0001062993-20-004597.txt : 20200922
0001062993-20-004597.hdr.sgml : 20200922
20200922161546
ACCESSION NUMBER: 0001062993-20-004597
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edenbrook Capital, LLC
CENTRAL INDEX KEY: 0001666682
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 201189740
BUSINESS ADDRESS:
STREET 1: 116 RADIO CIRCLE
STREET 2: SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
BUSINESS PHONE: 914-239-3117
MAIL ADDRESS:
STREET 1: 116 RADIO CIRCLE
STREET 2: SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDENBROOK LONG ONLY VALUE FUND, LP
CENTRAL INDEX KEY: 0001665975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 201189741
BUSINESS ADDRESS:
STREET 1: EDENBROOK CAPITAL, LLC
STREET 2: 116 RADIO CIRCLE, SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
BUSINESS PHONE: 914-239-3117
MAIL ADDRESS:
STREET 1: EDENBROOK CAPITAL, LLC
STREET 2: 116 RADIO CIRCLE, SUITE 202
CITY: MT. KISCO
STATE: NY
ZIP: 10549
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brolin Jonathan
CENTRAL INDEX KEY: 0001712127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 201189742
MAIL ADDRESS:
STREET 1: 2 DEPOT PLAZA
STREET 2: 4TH FLOOR
CITY: BEDFORD HILLS
STATE: NY
ZIP: 10507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARCHEX INC
CENTRAL INDEX KEY: 0001224133
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 352194038
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 PIKE STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-774-5000
MAIL ADDRESS:
STREET 1: 520 PIKE STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2020-09-18
0001224133
MARCHEX INC
MCHX
0001666682
Edenbrook Capital, LLC
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO
NY
10549
0
0
1
0
0001665975
EDENBROOK LONG ONLY VALUE FUND, LP
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO
NY
10549
0
0
1
0
0001712127
Brolin Jonathan
116 RADIO CIRCLE
SUITE 202
MOUNT KISCO
NY
10549
0
0
1
0
Class B common stock ('Common Stock')
2020-09-18
4
X
0
24000
2.75
A
1032663
I
See footnotes
Class B common stock
2020-09-18
4
X
0
5600
3.50
A
1038263
I
See footnotes
Class B common stock
2020-09-18
4
X
0
176000
2.75
A
6964133
I
See footnotes
Class B Common stock
2020-09-18
4
X
0
34400
3.50
A
6998533
I
See footnotes
Put Option (Obligation to buy)
2.50
2020-02-13
2020-12-20
Common Stock
220000
2200
I
See footnote
Put Option (Obligation to buy)
2.50
2020-02-13
2020-12-20
Common Stock
30000
300
I
See footnote
Put Option (Obligation to buy)
2.75
2020-09-18
2020-09-18
4
X
0
1760
.24
D
2020-01-31
2020-09-18
Common Stock
176000
0
I
See footnote
Put Option (Obligation to buy)
2.75
2020-09-18
2020-09-18
4
X
0
240
.23
D
2020-01-31
2020-09-18
Common Stock
24000
0
I
See footnote
Put Option (Obligation to buy)
3.50
2020-09-18
2020-09-18
4
X
0
344
.50
D
2019-12-16
2020-09-18
Common Stock
34400
0
I
See footnote
Put Option (Obligation to buy)
3.50
2020-09-18
2020-09-18
4
X
0
56
.50
D
2019-12-16
2020-09-18
Common Stock
5600
0
I
See footnote
These securities are held in the account of Edenbrook Long Only Value Fund, LP, a private fund managed by Edenbrook Capital, LLC and may be deemed to be beneficially owned by Edenbrook Capital, LLC by virtue of its role as the investment manger of such private fund. In addition, Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC.
These securities are held in the account of a private fund managed by Edenbrook Capital, LLC and may be deemed to be beneficially owned by Edenbrook Capital, LLC by virtue of its role as the investment manager of such private fund. In addition, Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC.
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
As previously disclosed, Edenbrook Long Only Value Fund, LP wrote 2104 put option contracts expiring in September 2020 which provide that Edenbrook Long Only Value Fund, LP will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. The 2104 September put option contracts were exercised on September 18, 2020 by the counterparty.
As previously disclosed, a private fund managed by Edenbrook Capital, LLC wrote 296 put option contracts expiring in September 2020 which provide that the private fund will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. The 296 September put option contracts were exercised on September 18, 2020 by the counterparty.
Put options (obligations to buy) were exercised by the counterparty resulting in Edenbrook Long Only Value Fund, LP and the private fund being required to purchase additional shares. The purchase price of the shares represents the strike price of the contract.
As previously disclosed, a private fund managed by Edenbrook Capital, LLC wrote 300 put option contracts expiring in December 2020 which provides that the private fund will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put option.
As previously disclosed, Edenbrook Long Only Value Fund, LP wrote 2200 put option contracts expiring in December 2020 which provide that Edenbrook Long Only Value Fund, LP will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put option.
Edenbrook Capital, LLC; By: /s/ Jonathan Brolin, Managing Member
2020-09-22
/s/ Jonathan Brolin
2020-09-22
Edenbrook Long Only Value Fund, LP, By: /s/ Jonathan Brolin, Managing Member of Edenbrook Capital Partners, LLC
2020-09-22