-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WJ8EQ5g+rNi3fJTUZakI9Te2TDPau1hmvDgr8g8JTkc3mpzE78drv/171KLqu0gv 7K2DTqBIrpvn885LmEUV+Q== 0001104659-07-082330.txt : 20071113 0001104659-07-082330.hdr.sgml : 20071112 20071113132000 ACCESSION NUMBER: 0001104659-07-082330 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-126930 FILM NUMBER: 071236574 BUSINESS ADDRESS: STREET 1: 12051 INDIAN CREEK CT CITY: BELTSVILLE STATE: MD ZIP: 20705 BUSINESS PHONE: 3014193900 MAIL ADDRESS: STREET 1: 12051 INDIAN CREEK COURT CITY: BELTSVILLE STATE: MD ZIP: 20705 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 POS AM 1 a07-28326_1posam.htm POST-EFFECTIVE AMENDMENT NOT AUTOMATICALLY EFFECTIVE UPON FILING

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 13, 2007

Registration No. 333-126930

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

POST-EFFECTIVE
AMENDMENT NO. 3 TO
FORM S-2 ON FORM S-1

 

REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

 

SPHERIX INCORPORATED
(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction of incorporation or organization)

52-0849320
(I.R.S. employer identification number)

12051 Indian Creek Court, Beltsville, Maryland 20705,
(301) 419-3900
(Address, including zip code, and telephone number, including
area code, of registrant’s principal executive offices)

 

Claire L. Kruger
Chief Executive Officer and Chief Operating Officer
Spherix Incorporated
12051 Indian Creek Court
Beltsville, Maryland 20705
(301) 419-3900
(301) 210-4908 (Fax)
(Name, address, including zip code, and telephone number,
including area code, of agent for service)

COPIES TO:

James E. Baker, Jr.
Baxter, Baker, Sidle, Conn & Jones, P.A.
120 E. Baltimore Street
Baltimore, Maryland 21202
(410) 385-8122
(410) 230-3801 (Fax)

 


DEREGISTRATION OF SECURITIES

Spherix Incorporated, a Delaware corporation (the “Company”), previously filed a registration statement (File No. 333-126930) for the purpose of registering 2,378,726 shares of its common stock to be issued pursuant to a Standby Equity Distribution Plan (the “Plan”).  The Company is filing this Post-Effective Amendment in accordance with the undertaking contained in that registration statement to deregister any and all remaining unsold shares of common stock covered by such registration statement as of the date hereof.  The Company has ceased offering securities under the Plan and no additional securities will be issued thereunder.

SIGNATURES

                Pursuant to the requirements of the Securities Act of 1933 and the provisions of Rule 478 promulgated thereunder, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment No. 3 to Form S-2 on Form S-1 and has duly caused this Post-Effective Amendment No. 3 to be signed on its behalf by the undersigned, thereunto duly authorized, in Beltsville, Maryland on November 9, 2007.

 

SPHERIX INCORPORATED

 

 

 

 

By:

/s/ Claire L. Kruger Claire L. Kruger

 

 

Claire L. Kruger

 

 

Chief Executive Officer and Chief Operating Officer

        Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 3 has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

 

Title

 

 

Date

 

 

 

 

 

 

 

Chief Executive Officer, Chief Operating 

 

 /s/ Claire L. Kruger

 

Officer and Director (Principal Executive

November 9, 2007

Claire L. Kruger

Officer)

 

 

 

 

 

 

 

 /s/ Robert Clayton

 

Chief Financial Officer and Treasurer

November 9, 2007

Robert Clayton

(Principal Financial and Accounting

 

 

Officer)

 

 

 

 

 /s/ Douglas T. Brown

 

Director

November 9, 2007

Douglas T. Brown

 

 

 

 

 

 

 

 

 /s/ A. Paul Cox, Jr. .

 

Director

November 9, 2007

A. Paul Cox, Jr

 

 

 

 

 

 

 

 

 /s/ George S. Creel

 

Director

November 9, 2007

George S. Creel

 

 

 

 

 

 

 

 

 /s/ Gilbert V. Levin

 

Director

November 9, 2007

Gilbert V. Levin

 

 

 

 

 

 /s/ Robert A. Lodder, Jr.

 

President and Director

November 9, 2007

Robert A. Lodder, Jr.

 

 

 

 

 

 

 

 

 /s/ Robert J. Vander Zanden

 

Director

November 9, 2007

Robert J. Vander Zanden

 

 

 

 

 

 

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