0001209191-16-149205.txt : 20161109
0001209191-16-149205.hdr.sgml : 20161109
20161109215511
ACCESSION NUMBER: 0001209191-16-149205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161107
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFOBLOX INC
CENTRAL INDEX KEY: 0001223862
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 200062867
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 3111 CORONADO DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-986-4000
MAIL ADDRESS:
STREET 1: 3111 CORONADO DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fulton Scott
CENTRAL INDEX KEY: 0001606990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35507
FILM NUMBER: 161985727
MAIL ADDRESS:
STREET 1: C/O INFOBLOX INC.
STREET 2: 3111 CORONADO DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-07
1
0001223862
INFOBLOX INC
BLOX
0001606990
Fulton Scott
3111 CORONADO DRIVE
C/O INFOBLOX INC.
SANTA CLARA
CA
95054
0
1
0
0
EVP, Product Strategy
Common Stock
2016-11-07
4
M
0
24659
A
126254
D
Common Stock
2016-11-07
4
D
0
14095
D
112159
D
Common Stock
2016-11-07
4
D
0
43750
D
68409
D
Common Stock
2016-11-07
4
D
0
43750
D
24659
D
Common Stock
2016-11-07
4
D
0
12329
D
12330
D
Common Stock
2016-11-07
4
D
0
12330
D
0
D
Management Stock Unit
2016-11-07
4
M
0
24660
D
2015-09-11
Common Stock
24660
0
D
Employee Stock Option (right to buy)(NQ)
13.37
2016-11-07
4
D
0
40000
D
2024-06-10
Common Stock
40000
0
D
Employee Stock Option (right to buy)(NQ)
14.54
2016-11-07
4
D
0
10000
D
2024-09-10
Common Stock
10000
0
D
Represents 24,660 Management Stock Units (performance rights) that were accelerated pursuant to the Merger Agreement (as defined below).
Pursuant to the terms of the Agreement and Plan of Merger, dated September 16, 2016, (the "Merger Agreement"), by and among Delta Holdco, LLC, India Merger Sub, Inc., and Infoblox Inc. ("Issuer"), as of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive $26.50 per share, net to the seller in cash, without interest (the "Merger Consideration").
Includes shares acquired by the Reporting Person under the Issuer's 2012 Employee Stock Purchase Plan and shares from the settlement of restricted stock units ("RSUs") and MSUs issued to the Reporting Person under the Issuer's 2012 Equity Incentive Plan. As of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive the Merger Consideration.
Represents 43,750 shares subject to the issuance upon settlement of unvested RSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount in cash equal to the product of the (i) Merger Consideration and (ii) the number of shares of Issuer common stock subject to such unvested RSUs, which shall remain subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, vest and be payable at the same time and on the same vesting schedule as applied to the cancelled unvested RSUs.
Represents 43,750 shares subject to the issuance upon settlement of vested restricted stock units, which, upon the Effective Time, were cancelled and converted into the right to receive an amount equal to (i) the number of shares of Issuer common stock subject to such RSUs multiplied by (ii) the Merger Consideration.
Represents 12,330 shares subject to the issuance upon settlement of vested MSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount equal to (i) the number of shares of Issuer common stock subject to such MSUs multiplied by (ii) the Merger Consideration.
Represents 12,330 shares subject to the issuance upon settlement of unvested MSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount in cash equal to the product of the (i) Merger Consideration and (ii) the number of shares of Issuer common stock subject to such unvested MSUs, which shall remain subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, vest and be payable at the same time and on the same vesting schedule as applied to the cancelled unvested MSUs (without regard to the achievement of any performance metrics).
Upon the Effective Time, this option was cancelled and converted into the right to receive an amount equal to (i) the aggregate number of Issuer Common Stock subject to such this option multiplied by (ii) the excess, if any, of the Merger Consideration over the per share exercise price of such the option.
Scott J. Fulton, by Stephen Yu, his Attorney-in-Fact
2016-11-09