0001252604-18-000004.txt : 20180223 0001252604-18-000004.hdr.sgml : 20180223 20180223181613 ACCESSION NUMBER: 0001252604-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180221 FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baude Bruce K. CENTRAL INDEX KEY: 0001555051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31792 FILM NUMBER: 18638084 MAIL ADDRESS: STREET 1: 11825 NORTH PENNSYLVANIA STREET CITY: CARMEL STATE: IN ZIP: 46032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNO Financial Group, Inc. CENTRAL INDEX KEY: 0001224608 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 753108137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11825 N PENNSYLVANIA ST CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 3178176100 MAIL ADDRESS: STREET 1: 11825 NORTH PENNSYLVANIA STREET CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: CONSECO INC DATE OF NAME CHANGE: 20030326 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-21 0001224608 CNO Financial Group, Inc. CNO 0001555051 Baude Bruce K. C/O CNO FINANCIAL GROUP, INC. 11825 NORTH PENNSYLVANIA STREET CARMEL IN 46032 0 1 0 0 EVP, Chief Ops & Tech Officer Common Stock 2018-02-21 4 A 0 24562 23.33 A 79020 D Common Stock 2018-02-21 4 F 0 7116 23.33 D 71904 D Restricted Stock Units 2018-02-21 4 A 0 8630 0 A Common Stock 8630 8630 D Stock Options 23.33 2018-02-21 4 A 0 20620 0 A 2028-02-21 Common Stock 20620 20620 D These shares were acquired upon vesting of performance share units for the 2015-2017 performance period, based on the Issuer's average pre-tax operating income and relative total shareholder return over that period. Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of performance share units. Restricted stock units convert into common stock on a one-for-one basis. The restricted stock units vest in three equal annual installments beginning March 25, 2019. One-half of these options becomes exercisable on February 21, 2020 and the other one-half becomes exercisable on February 21, 2021. Karl W. Kindig, Attorney-in-Fact 2018-02-23