0001019056-14-000254.txt : 20140214
0001019056-14-000254.hdr.sgml : 20140214
20140214163344
ACCESSION NUMBER: 0001019056-14-000254
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERCEPTIVE ADVISORS LLC
CENTRAL INDEX KEY: 0001224962
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10438
FILM NUMBER: 14617438
BUSINESS ADDRESS:
STREET 1: 499 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-205-5340
MAIL ADDRESS:
STREET 1: 499 PARK AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001224962
XXXXXXXX
12-31-2013
12-31-2013
false
PERCEPTIVE ADVISORS LLC
499 Park Avenue, 25th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-10438
N
Joseph Edelman
Managing Member
646-205-5342
/s/ Joseph Edelman
New York
NY
02-14-2014
0
118
832601
INFORMATION TABLE
2
infotable.xml
ACASTI PHARMA INC
CL A SHS
00430K105
5236
4389685
SH
SOLE
4389685
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
5388
300000
SH
SOLE
300000
0
0
AXOGEN INC
COM
05463X106
20
4500
SH
SOLE
4500
0
0
BLUEBIRD BIO INC
COM
09609G100
420
20000
SH
SOLE
20000
0
0
CHIMERIX INC
COM
16934W106
2262
150000
SH
SOLE
150000
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
2225
132500
SH
SOLE
132500
0
0
GENTIUM S P A
SPONSORED ADR
37250B104
6852
120000
SH
SOLE
120000
0
0
MACROGENICS INC
COM
556099109
19687
717705
SH
SOLE
717705
0
0
MGC DIAGNOSTICS CORP
COM
552768103
2274
179619
SH
SOLE
179619
0
0
OREXIGEN THERAPEUTICS INC
NOTE 2.750%12/0
686164AA2
732
750000
PRN
SOLE
750000
0
0
RELYPSA INC
COM
759531106
8530
341200
SH
SOLE
341200
0
0
STEMCELLS INC
COM NEW
85857R204
334
271600
SH
SOLE
271600
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
1
38
SH
SOLE
38
0
0
SURGICAL CARE AFFILIATES INC
COM
86881L106
697
20000
SH
SOLE
20000
0
0
TANDEM DIABETES CARE INC
COM
875372104
2995
116235
SH
SOLE
116235
0
0
VERASTEM INC
COM
92337C104
2517
220000
SH
SOLE
220000
0
0
XENCOR INC
COM
98401F105
14338
1568672
SH
SOLE
1568672
0
0
ABBVIE INC
COM
00287Y109
18484
350000
SH
SOLE
350000
0
0
ACELRX PHARMACEUTICALS INC
COM
00444T100
74353
6574060
SH
SOLE
6574060
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
31775
447785
SH
SOLE
447785
0
0
AFFYMETRIX INC
COM
00826T108
73
8538
SH
SOLE
8538
0
0
ALERE INC
COM
01449J105
149
4127
SH
SOLE
4127
0
0
ALLIQUA
COM
019621200
4041
557491
SH
SOLE
557491
0
0
ANACOR PHARMACEUTICALS INC
COM
32420101
7959
474303
SH
SOLE
474303
0
0
ANACOR PHARMACEUTICALS INC
COM
32420101
222
13239
SH
SOLE
13239
0
0
ANALOGIC CORP
COM PAR $0.05
32657207
146
1644
SH
SOLE
1644
0
0
ANTHERA PHARMACEUTICALS INC
COM NEW
03674U201
1325
431456
SH
SOLE
431456
0
0
ARNO THERAPEUTICS
COM
042564203
5697
2034721
SH
SOLE
2034721
0
0
ASTRAZENECA PLC
SPONSORED ADR
46353108
152
2558
SH
SOLE
2558
0
0
ATHENAHEALTH INC
COM
04685W103
336
2500
SH
Call
SOLE
2500
0
0
ATHERSYS INC
COM
04744L106
4252
1700887
SH
SOLE
1700887
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
2074
100000
SH
SOLE
100000
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
1501
197500
SH
SOLE
197500
0
0
BIOGEN IDEC INC
COM
09062X103
11190
40000
SH
SOLE
40000
0
0
CAPITAL SR LIVING CORP
COM
140475104
5008
208753
SH
SOLE
208753
0
0
CELGENE CORP
COM
151020104
86034
509200
SH
SOLE
509200
0
0
CELL THERAPEUTICS INC
COM NPV NEW 2012
150934883
7133
3715000
SH
SOLE
3715000
0
0
CENTENE CORP DEL
COM
15135B101
154
2610
SH
SOLE
2610
0
0
CHAMPION ONCOLOGY
COM
15870P109
1950
1625744
SH
SOLE
1625744
0
0
CHELSEA THERAPEUTICS INTL LT
COM
163428105
7538
1701639
SH
SOLE
1701639
0
0
CIGNA CORPORATION
COM
125509109
10935
125000
SH
SOLE
125000
0
0
CLOVIS ONCOLOGY INC
COM
189464100
1843
30585
SH
SOLE
30585
0
0
COMBIMATRIX CORPORATION
*W EXP 05/01/201
20009T121
3
5000
SH
SOLE
5000
0
0
COVIDIEN PLC
SHS
G2554F113
11640
170926
SH
SOLE
170926
0
0
COVIDIEN PLC
SHS
G2554F113
375
5500
SH
SOLE
5500
0
0
COVIDIEN PLC
SHS
G2554F113
13511
198400
SH
SOLE
198400
0
0
CURIS INC
COM
231269101
987
350000
SH
SOLE
350000
0
0
CUTERA INC
COM
232109108
228
22400
SH
SOLE
22400
0
0
CVS CAREMARK CORPORATION
COM
126650100
6241
87200
SH
SOLE
87200
0
0
CVS CAREMARK CORPORATION
COM
126650100
152
2130
SH
SOLE
2130
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
151
2382
SH
SOLE
2382
0
0
DEXCOM INC
COM
252131107
1062
30000
SH
SOLE
30000
0
0
DYAX CORP
COM
26746E103
17565
2332674
SH
SOLE
2332674
0
0
ENDO HEALTH SOLUTIONS INC
COM
29264F205
77
1138
SH
SOLE
1138
0
0
ENDOCYTE INC
COM
29269A102
4504
421300
SH
SOLE
421300
0
0
ENDOCYTE INC
COM
29269A102
2138
200000
SH
Put
SOLE
200000
0
0
ENDOCYTE INC
COM
29269A102
2138
200000
SH
Call
SOLE
200000
0
0
ENZO BIOCHEM INC
COM
29269A102
730
250000
SH
SOLE
250000
0
0
EXACT SCIENCES CORP
COM
30063P105
22480
1923003
SH
SOLE
1923003
0
0
EXACT SCIENCES CORP
COM
30063P105
551
46900
SH
SOLE
46900
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
146
2080
SH
SOLE
2080
0
0
FLUIDIGM CORP DEL
COM
34385P108
78
2030
SH
SOLE
2030
0
0
GERON CORP
COM
374163103
22
4684
SH
SOLE
4684
0
0
GILEAD SCIENCES INC
COM
375558103
3758
50000
SH
SOLE
50000
0
0
HEALTH NET INC
COM
42222G108
7937
267500
SH
SOLE
267500
0
0
HEALTH NET INC
COM
42222G108
157
5275
SH
SOLE
5275
0
0
HEARTWARE INTL INC
COM
422368100
7977
84900
SH
SOLE
84900
0
0
HILL ROM HLDGS INC
COM
431475102
152
3687
SH
SOLE
3687
0
0
HOLOGIC INC
COM
436440101
559
25000
SH
Call
SOLE
25000
0
0
IDENIX PHARMACEUTICALS INC
COM
45166R204
1794
300000
SH
Call
SOLE
300000
0
0
ILLUMINA INC
COM
452327109
221
2000
SH
SOLE
2000
0
0
IMMUNOMEDICS INC
COM
452907108
13
2853
SH
SOLE
2853
0
0
IMPAX LABORATORIES INC
COM
45256B101
150
5962
SH
SOLE
5962
0
0
INCYTE CORP
COM
45337C102
13609
268800
SH
SOLE
268800
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
4834
350000
SH
SOLE
350000
0
0
INSYS THERAPEUTICS INC NEW
COM NEW
45824V209
221
5722
SH
SOLE
5722
0
0
LANNET INC
COM
516012101
223
6744
SH
SOLE
6744
0
0
MANNKIND CORP
COM
56400P201
19772
3795000
SH
SOLE
3795000
0
0
MEDGENICS INC
COM NEW
58436Q203
367
61263
SH
SOLE
61263
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
220
3642
SH
SOLE
3642
0
0
MIMEDX GROUP INC
COM
602496101
874
100000
SH
SOLE
100000
0
0
MYLAN INC
COM
628530107
17035
392500
SH
SOLE
392500
0
0
MYRIAD GENETICS INC
COM
62855J104
210
10000
SH
Put
SOLE
10000
0
0
NANOSPHERE INC
COM
63009F105
676
295000
SH
SOLE
295000
0
0
NAVIDEA BIOPHARMACEUTICALS I
COM
63937X103
207
100000
SH
Put
SOLE
100000
0
0
NEOSTEM INC
COM PAR $.001
640650404
1566
229593
SH
SOLE
229593
0
0
NEPTUNE TECHNOLOGIES BIORESO
COM
64077P108
17111
5900444
SH
SOLE
5900444
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
39076
4183737
SH
SOLE
4183737
0
0
NEWCASTLE INVT CORP
COM
65105M108
402
70000
SH
SOLE
70000
0
0
OMNICARE INC
COM
681904108
150
2492
SH
SOLE
2492
0
0
ONCOTHYREON INC
COM
682324108
880
500000
SH
SOLE
500000
0
0
OPHTHOTECH CORP
COM
683745103
2426
75000
SH
SOLE
75000
0
0
PAIN THERAPEUTICS INC
COM
69562K100
172
35506
SH
SOLE
35506
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
76
735
SH
SOLE
735
0
0
REPLIGEN CORP
COM
759916109
2251
165000
SH
Put
SOLE
165000
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
1315
71879
SH
SOLE
71879
0
0
RETROPHIN INC
COM
761299106
7368
1052692
SH
SOLE
1052692
0
0
RITE AID CORP
COM
767754104
76
14924
SH
SOLE
14924
0
0
SANTARUS INC
COM
802817304
1451
45400
SH
SOLE
45400
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
70981
3484579
SH
SOLE
3484579
0
0
Sarepta Therapeutics Inc
COM
803607100
13241
650000
SH
Put
SOLE
650000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
1413
10000
SH
SOLE
10000
0
0
SPECTRANETICS CORP
COM
84760C107
8656
346254
SH
SOLE
346254
0
0
TANDEM DIABETES CARE INC
COM
875372104
241
9365
SH
SOLE
9365
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
5598
56602
SH
SOLE
56602
0
0
TESARO INC
COM
881569107
40851
1446570
SH
SOLE
1446570
0
0
TORNIER N V
SHS
N87237108
188
10000
SH
SOLE
10000
0
0
TRANSGENOMIC INC
COM
89365k206
1004
2207500
SH
SOLE
2207500
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
792
7000
SH
SOLE
7000
0
0
UROPLASTY INC
COM NEW
917277204
857
313989
SH
SOLE
313989
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
60311
811728
SH
SOLE
811728
0
0
VIVUS INC
COM
928551100
908
100000
SH
Put
SOLE
100000
0
0
WALGREEN CO
COM
931422109
18496
322000
SH
SOLE
322000
0
0
XENOPORT INC
COM
98411C100
288
50000
SH
SOLE
50000
0
0
ZELTIQ AESTHETICS INC
COM
98933Q108
5548
293400
SH
SOLE
293400
0
0
ZELTIQ AESTHETICS INC
COM
98933Q108
231
12193
SH
SOLE
12193
0
0
ZIMMER HLDGS INC
COM
98956P102
1864
20000
SH
SOLE
20000
0
0
ZOGENIX INC
COM
98978L105
2236
650000
SH
SOLE
650000
0
0