-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A9uuSRHxL5Qh1ZBHf3vSLmkcZX5h3FW5jI/Vej7Mc59jopZpy4jyFx04lVDvDGOv uPxeiYHyiP9MR1C3LaajtQ== 0000902664-09-001562.txt : 20090414 0000902664-09-001562.hdr.sgml : 20090414 20090414142217 ACCESSION NUMBER: 0000902664-09-001562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090414 DATE AS OF CHANGE: 20090414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sabourin John Paul CENTRAL INDEX KEY: 0001435354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 09748408 MAIL ADDRESS: STREET 1: 2170 PINEEDLE ROW CITY: MISSISSAUGA STATE: A6 ZIP: L5C 1V3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINDSPEED TECHNOLOGIES, INC CENTRAL INDEX KEY: 0001224370 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 010616769 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9495793000 MAIL ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: MINDSPEED TECHNOLOGIES INC DATE OF NAME CHANGE: 20030324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 09748409 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Capital CORP CENTRAL INDEX KEY: 0001435352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 09748407 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 BUSINESS PHONE: 416-367-0564 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 4 1 p09-0794form4_ex.xml X0303 4 2008-12-31 0 0001224370 MINDSPEED TECHNOLOGIES, INC MSPD 0001326389 Polar Securities Inc. 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 0001435354 Sabourin John Paul 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 0001435352 Polar Capital CORP 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 Common Stock 2008-12-31 4 P 0 5219 0.8 A 2603186 I See Footnote Common Stock 2008-12-31 4 P 0 2225 0.7981 A 2605411 I See Footnote Common Stock 2009-04-02 4 S 0 8700 1.6073 D 2596711 I See Footnote Common Stock 2009-04-07 4 S 0 32171 1.6655 D 2564540 I See Footnote Common Stock 2009-04-09 4 S 0 68039 1.7316 D 2496501 I See Footnote This Form 4 is being filed to report that Polar Securities Inc., a company incorporated under the laws of Ontario, Canada ("PSI"), Polar Capital Corporation, a company incorporated under the laws of Ontario Canada ("PCC") and John Paul Sabourin ("Mr. Sabourin" and together with PSI and PCC, the "Reporting Persons") together have purchased additional shares of Mindspeed Technologies, Inc. common stock (the "Securities") on behalf of Altairis Offshore and Altairis Offshore Levered (the "Funds"). PSI acts as investment manager to the Funds. PSI is a wholly owned subsidiary of Polar Financial Corporation, a company incorporated under the laws of Ontario, Canada, which is controlled by PCC. Mr. Sabourin is the chairman of PSI. The Reporting Persons own directly 0 shares of the Securities. These Securities are held by the Funds. The Reporting Persons may be deemed to beneficially own 2,496,501 shares of common stock, which represent approximately 10.5% of the outstanding shares of common stock. Each Reporting Persons disclaims beneficial ownership of the securities included in this report and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of such person's pecuniary interest therein. /s/ John Paul Sabourin, Chief Investment Officer 2009-04-14 EX-99 2 p09-0974form4.txt JOINT FILER INFORMATION EXHIBIT 99 FORM 4 JOINT FILER INFORMATION Name: Polar Capital Corporation Address: 372 Bay Street, 21st Floor, Toronto, Ontario, Canada M5H 2W9 Designated Filer: Polar Securities Inc. Issuer and Ticker Symbol: Mindspeed Technologies, Inc. [MSPD] Date of Event requiring statement: December 31, 2008 /s/ Tom Sabourin - ----------------- Tom Sabourin Vice President FORM 4 JOINT FILER INFORMATION Name: Mr. John Paul Sabourin Address: 372 Bay Street, 21st Floor, Toronto, Ontario, Canada M5H 2W9 Designated Filer: Polar Securities Inc. Issuer and Ticker Symbol: Mindspeed Technologies, Inc. [MSPD] Date of Event requiring statement: December 31, 2008 /s/ John Paul Sabourin - ------------------------- John Paul Sabourin -----END PRIVACY-ENHANCED MESSAGE-----