0001415889-13-000691.txt : 20130409
0001415889-13-000691.hdr.sgml : 20130409
20130409171522
ACCESSION NUMBER: 0001415889-13-000691
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130404
FILED AS OF DATE: 20130409
DATE AS OF CHANGE: 20130409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kesner Harvey J
CENTRAL INDEX KEY: 0001371074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05576
FILM NUMBER: 13751707
MAIL ADDRESS:
STREET 1: 65 E. 55TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPHERIX INC
CENTRAL INDEX KEY: 0000012239
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 520849320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6430 ROCKLEDGE DRIVE, #503
CITY: BETHESDA
STATE: MD
ZIP: 20817
BUSINESS PHONE: 301-897-2540
MAIL ADDRESS:
STREET 1: 6430 ROCKLEDGE DRIVE, #503
CITY: BETHESDA
STATE: MD
ZIP: 20817
FORMER COMPANY:
FORMER CONFORMED NAME: BIOSPHERICS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC
DATE OF NAME CHANGE: 19720404
4
1
form4-04092013_090413.xml
X0306
4
2013-04-04
0000012239
SPHERIX INC
SPEX
0001371074
Kesner Harvey J
7927 JONES BRANCH DRIVE
SUITE 3125
TYSONS CORNER
VA
22102
true
true
false
false
INTERIM CEO
Common Stock Options
7.08
2013-04-04
4
A
0
1000000
0
A
2013-10-04
2023-04-01
Common Stock
1000000
1013
D
The options vest in 4 equal semi-annual installments beginning on Oct. 4, 2013, subject to certain limitations, including 250,000 shares which are subject to certain performance conditions requiring the Company to achieve a VWAP of $12 per share for 30 out of 90 consecutive days prior to December 31, 2014.
Stock Options Issued November 16, 2013
/s/ Harvey J. Kesner
2013-04-09