0001437749-21-026222.txt : 20211110 0001437749-21-026222.hdr.sgml : 20211110 20211110194240 ACCESSION NUMBER: 0001437749-21-026222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEEN VICTOR F CENTRAL INDEX KEY: 0001223065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54697 FILM NUMBER: 211398495 MAIL ADDRESS: STREET 1: C/O RESEARCH FRONTIERS INC. STREET 2: 240 CROSSWAYS PARK DRIVE CITY: WOODBURY STATE: NY ZIP: 11797 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORETEC GROUP INC. CENTRAL INDEX KEY: 0001375195 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 JACKSON PLAZA STREET 2: SUITE 1200 CITY: ANN ARBOR STATE: MI ZIP: 48103 BUSINESS PHONE: 918-494-0509 MAIL ADDRESS: STREET 1: 333 JACKSON PLAZA STREET 2: SUITE 1200 CITY: ANN ARBOR STATE: MI ZIP: 48103 FORMER COMPANY: FORMER CONFORMED NAME: 3DICON CORP DATE OF NAME CHANGE: 20060911 4 1 rdgdoc.xml FORM 4 X0306 4 2021-11-08 0001375195 CORETEC GROUP INC. CRTG 0001223065 KEEN VICTOR F C/O THE CORETEC GROUP INC. 333 JACKSON PLAZA, SUITE 1200 ANN ARBOR, MI 48103 1 1 Co-Chairman Common Stock 2021-11-08 4 S 0 8072 0.083 D 3779482 I By Carlton James Ltd Common Stock 2021-11-10 4 S 0 35771 0.073 D 3743711 I By Carlton James Ltd On November 8, 2021, Carlton James Ltd. sold an aggregate of 55,000 shares of common stock in open market transactions at a price per share equal to $0.082875, reducing Mr. Keen's pecuniary interest in the shares held by Carlton James Ltd. by 8,072 shares. On November 10, 2021, Carlton James Ltd. sold an aggregate of 243,737 shares of common stock in open market transactions at a price per share equal to $0.07313, reducing Mr. Keen's pecuniary interest in the shares held by Carlton James Ltd. by 35,771 shares. Represents Reporting Person's pecuniary interest in shares sold and held by Carlton James Ltd. /s/ Victor F. Keen 2021-11-10