0001062993-19-003826.txt : 20191004
0001062993-19-003826.hdr.sgml : 20191004
20191004161730
ACCESSION NUMBER: 0001062993-19-003826
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191002
FILED AS OF DATE: 20191004
DATE AS OF CHANGE: 20191004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edenbrook Capital, LLC
CENTRAL INDEX KEY: 0001666682
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 191138807
BUSINESS ADDRESS:
STREET 1: 2 DEPOT PLAZA
CITY: BEDFORD HILLS
STATE: NY
ZIP: 10507
BUSINESS PHONE: 914-239-3117
MAIL ADDRESS:
STREET 1: 2 DEPOT PLAZA
CITY: BEDFORD HILLS
STATE: NY
ZIP: 10507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDENBROOK LONG ONLY VALUE FUND, LP
CENTRAL INDEX KEY: 0001665975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 191138808
BUSINESS ADDRESS:
STREET 1: EDENBROOK CAPITAL, LLC
STREET 2: 2 DEPOT PLAZA, 4TH FLOOR
CITY: BEDFORD HILLS
STATE: NY
ZIP: 10507
BUSINESS PHONE: 914-239-3117
MAIL ADDRESS:
STREET 1: EDENBROOK CAPITAL, LLC
STREET 2: 2 DEPOT PLAZA, 4TH FLOOR
CITY: BEDFORD HILLS
STATE: NY
ZIP: 10507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brolin Jonathan
CENTRAL INDEX KEY: 0001712127
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50658
FILM NUMBER: 191138809
MAIL ADDRESS:
STREET 1: 2 DEPOT PLAZA
STREET 2: 4TH FLOOR
CITY: BEDFORD HILLS
STATE: NY
ZIP: 10507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARCHEX INC
CENTRAL INDEX KEY: 0001224133
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 352194038
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 PIKE STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-774-5000
MAIL ADDRESS:
STREET 1: 520 PIKE STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2019-10-02
0001224133
MARCHEX INC
MCHX
0001666682
Edenbrook Capital, LLC
2 DEPOT PLAZA
4TH FL
BEDFORD HILLS
NY
10507
0
0
1
0
0001665975
EDENBROOK LONG ONLY VALUE FUND, LP
2 DEPOT PLAZA
4TH FL
BEDFORD HILLS
NY
10507
0
0
1
0
0001712127
Brolin Jonathan
2 DEPOT PLAZA, 4TH FLOOR
BEDFORD HILLS
NY
10507
0
0
1
0
Class B common stock, par $0.01 ('Common Stock')
2019-10-02
4
P
0
900
3.0706
A
4844509
I
See footnotes
Common Stock
2019-10-02
4
P
0
36900
3.05
A
4881409
I
See footnotes
Common Stock
2019-10-03
4
P
0
5332
3.05
A
4886741
I
See footnotes
Common Stock
948263
I
See footnotes
Call Option(Right to Buy)
4.5
2019-08-12
2020-06-19
Common Stock
42500
425
I
See Footnote
Call Option(Right to Buy)
4.5
2019-08-12
2020-06-19
Common Stock
7500
75
I
See Footnote
Put Option (Obligation to Buy)
3.00
2019-08-09
2020-06-19
Common Stock
255000
2550
I
See footnote
Put Option (Obligation to Buy)
3.00
2019-08-09
2020-06-19
Common Stock
45000
450
I
See footnote
Put Option (Obligation to Buy)
3.50
2019-08-08
2020-03-20
Common Stock
255000
2550
I
See footnote
Put Option (Obligation to Buy)
3.50
2019-08-08
2020-03-20
Common Stock
45000
450
I
See footnote
Put Option (Obligation to buy)
3.50
2019-06-04
2019-12-20
Common Stock
124500
1245
I
See footnote
Put Option (Obligation to Buy)
4.00
2019-06-04
2019-12-20
Common Stock
124500
1245
I
See footnote
Put Option (Obligation to buy)
3.50
2019-06-04
2019-12-20
Common Stock
25500
255
I
See footnote
Put Option (Obligation to buy)
4.00
2019-06-04
2019-12-20
Common Stock
25500
255
I
See footnote
These securities are held in the account of Edenbrook Long Only Value Fund, LP, a private fund managed by Edenbrook Capital, LLC and may be deemed to be beneficially owned by Edenbrook Capital, LLC by virtue of its role as the investment manger of such private fund. In addition, Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC.
These securities are held in the account of a private fund managed by Edenbrook Capital, LLC and may be deemed to be beneficially owned by Edenbrook Capital, LLC by virtue of its role as the investment manager of such private fund. In addition, Jonathan Brolin may be deemed to be a beneficial owner of such securities by virtue of his role as managing member of Edenbrook Capital, LLC.
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
As previously disclosed, Edenbrook Long Only Value Fund, LP wrote 2,490, 2550 and 2550 put option contracts expiring in December 2019, March 2020 and June 2020, respectively, which provide that Edenbrook Long Only Value Fund, LP will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options.
As previously disclosed, a private fund managed by Edenbrook Capital, LLC wrote 510, 450 and 450 put option contracts expiring in December 2019, March 2020 and June 2020, respectively, which provide that the private fund will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options.
As previously disclosed, Edenbrook Long Only Value Fund, LP bought 425 call option contracts expiring in June 2020 which provide that Edenbrook Long Only Value Fund, LP will have the right to purchase shares of common stock at the stated strike price.
As previously disclosed, a private fund managed by Edenbrook Capital, LLC bought 75 call option contracts expiring in June 2020 which provide that the private fund will have the right to purchase shares of common stock at the stated price.
Edenbrook Capital, LLC; By: /s/ Jonathan Brolin, Managing Member
2019-10-04
/s/ Jonathan Brolin
2019-10-04
Edenbrook Long Only Value Fund, LP, By: /s/ Jonathan Brolin, Managing Member of Edenbrook Capital Partners, LLC
2019-10-04