0001065949-20-000149.txt : 20201112
0001065949-20-000149.hdr.sgml : 20201112
20201112174718
ACCESSION NUMBER: 0001065949-20-000149
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEAN RICHARD O
CENTRAL INDEX KEY: 0001224312
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56093
FILM NUMBER: 201308292
MAIL ADDRESS:
STREET 1: 8480 EAST ORCHARD RD.
STREET 2: SUITE 1100
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STRATUS CAPITAL CORP
CENTRAL INDEX KEY: 0001761540
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 831161556
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8480 EAST ORCHARD ROAD, SUITE 1100
CITY: GREENWOOD VILAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: (720) 214-5000
MAIL ADDRESS:
STREET 1: 8480 EAST ORCHARD ROAD, SUITE 1100
CITY: GREENWOOD VILAGE
STATE: CO
ZIP: 80111
5
1
ownership.xml
X0306
5
2019-12-31
0
0
1
0001761540
STRATUS CAPITAL CORP
SRUS
0001224312
DEAN RICHARD O
8480 EAST ORCHARD RD., SUITE 1100
GREENWOOD VILLAGE
CO
80111
1
0
0
1
Former CEO, Pres. & Chairman
Common Stock
2018-06-28
5
J
1
L
4471330
A
4471330
D
Common Stock
2018-06-28
5
J
1
L
2017271
A
2017271
I
Through Spouse
Common Stock
2018-09-30
5
J
0
L
2500000
0.055
A
6971330
D
Series A Preferred Stock
2019-01-17
5
J
0
L
675000
A
675000
D
Series A Preferred Stock
2019-01-17
5
J
0
L
325000
A
325000
I
Through Spouse
Common Stock
2020-10-28
4
U
0
L
5971330
D
1000000
D
Common Stock
2020-10-28
4
U
0
L
2017271
D
0
I
Through Spouse
Series A Preferred Stock
2020-10-28
4
U
0
L
675000
D
0
D
Series A Preferred Stock
2020-10-28
4
U
0
L
325000
D
0
I
Through Spouse
Willamette Group Trust (beneficially Pedro C. Gonzalez, Trustee) acquired the shares for $75,000 in cash, due January 15, 2021 and $75,000 in an 8% secured promissory note due March 31, 2021, with the securities pledged as collateral. As additional consideration, Mr. Gonzalez agreed to personally guarantee the existing promissory note between the Deans and Stratus Capital Corp., with an anticipated repayment date of March 31, 2021. On October 25, 2020, Mr. Dean resigned as CEO, President, and Chairman of the Board but remains a director on the Board of Directors. Mr. Gonzalez was appointed CEO and is also a director.
As a result of the Holding Company Reorganization, shareholders in publicly quoted ASHMC (formerly the shareholders of Ashcroft Homes Corporation as of the date of the reorganization) became shareholders in the publicly quoted Stratus Capital. Richard Dean (4,471,330) and Reagan Dean (2,017,271) were originally shareholders of Ashcroft Homes Corporation that received shares of Stratus Capital Corp. in exchange.
Effective January 17, 2019, Stratus Capital Corp. issued 1,000,000 shares of Series A Super Majority Voting Preferred Stock for cash consideration of $10,000 and compensation for services totaling $75,500 to Richard and Reagan Dean. Series A Preferred can vote equivalent of 60% of common stock at all times. The stock was valued using a market approach at $85,500 by an independent valuation firm.
Effective September 30, 2018, Stratus Capital Corp. issued 2,500,000 shares of common stock as compensation (valued at $137,500) to Mr. Dean as a director and officer of the Issuer.
/s/ Richard O. Dean
2020-11-11