0001062993-20-006529.txt : 20201222
0001062993-20-006529.hdr.sgml : 20201222
20201222164033
ACCESSION NUMBER: 0001062993-20-006529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201218
FILED AS OF DATE: 20201222
DATE AS OF CHANGE: 20201222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edenbrook Capital, LLC
CENTRAL INDEX KEY: 0001666682
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 201408485
BUSINESS ADDRESS:
STREET 1: 116 RADIO CIRCLE
STREET 2: SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
BUSINESS PHONE: 914-239-3117
MAIL ADDRESS:
STREET 1: 116 RADIO CIRCLE
STREET 2: SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDENBROOK LONG ONLY VALUE FUND, LP
CENTRAL INDEX KEY: 0001665975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 201408486
BUSINESS ADDRESS:
STREET 1: EDENBROOK CAPITAL, LLC
STREET 2: 116 RADIO CIRCLE, SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
BUSINESS PHONE: 914-239-3117
MAIL ADDRESS:
STREET 1: EDENBROOK CAPITAL, LLC
STREET 2: 116 RADIO CIRCLE, SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brolin Jonathan
CENTRAL INDEX KEY: 0001712127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 201408487
MAIL ADDRESS:
STREET 1: 2 DEPOT PLAZA
STREET 2: 4TH FLOOR
CITY: BEDFORD HILLS
STATE: NY
ZIP: 10507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARCHEX INC
CENTRAL INDEX KEY: 0001224133
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 352194038
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 PIKE STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-774-5000
MAIL ADDRESS:
STREET 1: 520 PIKE STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2020-12-18
0001224133
MARCHEX INC
MCHX
0001666682
Edenbrook Capital, LLC
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO
NY
10549
0
0
1
0
0001665975
EDENBROOK LONG ONLY VALUE FUND, LP
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO
NY
10549
0
0
1
0
0001712127
Brolin Jonathan
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO
NY
10549
0
0
1
0
Class B common stock
2020-12-18
4
X
0
30000
2.50
A
1318263
I
See footnotes
Class B Common stock
2020-12-18
4
X
0
220000
2.50
A
11968533
I
See footnotes
Put Option (Obligation to buy)
2.50
2020-12-18
2020-12-18
4
X
0
300
.26
D
2020-02-13
2020-12-18
Common Stock
30000
0
I
See footnote
Put Option (Obligation to buy)
2.50
2020-12-18
2020-12-18
4
X
0
2200
.26
D
2020-02-13
2020-12-18
Common Stock
220000
0
I
See footnote
These securities are held in the account of Edenbrook Long Only Value Fund, LP, a private fund managed by Edenbrook Capital, LLC and may be deemed to be beneficially owned by Edenbrook Capital, LLC by virtue of its role as the investment manger of such private fund. In addition, Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC.
These securities are held in the account of a private fund managed by Edenbrook Capital, LLC and may be deemed to be beneficially owned by Edenbrook Capital, LLC by virtue of its role as the investment manager of such private fund. In addition, Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC.
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Put options (Obligations to buy) were exercised by the counterparty resulting in Edenbrook Long Only Value Fund, LP and the private fund being required to purchase additional shares at the strike price of the contract.
As previously disclosed, a private fund managed by Edenbrook Capital, LLC wrote 300 put option contracts expiring in December 2020 which provides that the private fund will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put option. These put option contracts were exercised on December 18, 2020.
As previously disclosed, Edenbrook Long Only Value Fund, LP, a fund managed by Edenbrook Capital, LLC wrote 2,200 put option contracts expiring in December 2020 which provides that the private fund will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put option. These put option contracts were exercised on December 18, 2020.
Edenbrook Capital, LLC; By: /s/ Jonathan Brolin, Managing Member
2020-12-22
/s/ Jonathan Brolin
2020-12-22
Edenbrook Long Only Value Fund, LP, By: /s/ Jonathan Brolin, Managing Member of Edenbrook Capital Partners, LLC
2020-12-22