0001144204-13-067188.txt : 20131213 0001144204-13-067188.hdr.sgml : 20131213 20131213162549 ACCESSION NUMBER: 0001144204-13-067188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131211 FILED AS OF DATE: 20131213 DATE AS OF CHANGE: 20131213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3DICON CORP CENTRAL INDEX KEY: 0001375195 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: (918) 494-0505 MAIL ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEEN VICTOR F CENTRAL INDEX KEY: 0001223065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54697 FILM NUMBER: 131276480 4 1 v362953_form4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-11 0 0001375195 3DICON CORP TDCP 0001223065 KEEN VICTOR F C/O 3DICON CORPORATION 6804 SOUTH CANTON AVENUE, SUITE 150 TULSA OK 74136 1 1 0 0 Chief Executive Officer Series A Convertible Preferred Stock 2013-12-11 4 A 0 75000 1.00 A 75000 D Series A Convertible Preferred Stock 0.01 2013-12-11 4 A 0 75000 1.00 A 2014-12-12 Common Stock 7500000 75000 D Warrants to Purchase Common Stock 0.0055 2013-12-11 4 A 0 3750000 1.00 A 2014-12-11 Common Stock 3750000 3750000 D Reporting Person purchased Units at $1.00 per Unit, including 75,000 shares of the Issuer's Series A Convertible Preferred Stock, which are convertible, after 12/11/2014, into 7,500,000 shares of the Issuer's Common Stock and warrants to purchase 3,750,000 shares of the Issuer's Common Stock at an exercise price of $0.0055 per share for a total purchase price of $75,000. None /s/ Victor Keen 2013-12-12