0001213900-23-078533.txt : 20230922
0001213900-23-078533.hdr.sgml : 20230922
20230922083026
ACCESSION NUMBER: 0001213900-23-078533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230920
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hayes Anthony
CENTRAL INDEX KEY: 0001538372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05576
FILM NUMBER: 231270294
MAIL ADDRESS:
STREET 1: 1796 SHADY LANE
CITY: COLUMBIA
STATE: SC
ZIP: 29206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dominari Holdings Inc.
CENTRAL INDEX KEY: 0000012239
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 520849320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 347-321-7646
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: AIkido Pharma Inc.
DATE OF NAME CHANGE: 20210111
FORMER COMPANY:
FORMER CONFORMED NAME: Aikido Pharma Inc.
DATE OF NAME CHANGE: 20200317
FORMER COMPANY:
FORMER CONFORMED NAME: SPHERIX INC
DATE OF NAME CHANGE: 20010815
4
1
ownership.xml
X0508
4
2023-09-20
0
0000012239
Dominari Holdings Inc.
DOMH
0001538372
Hayes Anthony
725 5TH AVENUE
22ND FLOOR
NEW YORK
NY
10022
1
1
0
0
CEO
0
Common Stock
2023-09-20
4
P
0
7500
2.4996
A
9500
I
By Rollover IRA
Common Stock
2023-09-20
4
P
0
2500
2.5745
A
12000
I
By Rollover IRA
Common Stock
2023-09-20
4
P
0
5000
2.7432
A
17000
I
By Rollover IRA
Common Stock
218506
D
Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
/s/ Anthony Hayes
2023-09-22