0001649739-23-000280.txt : 20231002
0001649739-23-000280.hdr.sgml : 20231002
20231002151410
ACCESSION NUMBER: 0001649739-23-000280
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231002
DATE AS OF CHANGE: 20231002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEO ANTHONY N
CENTRAL INDEX KEY: 0001224266
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41068
FILM NUMBER: 231299249
MAIL ADDRESS:
STREET 1: 700 CENTRAL AVE
CITY: SAINT PETERSBURG
STATE: FL
ZIP: 33701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BayFirst Financial Corp.
CENTRAL INDEX KEY: 0001649739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 593665079
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 CENTRAL AVENUE
STREET 2: SUITE 102
CITY: ST PETERSBURG
STATE: FL
ZIP: 33701
BUSINESS PHONE: 727-399-5600
MAIL ADDRESS:
STREET 1: 700 CENTRAL AVENUE
STREET 2: SUITE 102
CITY: ST PETERSBURG
STATE: FL
ZIP: 33701
FORMER COMPANY:
FORMER CONFORMED NAME: First Home Bancorp Inc
DATE OF NAME CHANGE: 20150731
4
1
wk-form4_1696274041.xml
FORM 4
X0508
4
2023-09-30
0
0001649739
BayFirst Financial Corp.
BAFN
0001224266
LEO ANTHONY N
700 CENTRAL AVE
ST. PETERSBURG
FL
33701
1
1
0
0
Chief Executive Officer
0
Series C Cumulative Convertible Preferred Stock
2023-09-30
4
P
0
25
1000
A
2023-09-30
2033-09-30
Common Stock
25
D
Mr. Leo acquired 25 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.
/s/ Barbara Felts, Attorney-in-fact
2023-10-02