
92346J108
952
351162
SH
SOLE
0
0
0
VERSARTIS INC
COM
92529L102
26726
2317954
SH
SOLE
0
0
0
VITAE PHARMACEUTICALS INC
COM
92847N103
2202
200000
SH
SOLE
0
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2933
35292
SH
SOLE
0
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
189
2189
SH
SOLE
0
0
0
XENCOR INC
COM
98401F105
21461
1754784
SH
SOLE
0
0
0
XENCOR INC
COM
98401F105
612
50000
SH
Put
SOLE
0
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
1699
205800
SH
SOLE
0
0
0
ZYNERBA PHARMACEUTICALS INC
COM
98986X109
8290
579350
SH
SOLE
0
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
5297
410000
SH
SOLE
0
0
0
ICON PLC
SHS
G4705A100
187
2631
SH
SOLE
0
0
0
QUOTIENT LTD
SHS
G73268107
10347
776803
SH
SOLE
0
0
0
QUOTIENT LTD
*W EXP 10/30/201
G73268123
475
131251
SH
SOLE
0
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
557
75000
SH
SOLE
0
0
0
INTEC PHARMA LTD JERUSALEM
SHS
M53644106
1960
350000
SH
SOLE
0
0
0
NEURODERM LTD
ORD SHS
M74231107
5581
270000
SH
SOLE
0
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
213
1493
SH
SOLE
0
0
0
AFFIMED N V
COM
N01045108
5361
868620
SH
SOLE
0
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
819
62000
SH
SOLE
0
0
0
UNIQURE NV
SHS
N90064101
14116
690269
SH
SOLE
0
0
0