0001415889-14-000344.txt : 20140129 0001415889-14-000344.hdr.sgml : 20140129 20140129205915 ACCESSION NUMBER: 0001415889-14-000344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140128 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 BUSINESS PHONE: 301-897-2540 MAIL ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayes Anthony CENTRAL INDEX KEY: 0001538372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05576 FILM NUMBER: 14558448 MAIL ADDRESS: STREET 1: 1796 SHADY LANE CITY: COLUMBIA STATE: SC ZIP: 29206 4 1 form4-01292014_050107.xml X0306 4 2014-01-28 0000012239 SPHERIX INC SPEX 0001538372 Hayes Anthony C/O SPHERIX INCORPORATED 7927 JONES BRANCH DRIVE, SUITE 3125 TYSONS CORNER VA 22102 true true false false CHIEF EXECUTIVE OFFICER Options 5.83 2014-01-28 4 A 0 75000 0 A 2014-01-28 2019-01-28 Common Stock 75000 1237500 D Options 5.83 2014-01-28 4 A 0 600000 0 A 2014-01-28 2019-01-28 Common Stock 600000 1237500 D 50% of the 75,000 options granted on January 28, 2014 vest immediately and the remaining 50% shall vest January 28, 2015, provided that Mr. Kesner is not removed as a director for cause. Issued in connection with the Company's January 28, 2014 option grants to each sitting director. Includes 562,500 previously issued options and 600,000 options issued January 28, 2014. The options will vest pursuant to performance targets to be provided. Issued as consideration for reaching performance targets in 2013. Includes 562,500 previously issued options and 75,000 options issued January 28, 2014. /s/ Anthony Hayes 2014-01-29