0001415889-13-000691.txt : 20130409 0001415889-13-000691.hdr.sgml : 20130409 20130409171522 ACCESSION NUMBER: 0001415889-13-000691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130404 FILED AS OF DATE: 20130409 DATE AS OF CHANGE: 20130409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kesner Harvey J CENTRAL INDEX KEY: 0001371074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05576 FILM NUMBER: 13751707 MAIL ADDRESS: STREET 1: 65 E. 55TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 BUSINESS PHONE: 301-897-2540 MAIL ADDRESS: STREET 1: 6430 ROCKLEDGE DRIVE, #503 CITY: BETHESDA STATE: MD ZIP: 20817 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 4 1 form4-04092013_090413.xml X0306 4 2013-04-04 0000012239 SPHERIX INC SPEX 0001371074 Kesner Harvey J 7927 JONES BRANCH DRIVE SUITE 3125 TYSONS CORNER VA 22102 true true false false INTERIM CEO Common Stock Options 7.08 2013-04-04 4 A 0 1000000 0 A 2013-10-04 2023-04-01 Common Stock 1000000 1013 D The options vest in 4 equal semi-annual installments beginning on Oct. 4, 2013, subject to certain limitations, including 250,000 shares which are subject to certain performance conditions requiring the Company to achieve a VWAP of $12 per share for 30 out of 90 consecutive days prior to December 31, 2014. Stock Options Issued November 16, 2013 /s/ Harvey J. Kesner 2013-04-09