0001437749-21-026222.txt : 20211110
0001437749-21-026222.hdr.sgml : 20211110
20211110194240
ACCESSION NUMBER: 0001437749-21-026222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211108
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEEN VICTOR F
CENTRAL INDEX KEY: 0001223065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54697
FILM NUMBER: 211398495
MAIL ADDRESS:
STREET 1: C/O RESEARCH FRONTIERS INC.
STREET 2: 240 CROSSWAYS PARK DRIVE
CITY: WOODBURY
STATE: NY
ZIP: 11797
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORETEC GROUP INC.
CENTRAL INDEX KEY: 0001375195
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 000000000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 JACKSON PLAZA
STREET 2: SUITE 1200
CITY: ANN ARBOR
STATE: MI
ZIP: 48103
BUSINESS PHONE: 918-494-0509
MAIL ADDRESS:
STREET 1: 333 JACKSON PLAZA
STREET 2: SUITE 1200
CITY: ANN ARBOR
STATE: MI
ZIP: 48103
FORMER COMPANY:
FORMER CONFORMED NAME: 3DICON CORP
DATE OF NAME CHANGE: 20060911
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-11-08
0001375195
CORETEC GROUP INC.
CRTG
0001223065
KEEN VICTOR F
C/O THE CORETEC GROUP INC.
333 JACKSON PLAZA, SUITE 1200
ANN ARBOR,
MI
48103
1
1
Co-Chairman
Common Stock
2021-11-08
4
S
0
8072
0.083
D
3779482
I
By Carlton James Ltd
Common Stock
2021-11-10
4
S
0
35771
0.073
D
3743711
I
By Carlton James Ltd
On November 8, 2021, Carlton James Ltd. sold an aggregate of 55,000 shares of common stock in open market transactions at a price per share equal to $0.082875, reducing Mr. Keen's pecuniary interest in the shares held by Carlton James Ltd. by 8,072 shares.
On November 10, 2021, Carlton James Ltd. sold an aggregate of 243,737 shares of common stock in open market transactions at a price per share equal to $0.07313, reducing Mr. Keen's pecuniary interest in the shares held by Carlton James Ltd. by 35,771 shares.
Represents Reporting Person's pecuniary interest in shares sold and held by Carlton James Ltd.
/s/ Victor F. Keen
2021-11-10