0001427999-24-000005.txt : 20240529 0001427999-24-000005.hdr.sgml : 20240529 20240529121430 ACCESSION NUMBER: 0001427999-24-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240524 FILED AS OF DATE: 20240529 DATE AS OF CHANGE: 20240529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens W. R. Jr. CENTRAL INDEX KEY: 0001228226 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34956 FILM NUMBER: 24996045 MAIL ADDRESS: STREET 1: 100 RIVER BLUFF DRIVE STREET 2: SUITE 500 CITY: LITTLE ROCK STATE: AR ZIP: 72202 FORMER NAME: FORMER CONFORMED NAME: STEPHENS WILTON R JR DATE OF NAME CHANGE: 20030421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAMPBELL ELIZABETH STEPHENS CENTRAL INDEX KEY: 0001228225 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34956 FILM NUMBER: 24996046 MAIL ADDRESS: STREET 1: 100 RIVER BLUFF DRIVE STREET 2: SUITE 500 CITY: LITTLE ROCK STATE: AR ZIP: 72202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens Group, LLC CENTRAL INDEX KEY: 0001427999 ORGANIZATION NAME: STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34956 FILM NUMBER: 24996048 BUSINESS ADDRESS: STREET 1: 100 RIVER BLUFF DRIVE, SUITE 500 CITY: LITTLE ROCK STATE: AR ZIP: 72202 BUSINESS PHONE: 501-377-3401 MAIL ADDRESS: STREET 1: 100 RIVER BLUFF DRIVE STREET 2: SUITE 500 CITY: LITTLE ROCK STATE: AR ZIP: 72202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SG-1890, LLC CENTRAL INDEX KEY: 0001422556 ORGANIZATION NAME: FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34956 FILM NUMBER: 24996047 BUSINESS ADDRESS: STREET 1: 100 RIVER BLUFF DRIVE STREET 2: SUITE 500 CITY: LITTLE ROCK STATE: AR ZIP: 72202 BUSINESS PHONE: 501-377-3401 MAIL ADDRESS: STREET 1: 100 RIVER BLUFF DRIVE STREET 2: SUITE 500 CITY: LITTLE ROCK STATE: AR ZIP: 72202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONNS INC CENTRAL INDEX KEY: 0001223389 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 061672840 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD, SUITE 800 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 9362305881 MAIL ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD, SUITE 800 CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-05-24 0 0001223389 CONNS INC CONN 0001427999 Stephens Group, LLC 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK AR 72202 0 0 1 0 0001422556 SG-1890, LLC 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK AR 72202 0 0 1 0 0001228225 CAMPBELL ELIZABETH STEPHENS 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK AR 72202 0 0 1 0 0001228226 Stephens W. R. Jr. 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK AR 72202 0 0 1 0 0 Common Stock 4217873 I See Footnote Common Stock 72493 I By W.R. Stephens, Jr. Revocable Trust Warrant (Right to Buy) 2.794 2024-05-24 4 P 0 672739 0 A 2024-05-24 2024-05-24 Common Stock 672739 672739 D The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890. W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust. The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL. The warrant will be exercisable from and after the date issued. The Stephens Group, LLC, /s/ William W. Kilgroe, General Counsel 2024-05-29 SG-1890, LLC, /s/ William W. Kilgroe, Attorney-in-Fact 2024-05-29 Elizabeth S. Campbell, /s/ William W. Kilgroe, Attorney-in-Fact 2024-05-29 W.R. Stephens, Jr., /s/ William W. Kilgroe, Attorney-in-Fact 2024-05-29