0001144204-15-015992.txt : 20150313 0001144204-15-015992.hdr.sgml : 20150313 20150313164947 ACCESSION NUMBER: 0001144204-15-015992 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3DICON CORP CENTRAL INDEX KEY: 0001375195 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: (918) 494-0505 MAIL ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEEN VICTOR F CENTRAL INDEX KEY: 0001223065 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54697 FILM NUMBER: 15699962 5 1 v404227_form5.xml OWNERSHIP DOCUMENT X0306 5 2014-12-31 0 0 1 0001375195 3DICON CORP TDCP 0001223065 KEEN VICTOR F C/O 3DICON CORPORATION 6804 SOUTH CANTON AVENUE, SUITE 150 TULSA OK 74136 1 1 1 0 CEO and Director Series A Convertible Preferred Stock 0.01 2014-01-23 4 A 0 L 190000 1.00 A 2015-01-24 Common Stock 19000000 265000 D Warrants to Purchase Common Stock 0.0055 2014-01-23 4 A 0 L 9500000 1.00 A 2015-01-24 2018-01-24 Common Stock 9500000 13250000 D Reporting Person purchased Units at $1.00 per Unit, including 190,000 shares of the Issuer's Series A Convertible Preferred Stock, which are convertible, after 1/24/2015, into 19,000,000 shares of the Issuer's Common Stock and warrants to purchase 9,750,000 shares of the Issuer's Common Stock at an exercise price of $0.0055 per share for a total purchase price of $190,000. None Although reported in the Issuer's Form 8-K filed on January 28, 2014, the filing of a Form 4 reporting the above transaction was inadvertently omitted. /s/ Victor F. Keen 2015-03-13