0001213900-23-089238.txt : 20231121
0001213900-23-089238.hdr.sgml : 20231121
20231121160535
ACCESSION NUMBER: 0001213900-23-089238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231120
FILED AS OF DATE: 20231121
DATE AS OF CHANGE: 20231121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wool Kyle Michael
CENTRAL INDEX KEY: 0001856536
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41845
FILM NUMBER: 231428062
MAIL ADDRESS:
STREET 1: 650 5TH AVE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yu Soo
CENTRAL INDEX KEY: 0001933417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41845
FILM NUMBER: 231428061
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dominari Holdings Inc.
CENTRAL INDEX KEY: 0000012239
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 520849320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 725 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 393-4540
MAIL ADDRESS:
STREET 1: 725 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: AIkido Pharma Inc.
DATE OF NAME CHANGE: 20210111
FORMER COMPANY:
FORMER CONFORMED NAME: Aikido Pharma Inc.
DATE OF NAME CHANGE: 20200317
FORMER COMPANY:
FORMER CONFORMED NAME: SPHERIX INC
DATE OF NAME CHANGE: 20010815
4
1
ownership.xml
X0508
4
2023-11-20
0
0000012239
Dominari Holdings Inc.
DOMH
0001856536
Wool Kyle Michael
725 5TH AVENUE, 22ND FLOOR
NEW YORK
NY
10022
1
0
0
0
0001933417
Yu Soo
725 5TH AVENUE, 22ND FLOOR
NEW YORK
NY
10022
1
0
0
0
0
Common Stock
2023-11-20
4
P
0
2000
2.0517
A
23000
I
By Mr. Wool's Rollover IRA
Common Stock
818858
D
Common Stock
1477
I
Catatonk Creek LLC
Common Stock
1476
I
Tioga 22 LLC
Common Stock
3559
I
Wool c/f Alison Cottone UTMA/NY Age 18
Common Stock
1477
I
Dongam, LLC
Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Ms. Yu is the sole member of Dongam, LLC.
/s/ Kyle Wool
2023-11-21
/s/ Soo Yu
2023-11-21