0001065949-20-000149.txt : 20201112 0001065949-20-000149.hdr.sgml : 20201112 20201112174718 ACCESSION NUMBER: 0001065949-20-000149 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEAN RICHARD O CENTRAL INDEX KEY: 0001224312 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56093 FILM NUMBER: 201308292 MAIL ADDRESS: STREET 1: 8480 EAST ORCHARD RD. STREET 2: SUITE 1100 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STRATUS CAPITAL CORP CENTRAL INDEX KEY: 0001761540 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 831161556 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8480 EAST ORCHARD ROAD, SUITE 1100 CITY: GREENWOOD VILAGE STATE: CO ZIP: 80111 BUSINESS PHONE: (720) 214-5000 MAIL ADDRESS: STREET 1: 8480 EAST ORCHARD ROAD, SUITE 1100 CITY: GREENWOOD VILAGE STATE: CO ZIP: 80111 5 1 ownership.xml X0306 5 2019-12-31 0 0 1 0001761540 STRATUS CAPITAL CORP SRUS 0001224312 DEAN RICHARD O 8480 EAST ORCHARD RD., SUITE 1100 GREENWOOD VILLAGE CO 80111 1 0 0 1 Former CEO, Pres. & Chairman Common Stock 2018-06-28 5 J 1 L 4471330 A 4471330 D Common Stock 2018-06-28 5 J 1 L 2017271 A 2017271 I Through Spouse Common Stock 2018-09-30 5 J 0 L 2500000 0.055 A 6971330 D Series A Preferred Stock 2019-01-17 5 J 0 L 675000 A 675000 D Series A Preferred Stock 2019-01-17 5 J 0 L 325000 A 325000 I Through Spouse Common Stock 2020-10-28 4 U 0 L 5971330 D 1000000 D Common Stock 2020-10-28 4 U 0 L 2017271 D 0 I Through Spouse Series A Preferred Stock 2020-10-28 4 U 0 L 675000 D 0 D Series A Preferred Stock 2020-10-28 4 U 0 L 325000 D 0 I Through Spouse Willamette Group Trust (beneficially Pedro C. Gonzalez, Trustee) acquired the shares for $75,000 in cash, due January 15, 2021 and $75,000 in an 8% secured promissory note due March 31, 2021, with the securities pledged as collateral. As additional consideration, Mr. Gonzalez agreed to personally guarantee the existing promissory note between the Deans and Stratus Capital Corp., with an anticipated repayment date of March 31, 2021. On October 25, 2020, Mr. Dean resigned as CEO, President, and Chairman of the Board but remains a director on the Board of Directors. Mr. Gonzalez was appointed CEO and is also a director. As a result of the Holding Company Reorganization, shareholders in publicly quoted ASHMC (formerly the shareholders of Ashcroft Homes Corporation as of the date of the reorganization) became shareholders in the publicly quoted Stratus Capital. Richard Dean (4,471,330) and Reagan Dean (2,017,271) were originally shareholders of Ashcroft Homes Corporation that received shares of Stratus Capital Corp. in exchange. Effective January 17, 2019, Stratus Capital Corp. issued 1,000,000 shares of Series A Super Majority Voting Preferred Stock for cash consideration of $10,000 and compensation for services totaling $75,500 to Richard and Reagan Dean. Series A Preferred can vote equivalent of 60% of common stock at all times. The stock was valued using a market approach at $85,500 by an independent valuation firm. Effective September 30, 2018, Stratus Capital Corp. issued 2,500,000 shares of common stock as compensation (valued at $137,500) to Mr. Dean as a director and officer of the Issuer. /s/ Richard O. Dean 2020-11-11