0001213900-23-050700.txt : 20230621
0001213900-23-050700.hdr.sgml : 20230621
20230621214545
ACCESSION NUMBER: 0001213900-23-050700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230621
FILED AS OF DATE: 20230621
DATE AS OF CHANGE: 20230621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wool Kyle Michael
CENTRAL INDEX KEY: 0001856536
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05576
FILM NUMBER: 231031408
MAIL ADDRESS:
STREET 1: 650 5TH AVE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yu Soo
CENTRAL INDEX KEY: 0001933417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05576
FILM NUMBER: 231031409
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dominari Holdings Inc.
CENTRAL INDEX KEY: 0000012239
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 520849320
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 347-321-7646
MAIL ADDRESS:
STREET 1: ONE ROCKEFELLER PLAZA, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: AIkido Pharma Inc.
DATE OF NAME CHANGE: 20210111
FORMER COMPANY:
FORMER CONFORMED NAME: Aikido Pharma Inc.
DATE OF NAME CHANGE: 20200317
FORMER COMPANY:
FORMER CONFORMED NAME: SPHERIX INC
DATE OF NAME CHANGE: 20010815
4
1
ownership.xml
X0407
4
2023-06-21
0
0000012239
Dominari Holdings Inc.
DOMH
0001933417
Yu Soo
725 5TH AVENUE, 22ND FLOOR
NEW YORK
NY
10022
1
0
0
0
0001856536
Wool Kyle Michael
725 5TH AVENUE, 22ND FLOOR
NEW YORK
NY
10022
1
0
0
0
0
Common Stock
2023-06-21
4
A
0
529715
2.58
A
820478
D
Common Stock
1477
I
Catatonk Creek LLC
Common Stock
1476
I
Tioga 22 LLC
Common Stock
3559
I
Wool c/f Alison Cottone UTMA/NY Age 18
Common Stock
1477
I
Dongam, LLC
The Reporting Person has the right to receive 1,033,591 shares of the Issuer's common stock pursuant to her employment agreement with the Issuer (the "Employment Agreement"). Of the 1,033,591 shares, 48.75%, or 503,876 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes, as permitted by Section 3 of the Employment Agreement.
Of the 820,478 shares reported as beneficially owned directly, 207,062 shares are beneficially owned directly by Mr. Wool and 613,416 shares are beneficially owned directly by Ms. Yu.
Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Ms. Yu is the sole member of Dongam, LLC.
/s/ Soo Yu
2023-06-21
/s/ Kyle Wool
2023-06-21