0001144204-15-015992.txt : 20150313
0001144204-15-015992.hdr.sgml : 20150313
20150313164947
ACCESSION NUMBER: 0001144204-15-015992
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150313
DATE AS OF CHANGE: 20150313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3DICON CORP
CENTRAL INDEX KEY: 0001375195
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 000000000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6804 SOUTH CANTON AVENUE
STREET 2: SUITE 150
CITY: TULSA
STATE: OK
ZIP: 74136
BUSINESS PHONE: (918) 494-0505
MAIL ADDRESS:
STREET 1: 6804 SOUTH CANTON AVENUE
STREET 2: SUITE 150
CITY: TULSA
STATE: OK
ZIP: 74136
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEEN VICTOR F
CENTRAL INDEX KEY: 0001223065
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54697
FILM NUMBER: 15699962
5
1
v404227_form5.xml
OWNERSHIP DOCUMENT
X0306
5
2014-12-31
0
0
1
0001375195
3DICON CORP
TDCP
0001223065
KEEN VICTOR F
C/O 3DICON CORPORATION
6804 SOUTH CANTON AVENUE, SUITE 150
TULSA
OK
74136
1
1
1
0
CEO and Director
Series A Convertible Preferred Stock
0.01
2014-01-23
4
A
0
L
190000
1.00
A
2015-01-24
Common Stock
19000000
265000
D
Warrants to Purchase Common Stock
0.0055
2014-01-23
4
A
0
L
9500000
1.00
A
2015-01-24
2018-01-24
Common Stock
9500000
13250000
D
Reporting Person purchased Units at $1.00 per Unit, including 190,000 shares of the Issuer's Series A Convertible Preferred Stock, which are convertible, after 1/24/2015, into 19,000,000 shares of the Issuer's Common Stock and warrants to purchase 9,750,000 shares of the Issuer's Common Stock at an exercise price of $0.0055 per share for a total purchase price of $190,000.
None
Although reported in the Issuer's Form 8-K filed on January 28, 2014, the filing of a Form 4 reporting the above transaction was inadvertently omitted.
/s/ Victor F. Keen
2015-03-13