0001615774-16-006724.txt : 20160812
0001615774-16-006724.hdr.sgml : 20160812
20160812144722
ACCESSION NUMBER: 0001615774-16-006724
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160503
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPHERIX INC
CENTRAL INDEX KEY: 0000012239
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 520849320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 347-321-7646
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: BIOSPHERICS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC
DATE OF NAME CHANGE: 19720404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG HOWARD E
CENTRAL INDEX KEY: 0001193092
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05576
FILM NUMBER: 161827821
MAIL ADDRESS:
STREET 1: 781 THIRD AVENUE
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 194061409
4/A
1
s103906_form4a-goldberg.xml
OWNERSHIP DOCUMENT
X0306
4/A
2016-05-03
2016-05-24
0
0000012239
SPHERIX INC
SPEX
0001193092
GOLDBERG HOWARD E
ONE ROCKEFELLER PLAZA, 11TH FLOOR
NEW YORK
NY
10020
1
0
0
0
Stock Option (right to buy)
1.98
2016-05-03
4
A
0
3947
0
A
2021-05-02
Common Stock
3947
7894
D
The reporting person's original Form 4 (denoting a 75,000 stock option issuance) inadvertently did not reflect a 1-for-19 reverse stock split, effective March 4, 2016.
50% of the options vest on May 3, 2016, and the remaining 50% shall vest on May 3, 2017.
/s/ Hayley Behrmann, as Attorney-in-Fact
2016-08-12