0001213900-24-031177.txt : 20240408
0001213900-24-031177.hdr.sgml : 20240408
20240408161012
ACCESSION NUMBER: 0001213900-24-031177
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240404
FILED AS OF DATE: 20240408
DATE AS OF CHANGE: 20240408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wool Kyle Michael
CENTRAL INDEX KEY: 0001856536
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41845
FILM NUMBER: 24829671
MAIL ADDRESS:
STREET 1: 650 5TH AVE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yu Soo
CENTRAL INDEX KEY: 0001933417
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41845
FILM NUMBER: 24829670
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dominari Holdings Inc.
CENTRAL INDEX KEY: 0000012239
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 520849320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 725 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 393-4540
MAIL ADDRESS:
STREET 1: 725 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: AIkido Pharma Inc.
DATE OF NAME CHANGE: 20210111
FORMER COMPANY:
FORMER CONFORMED NAME: Aikido Pharma Inc.
DATE OF NAME CHANGE: 20200317
FORMER COMPANY:
FORMER CONFORMED NAME: SPHERIX INC
DATE OF NAME CHANGE: 20010815
4
1
ownership.xml
X0508
4
2024-04-04
0
0000012239
Dominari Holdings Inc.
DOMH
0001856536
Wool Kyle Michael
725 5TH AVENUE, 22ND FLOOR
NEW YORK
NY
10022
1
1
1
0
President
0001933417
Yu Soo
725 5TH AVENUE, 22ND FLOOR
NEW YORK
NY
10022
1
0
1
0
0
Common Stock
2024-04-04
4
P
0
9500
2.8951
A
18500
I
By Mr. Wool's SEP-IRA
Common Stock
2024-04-04
4
P
0
9500
2.8429
A
9500
I
By Ms. Yu's Pension
Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.86, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
/s/ Kyle Wool
2024-04-08
/s/ Soo Yu
2024-04-08