0001209191-16-149205.txt : 20161109 0001209191-16-149205.hdr.sgml : 20161109 20161109215511 ACCESSION NUMBER: 0001209191-16-149205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFOBLOX INC CENTRAL INDEX KEY: 0001223862 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 200062867 FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 3111 CORONADO DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-986-4000 MAIL ADDRESS: STREET 1: 3111 CORONADO DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fulton Scott CENTRAL INDEX KEY: 0001606990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35507 FILM NUMBER: 161985727 MAIL ADDRESS: STREET 1: C/O INFOBLOX INC. STREET 2: 3111 CORONADO DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 1 0001223862 INFOBLOX INC BLOX 0001606990 Fulton Scott 3111 CORONADO DRIVE C/O INFOBLOX INC. SANTA CLARA CA 95054 0 1 0 0 EVP, Product Strategy Common Stock 2016-11-07 4 M 0 24659 A 126254 D Common Stock 2016-11-07 4 D 0 14095 D 112159 D Common Stock 2016-11-07 4 D 0 43750 D 68409 D Common Stock 2016-11-07 4 D 0 43750 D 24659 D Common Stock 2016-11-07 4 D 0 12329 D 12330 D Common Stock 2016-11-07 4 D 0 12330 D 0 D Management Stock Unit 2016-11-07 4 M 0 24660 D 2015-09-11 Common Stock 24660 0 D Employee Stock Option (right to buy)(NQ) 13.37 2016-11-07 4 D 0 40000 D 2024-06-10 Common Stock 40000 0 D Employee Stock Option (right to buy)(NQ) 14.54 2016-11-07 4 D 0 10000 D 2024-09-10 Common Stock 10000 0 D Represents 24,660 Management Stock Units (performance rights) that were accelerated pursuant to the Merger Agreement (as defined below). Pursuant to the terms of the Agreement and Plan of Merger, dated September 16, 2016, (the "Merger Agreement"), by and among Delta Holdco, LLC, India Merger Sub, Inc., and Infoblox Inc. ("Issuer"), as of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive $26.50 per share, net to the seller in cash, without interest (the "Merger Consideration"). Includes shares acquired by the Reporting Person under the Issuer's 2012 Employee Stock Purchase Plan and shares from the settlement of restricted stock units ("RSUs") and MSUs issued to the Reporting Person under the Issuer's 2012 Equity Incentive Plan. As of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive the Merger Consideration. Represents 43,750 shares subject to the issuance upon settlement of unvested RSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount in cash equal to the product of the (i) Merger Consideration and (ii) the number of shares of Issuer common stock subject to such unvested RSUs, which shall remain subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, vest and be payable at the same time and on the same vesting schedule as applied to the cancelled unvested RSUs. Represents 43,750 shares subject to the issuance upon settlement of vested restricted stock units, which, upon the Effective Time, were cancelled and converted into the right to receive an amount equal to (i) the number of shares of Issuer common stock subject to such RSUs multiplied by (ii) the Merger Consideration. Represents 12,330 shares subject to the issuance upon settlement of vested MSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount equal to (i) the number of shares of Issuer common stock subject to such MSUs multiplied by (ii) the Merger Consideration. Represents 12,330 shares subject to the issuance upon settlement of unvested MSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount in cash equal to the product of the (i) Merger Consideration and (ii) the number of shares of Issuer common stock subject to such unvested MSUs, which shall remain subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, vest and be payable at the same time and on the same vesting schedule as applied to the cancelled unvested MSUs (without regard to the achievement of any performance metrics). Upon the Effective Time, this option was cancelled and converted into the right to receive an amount equal to (i) the aggregate number of Issuer Common Stock subject to such this option multiplied by (ii) the excess, if any, of the Merger Consideration over the per share exercise price of such the option. Scott J. Fulton, by Stephen Yu, his Attorney-in-Fact 2016-11-09