0001228224-17-000002.txt : 20171016 0001228224-17-000002.hdr.sgml : 20171016 20171016175738 ACCESSION NUMBER: 0001228224-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171012 FILED AS OF DATE: 20171016 DATE AS OF CHANGE: 20171016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHENS HARRIET C CENTRAL INDEX KEY: 0001228224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34956 FILM NUMBER: 171139561 MAIL ADDRESS: STREET 1: C/O STEPHENS INC STREET 2: 111 CENTER ST CITY: LITTLE ROCK STATE: AR ZIP: 72201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONNS INC CENTRAL INDEX KEY: 0001223389 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 061672840 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 4055 TECHNOLOGY FOREST BLVD, SUITE 210 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 9362305899 MAIL ADDRESS: STREET 1: 4055 TECHNOLOGY FOREST BLVD, SUITE 210 CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-10-12 0001223389 CONNS INC CONN 0001228224 STEPHENS HARRIET C 111 CENTER STREET LITTLE ROCK AR 72201 0 0 1 0 Common Stock 2017-10-12 4 P 0 30000 25.3593 A 2757920 I By Stephens Investments Holdings LLC Common Stock 2017-10-13 4 P 0 12000 25.5018 A 2769920 I By Stephens Investments Holdings LLC Common Stock 22619 I By Warren Miles Amerine Stephens 2012 Trust Common Stock 385350 I By Warren A. Stephens Grantors Trust Common Stock 285000 I By Warren A. Stephens Roth IRA Common Stock 430000 I By WAS Family Trust One Common Stock 279831 I By Harriet C. Stephens Trust Common Stock 403452 I By Paula W. and John P. Calhoun Family Trust Common Stock 931038 I By Warren and Harriet Stephens Childrens Trust Common Stock 82430 I By Stephens Inc. Common Stock 0 I By WAS Conns Annuity Trust One Common Stock 56633 I By Warren Miles Amerine Stephens 1995 Trust Common Stock 6352 I By Warren Miles Amerine Stephens Trust Common Stock 56633 I By John Calhoun Stephens 1995 Trust Common Stock 6352 I By John Calhoun Stephens Trust Common Stock 56633 I By Laura Whitaker Stephens 1995 Trust Common Stock 6352 I By Laura Whitaker Stephens Trust Common Stock 68706 I By Warren Miles Amerine Stephens Revocable Trust Common Stock 68705 I By John C. Stephens Revocable Trust Common Stock 68705 I By Laura Whitaker Stephens Revocable Trust Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.275 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range. Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.45 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range. Number of shares reported as indirectly owned by Harriet C. Stephens Trust reflects the receipt of 96,548 shares previously reported as indirectly owned by Paula W. & John P. Calhoun Family Trust UID 6/29/2016, a grantor retained annuity trust for the benefit of the children of Warren and Harriet Stephens. Number of shares reported as indirectly owned by Paula W. & John Cahoun Family Trust UID 6/29/2016 reflects the transfer to Harriet C. Stephens Trust of 96,548 shares pursuant to an annuity obligation. Number of shares reported as indirectly owned by WAS Conns Annuity Trust One reflects the gifts by WAS Conns Annuity Trust One of (i) 68,706 shares to Warren Miles Amerine Stephens Revocable Trust, (ii) 68,705 shares to John C. Stephens Revocable Trust, and (iii) 68,705 shares to Laura Whitaker Stephens Revocable Trust. All of such trusts are trusts established for the benefit of reporting person's children. Represents shares previously reported as indirectly owned by WAS Conns Annuity Trust One. Todd Ferguson, attorney in fact for reporting person 2017-10-16