0001615774-16-006724.txt : 20160812 0001615774-16-006724.hdr.sgml : 20160812 20160812144722 ACCESSION NUMBER: 0001615774-16-006724 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 347-321-7646 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG HOWARD E CENTRAL INDEX KEY: 0001193092 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-05576 FILM NUMBER: 161827821 MAIL ADDRESS: STREET 1: 781 THIRD AVENUE CITY: KING OF PRUSSIA STATE: PA ZIP: 194061409 4/A 1 s103906_form4a-goldberg.xml OWNERSHIP DOCUMENT X0306 4/A 2016-05-03 2016-05-24 0 0000012239 SPHERIX INC SPEX 0001193092 GOLDBERG HOWARD E ONE ROCKEFELLER PLAZA, 11TH FLOOR NEW YORK NY 10020 1 0 0 0 Stock Option (right to buy) 1.98 2016-05-03 4 A 0 3947 0 A 2021-05-02 Common Stock 3947 7894 D The reporting person's original Form 4 (denoting a 75,000 stock option issuance) inadvertently did not reflect a 1-for-19 reverse stock split, effective March 4, 2016. 50% of the options vest on May 3, 2016, and the remaining 50% shall vest on May 3, 2017. /s/ Hayley Behrmann, as Attorney-in-Fact 2016-08-12