0001250988-19-000015.txt : 20190221 0001250988-19-000015.hdr.sgml : 20190221 20190221175948 ACCESSION NUMBER: 0001250988-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Joel H. CENTRAL INDEX KEY: 0001740736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31792 FILM NUMBER: 19623233 MAIL ADDRESS: STREET 1: 11825 NORTH PENNSYLVANIA STREET CITY: CARMEL STATE: IN ZIP: 46032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNO Financial Group, Inc. CENTRAL INDEX KEY: 0001224608 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 753108137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11825 N PENNSYLVANIA ST CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: 3178176100 MAIL ADDRESS: STREET 1: 11825 NORTH PENNSYLVANIA STREET CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: CONSECO INC DATE OF NAME CHANGE: 20030326 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-19 0001224608 CNO Financial Group, Inc. CNO 0001740736 Schwartz Joel H. C/O CNO FINANCIAL GROUP, INC. 11825 NORTH PENNSYLVANIA STREET CARMEL IN 46032 0 1 0 0 President, Colonial Penn Common Stock 2019-02-19 4 A 0 3468 17.48 A 21347 D Common Stock 2019-02-19 4 F 0 1273 17.48 D 20074 D Restricted Stock Units 2019-02-19 4 A 0 6900 17.48 A 26974 D Stock Options 17.48 2019-02-19 4 A 0 16900 0 A 2029-02-19 Common Stock 16900 16900 D These shares were acquired upon vesting of performance share units for the 2016-2018 performance period, based on the Issuer's average pre-tax operating return on equity over that period. Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on performance share units. Restricted stock units convert into common stock on a one-for-one basis. The restricted stock units vest in three equal annual installments beginning March 25, 2020. One-half of these options vest on February 19, 2021 and one-half vest on February 19, 2022. Karl W. Kindig, Attorney-in-Fact 2019-02-21