0001144204-16-090560.txt : 20160328
0001144204-16-090560.hdr.sgml : 20160328
20160328150759
ACCESSION NUMBER: 0001144204-16-090560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160324
FILED AS OF DATE: 20160328
DATE AS OF CHANGE: 20160328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3DICON CORP
CENTRAL INDEX KEY: 0001375195
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 000000000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6804 SOUTH CANTON AVENUE
STREET 2: SUITE 150
CITY: TULSA
STATE: OK
ZIP: 74136
BUSINESS PHONE: (918) 494-0505
MAIL ADDRESS:
STREET 1: 6804 SOUTH CANTON AVENUE
STREET 2: SUITE 150
CITY: TULSA
STATE: OK
ZIP: 74136
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEEN VICTOR F
CENTRAL INDEX KEY: 0001223065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54697
FILM NUMBER: 161532046
4
1
v435371_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-24
0
0001375195
3DICON CORP
TDCP
0001223065
KEEN VICTOR F
C/O 3DICON CORPORATION, 6804 SOUTH
CANTON AVENUE, SUITE 150
TULSA
OK
74136
1
1
1
0
Chief Executive Officer
Series B Convertible Preferred Stock
2016-03-24
4
A
0
1193582
A
2016-03-24
Common Stock
2284515948
1193582
D
Each share of Series B Convertible Preferred Stock is convertible into 1,914 shares of common stock.
Pursuant to certain Securities Purchase Agreements dated December 11, 2015, 3DIcon Corporation (the "Company") had agreed to issue, and on March 24, 2016 issued, to certain officers, directors, consultants and service providers (collectively, "Recipients") and the Recipients had agreed to accept, and on March 24, 2016 received, shares of Series B Preferred Stock in consideration for the satisfaction, in lieu of cash payment, of an aggregate of $1,105,402.72 owed by the Company to the Recipients. Among the Recipients was the Reporting Person, the Company's Chief Executive Officer, who received 1,193,582 shares of Series B Preferred in satisfaction of $685,354.62 owed to him under certain notes, in connection with certain advances he provided to the Company and for services he provided to the Company.
None.
The price of the derivative security was not determined for this transaction as the issuance reported was made in consideration for the settlement of amounts owed to the Reporting Person.
/s/ Victor F. Keen
2016-03-28