-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HitkiqK7xy+bi7ZIPI28u413Sej+79ENS147e8KXV5KyaA6KZDUm9xNfjzbWiTjl bbVgQ5lqDDd7B+am20DUBQ== 0000912057-02-016311.txt : 20020424 0000912057-02-016311.hdr.sgml : 20020424 ACCESSION NUMBER: 0000912057-02-016311 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20020424 EFFECTIVENESS DATE: 20020424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPHERIX INC CENTRAL INDEX KEY: 0000012239 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 520849320 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-86822 FILM NUMBER: 02619196 BUSINESS ADDRESS: STREET 1: 12051 INDIAN CREEK CT CITY: BELTSVILLE STATE: MD ZIP: 20705 BUSINESS PHONE: 3014193900 MAIL ADDRESS: STREET 1: 12051 INDIAN CREEK COURT CITY: BELTSVILLE STATE: MD ZIP: 20705 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIOSPHERICS RESEARCH INC DATE OF NAME CHANGE: 19720404 S-8 1 a2077426zs-8.htm S-8
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As filed with the Securities and Exchange Commission on April 24, 2002.

Registration No.                



SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM S-8

REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933


SPHERIX INCORPORATED
(formerly Biospherics Incorporated
(Exact name of registrant as specified in its charter)

Delaware   52-0849320    
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification Number)
   

12051 Indian Creek Court, Beltsville, Maryland

 

20705

 

 
(Address of Registrant's Principal Executive Offices)   (Zip Code)    

1997 STOCK OPTION PLAN
(Full title of the plan)

    Name, address and telephone
number of agent for service:
  Please send copies
of all communications to:

 

 

Dr. Gilbert V. Levin
Chief Executive Officer
Spherix Incorporated
12051 Indian Creek Court
Beltsville, Maryland 20705
(301) 419-3900

 

James E. Baker, Jr., Esq.
Baxter, Baker, Sidle, Conn & Jones, P.A.
120 E. Baltimore Street, Suite 2100
Baltimore, Maryland 21202-1643
(410) 385-8122

CALCULATION OF REGISTRATION FEE


Title of
Securities to
be Registered

  Amount to
be Registered

  Proposed Maximum
Offering Price
Per Share Price(1)

  Proposed Maximum
Aggregate
Offering Price(1)

  Amount of
Registration Fee(1)


Common Stock, par value $.005 per share   600,000 shares   $7.13   $4,278,000   $1,069

(1)
Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457 under the Securities Act based on a price of $7.13 per share, the last sales price of the Common Stock of Registrant on April 18, 2002, as reported on the NASDAQ National Market System.





PART II.    INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Item 3.    Incorporation of Certain Documents by Reference

        The contents of the Registrant's Registration Statement on Form S-8, previously filed with the Securities and Exchange Commission (File No. 333-66053) are hereby incorporated by reference. This Registration Statement registers additional securities of the same class as the securities registered by such prior registration statement, and the securities registered hereby will be issued pursuant to the 1997 Stock Option Plan referred to in such prior registration statement.


Item 8.    Exhibits

        See Exhibit Index immediately following the signature page.

2




SIGNATURES

        Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Beltsville, State of Maryland, on April 12, 2002.

  SPHERIX INCORPORATED

 

By:

 

/s/  
GILBERT V. LEVIN      
Gilbert V. Levin,
Chair, CEO, and Treasurer

 

By:

 

/s/  
RICHARD C. LEVIN      
Richard C. Levin,
CFO & VP Administration

 

By:

 

/s/  
ROBERT L. CLAYTON      
Robert L. Clayton,
Controller

3


        Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

Signature

  Title
  Date

/s/  
DAVID H. AFFELDT      
David H. Affeldt

 

Director

 

April 12, 2002

/s/  
LIONEL V. BALDWIN      
Lionel V. Baldwin

 

Director

 

April 12, 2002

/s/  
THOMAS W. GANTT      
Thomas W. Gantt

 

Director

 

April 12, 2002

/s/  
GILBERT V. LEVIN      
Gilbert V. Levin

 

Director

 

April 12, 2002

/s/  
M. KAREN LEVIN      
M. Karen Levin

 

Director

 

April 12, 2002

/s/  
ANNE S. MACLEOD      
Anne S. MacLeod

 

Director

 

April 12, 2002

/s/  
THOMAS G. MOORE      
Thomas G. Moore

 

Director

 

April 12, 2002

/s/  
DEBORAH S. STREB      
Deborah S. Streb

 

Director

 

April 12, 2002

4



EXHIBIT INDEX

Exhibit No.
  Description of Exhibits

4.1   1997 Stock Option Plan (incorporated by reference from the Registrant's Annual Proxy Statement for its May 15, 1998 Annual Meeting, File No. 000-05576)

4.2

 

Amendment No. 1 to 1997 Stock Option Plan (incorporated by reference from the Registrant's Annual Proxy Statement for its May 15, 2001 Annual Meeting, File No. 000-05576)

5

 

Opinion of Baxter, Baker, Sidle, Conn & Jones, P.A.

23.1

 

Consent of Baxter, Baker, Sidle Conn & Jones, P.A. (contained in Exhibit 5)

23.2

 

Consent of Independent Certified Public Accountants

5




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SIGNATURES
EXHIBIT INDEX
EX-5 3 a2077426zex-5.htm EXHIBIT 5
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EXHIBIT 5

        Baxter, Baker, Sidle, Conn & Jones, P.A.
Attorneys at Law
120 E. Baltimore Street, Suite 2100
Baltimore, Maryland 21202-1643

James E. Baker, Jr.
Direct Line (410) 385-8122
e-mail: jeb@bbsclaw.com
  Telephone (410) 230-3800
Facsimile (410) 230-3801

April 12, 2002

Spherix Incorporated
12051 Indian Creek Court
Beltsville, Maryland 20705

Ladies and Gentlemen:

        We have acted as counsel to Spherix Incorporated, a Delaware corporation (the "Company"), in connection with the registration under the Securities Act of 1933 of 600,000 shares of Common Stock of the Company, $0.005 par value per share, pursuant to a Registration Statement on Form S-8 to be filed with the Securities and Exchange Commission (the "Registration Statement").

        In rendering the opinions contained herein, we have examined originals or photostatic or certified copies of all certificates, documents, agreements and other instruments as we have deemed appropriate.

        Based upon the foregoing, we are of the opinion that each of the 600,000 shares of the Common Stock of the Company covered by the Registration Statement, when issued by the Company in accordance with Amendment No. 1 to 1997 Stock Option Plan, and for not less than the par value thereof, will be duly authorized, validly issued, fully paid and nonassessable.

        Please note that we are opining only as to the matters expressly set forth herein, and no opinion should be inferred as to any other matters.

        This opinion is furnished by us solely for the benefit of the Company in connection with the filing of the Registration Statement. We consent to the use of this opinion as an exhibit to the Registration Statement.

    Very truly yours,

 

 

Baxter, Baker, Sidle, Conn & Jones, P.A.

 

 

By:

 

/s/  
JAMES E. BAKER      
James E. Baker, Jr., Vice President

JEB/af

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EX-23.3 4 a2077426zex-23_3.htm EXHIBIT 23.3
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EXHIBIT 23.3


Consent of Independent Certified Public Accountants

Spherix Incorporated

        We consent to the incorporation by reference in the registration statement of Spherix Incorporated on Form S-8, of our report dated February 20, 2002, on our audit of the financial statements of Spherix Incorporated as of December 31, 2001, and for the year then ended, which report is included in the Annual Report on Form 10-K.

Grant Thornton LLP

Vienna, Virginia
April 19, 2002

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