-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ASNhOPuhmrvtjxl29pJAkuOK7iCaYzJQjp9BF4guNLPiMvBk4YmsNT4Snbsp0uSZ n3vuU6f6zclO8vg7whAFLQ== 0000902664-09-003432.txt : 20090825 0000902664-09-003432.hdr.sgml : 20090825 20090825171053 ACCESSION NUMBER: 0000902664-09-003432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090819 FILED AS OF DATE: 20090825 DATE AS OF CHANGE: 20090825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sabourin John Paul CENTRAL INDEX KEY: 0001435354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 091034562 MAIL ADDRESS: STREET 1: 2170 PINEEDLE ROW CITY: MISSISSAUGA STATE: A6 ZIP: L5C 1V3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINDSPEED TECHNOLOGIES, INC CENTRAL INDEX KEY: 0001224370 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 010616769 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9495793000 MAIL ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: MINDSPEED TECHNOLOGIES INC DATE OF NAME CHANGE: 20030324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 091034563 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Capital CORP CENTRAL INDEX KEY: 0001435352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 091034564 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 BUSINESS PHONE: 416-367-0564 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 4 1 p09-1727form4_ex.xml X0303 4 2009-08-19 1 0001224370 MINDSPEED TECHNOLOGIES, INC MSPD 0001326389 Polar Securities Inc. 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 0001435354 Sabourin John Paul 2170 PINEEDLE ROW MISSISSAUGA A6 L5C 1V3 ONTARIO, CANADA 0 0 1 0 0001435352 Polar Capital CORP 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 Polar Securities Inc., a company incorporated under the laws of Ontario, Canada, Polar Capital Corporation, a company incorporated under the laws of Ontario, Canada and John Paul Sabourin ceased to be 10% owners of the shares of Mindspeed Technologies, Inc. (the "Company") common stock (the "Securities") on August 19, 2009, due to the public offering of additional shares of the Securities on August 19, 2009 as described in the 8-K of the Company filed on August 14, 2009. /s/ John Paul Sabourin, Chief Investment Officer 2009-08-24 EX-99 2 p09-1727jointfiler.txt POLAR CAPITAL CORPORATION JOINT FILER INFORMATION EXHIBIT 99 FORM 4 JOINT FILER INFORMATION Name: Polar Capital Corporation Address: 372 Bay Street, 21st Floor, Toronto, Ontario, Canada M5H 2W9 Designated Filer: Polar Securities Inc. Issuer and Ticker Symbol: Mindspeed Technologies, Inc. [MSPD] Date of Event requiring statement: August 19, 2009 /s/ Tom Sabourin - ----------------- Tom Sabourin Vice President Form 4 Joint Filer Information Name: Mr. John Paul Sabourin Address: 372 Bay Street, 21st Floor, Toronto, Ontario, Canada M5H 2W9 Designated Filer: Polar Securities Inc. Issuer and Ticker Symbol: Mindspeed Technologies, Inc. [MSPD] Date of Event requiring statement: August 19, 2009 /s/ John Paul Sabourin - ------------------------- John Paul Sabourin -----END PRIVACY-ENHANCED MESSAGE-----