0001615774-16-005612.txt : 20160524 0001615774-16-005612.hdr.sgml : 20160524 20160524191946 ACCESSION NUMBER: 0001615774-16-005612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160524 DATE AS OF CHANGE: 20160524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS FL 2 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 347-321-7646 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS FL 2 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG HOWARD E CENTRAL INDEX KEY: 0001193092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05576 FILM NUMBER: 161673157 MAIL ADDRESS: STREET 1: 781 THIRD AVENUE CITY: KING OF PRUSSIA STATE: PA ZIP: 194061409 4 1 s103337_form4-goldberg.xml OWNERSHIP DOCUMENT X0306 4 2016-05-03 0 0000012239 SPHERIX INC SPEX 0001193092 GOLDBERG HOWARD E 1350 AVENUE OF THE AMERICAS, FL 2 NEW YORK NY 10019 1 0 0 0 Stock Option (right to buy) 1.98 2016-05-03 4 A 0 75000 0 A 2021-05-02 Common Stock 75000 78947 D 50% of the options vest on May 3, 2016 and the remaining 50% shall vest on May 3, 2017. /s/ Hayley Behrmann, as Attorney-in-Fact 2016-05-24