-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9OyDSiVjK3LnJtaHKtUrvI8hyTjvsn7OZhqFJ29/oCFPCv4pqD/sI8D50ptC7uC Z2miUjZhpM54W1vPYnCwqA== 0000902664-08-002961.txt : 20081014 0000902664-08-002961.hdr.sgml : 20081013 20081014122711 ACCESSION NUMBER: 0000902664-08-002961 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081008 FILED AS OF DATE: 20081014 DATE AS OF CHANGE: 20081014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINDSPEED TECHNOLOGIES, INC CENTRAL INDEX KEY: 0001224370 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 010616769 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9495793000 MAIL ADDRESS: STREET 1: 4000 MACARTHUR BOULEVARD STREET 2: EAST TOWER CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: MINDSPEED TECHNOLOGIES INC DATE OF NAME CHANGE: 20030324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Capital CORP CENTRAL INDEX KEY: 0001435352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 081121093 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 BUSINESS PHONE: 416-367-0564 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 081121094 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2S6 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sabourin John Paul CENTRAL INDEX KEY: 0001435354 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31650 FILM NUMBER: 081121095 BUSINESS ADDRESS: BUSINESS PHONE: 416-369-4450 MAIL ADDRESS: STREET 1: 2170 PINEEDLE ROW CITY: MISSISSAUGA STATE: A6 ZIP: L5C 1V3 3 1 p08-1474form4_ex.xml X0203 3 2008-10-08 0 0001224370 MINDSPEED TECHNOLOGIES, INC MSPD 0001326389 Polar Securities Inc. 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2S6 ONTARIO, CANADA 0 0 1 0 0001435354 Sabourin John Paul 2170 PINEEDLE ROW MISSISSAUGA A6 L5C 1V3 ONTARIO, CANADA 0 0 1 0 0001435352 Polar Capital CORP 372 BAY STREET 21ST FLOOR TORONTO A6 M5H 2W9 ONTARIO, CANADA 0 0 1 0 Common Stock 2393600 I See Footnote Polar Securities Inc. ("PSI") serves as investment manager to two Cayman Islands exempted companies (the "Funds") and has investment discretion with respect to securities held by the Funds. PSI is a wholly owned subsidiary of Polar Financial Corporation which is controlled by Polar Capital Corporation ("PCC"). John Paul Sabourin ("Mr. Sabourin" , and together with PSI and PCC, the "Reporting Persons") is the chairman of PSI. The Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any of the Reporting Persons are the beneficial owners of the securities for the purpose of Section 16 or for any other purpose, except to the extent of the Reporting Persons' pecuniary interest therein. /s/ John Paul Sabourin, Chief Investment Officer 2008-10-14 -----END PRIVACY-ENHANCED MESSAGE-----