0001140361-16-055913.txt : 20160301
0001140361-16-055913.hdr.sgml : 20160301
20160301214044
ACCESSION NUMBER: 0001140361-16-055913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160228
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asterias Biotherapeutics, Inc.
CENTRAL INDEX KEY: 0001572552
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 461047971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
BUSINESS PHONE: 510-456-3805
MAIL ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DON M
CENTRAL INDEX KEY: 0001223697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36646
FILM NUMBER: 161475449
MAIL ADDRESS:
STREET 1: 1300 N. KELLOGG DRIVE
STREET 2: SUITE D
CITY: ANAHEIM
STATE: CA
ZIP: 92607
4
1
doc1.xml
FORM 4
X0306
4
2016-02-28
0
0001572552
Asterias Biotherapeutics, Inc.
AST
0001223697
BAILEY DON M
6300 DUMBARTON CIRCLE
FREMONT
CA
94555
1
0
0
0
Stock Options (right to buy)
3.64
2016-02-28
4
A
0
75000
0
A
2016-02-28
2026-02-28
Common Stock
75000
75000
D
The stock options vest over four equal quarterly installments beginning on April 1, 2016, contingent upon continued service on the Board of Directors.
/s/ Don Bailey
2016-03-01