0001427999-24-000005.txt : 20240529
0001427999-24-000005.hdr.sgml : 20240529
20240529121430
ACCESSION NUMBER: 0001427999-24-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240524
FILED AS OF DATE: 20240529
DATE AS OF CHANGE: 20240529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens W. R. Jr.
CENTRAL INDEX KEY: 0001228226
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34956
FILM NUMBER: 24996045
MAIL ADDRESS:
STREET 1: 100 RIVER BLUFF DRIVE
STREET 2: SUITE 500
CITY: LITTLE ROCK
STATE: AR
ZIP: 72202
FORMER NAME:
FORMER CONFORMED NAME: STEPHENS WILTON R JR
DATE OF NAME CHANGE: 20030421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAMPBELL ELIZABETH STEPHENS
CENTRAL INDEX KEY: 0001228225
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34956
FILM NUMBER: 24996046
MAIL ADDRESS:
STREET 1: 100 RIVER BLUFF DRIVE
STREET 2: SUITE 500
CITY: LITTLE ROCK
STATE: AR
ZIP: 72202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Group, LLC
CENTRAL INDEX KEY: 0001427999
ORGANIZATION NAME:
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34956
FILM NUMBER: 24996048
BUSINESS ADDRESS:
STREET 1: 100 RIVER BLUFF DRIVE, SUITE 500
CITY: LITTLE ROCK
STATE: AR
ZIP: 72202
BUSINESS PHONE: 501-377-3401
MAIL ADDRESS:
STREET 1: 100 RIVER BLUFF DRIVE
STREET 2: SUITE 500
CITY: LITTLE ROCK
STATE: AR
ZIP: 72202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SG-1890, LLC
CENTRAL INDEX KEY: 0001422556
ORGANIZATION NAME:
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34956
FILM NUMBER: 24996047
BUSINESS ADDRESS:
STREET 1: 100 RIVER BLUFF DRIVE
STREET 2: SUITE 500
CITY: LITTLE ROCK
STATE: AR
ZIP: 72202
BUSINESS PHONE: 501-377-3401
MAIL ADDRESS:
STREET 1: 100 RIVER BLUFF DRIVE
STREET 2: SUITE 500
CITY: LITTLE ROCK
STATE: AR
ZIP: 72202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNS INC
CENTRAL INDEX KEY: 0001223389
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 061672840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 2445 TECHNOLOGY FOREST BLVD, SUITE 800
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: 9362305881
MAIL ADDRESS:
STREET 1: 2445 TECHNOLOGY FOREST BLVD, SUITE 800
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-05-24
0
0001223389
CONNS INC
CONN
0001427999
Stephens Group, LLC
100 RIVER BLUFF DRIVE
SUITE 500
LITTLE ROCK
AR
72202
0
0
1
0
0001422556
SG-1890, LLC
100 RIVER BLUFF DRIVE
SUITE 500
LITTLE ROCK
AR
72202
0
0
1
0
0001228225
CAMPBELL ELIZABETH STEPHENS
100 RIVER BLUFF DRIVE
SUITE 500
LITTLE ROCK
AR
72202
0
0
1
0
0001228226
Stephens W. R. Jr.
100 RIVER BLUFF DRIVE
SUITE 500
LITTLE ROCK
AR
72202
0
0
1
0
0
Common Stock
4217873
I
See Footnote
Common Stock
72493
I
By W.R. Stephens, Jr. Revocable Trust
Warrant (Right to Buy)
2.794
2024-05-24
4
P
0
672739
0
A
2024-05-24
2024-05-24
Common Stock
672739
672739
D
The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890.
W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust.
The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL.
The warrant will be exercisable from and after the date issued.
The Stephens Group, LLC, /s/ William W. Kilgroe, General Counsel
2024-05-29
SG-1890, LLC, /s/ William W. Kilgroe, Attorney-in-Fact
2024-05-29
Elizabeth S. Campbell, /s/ William W. Kilgroe, Attorney-in-Fact
2024-05-29
W.R. Stephens, Jr., /s/ William W. Kilgroe, Attorney-in-Fact
2024-05-29