0001048703-19-000075.txt : 20190911
0001048703-19-000075.hdr.sgml : 20190911
20190911162254
ACCESSION NUMBER: 0001048703-19-000075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190823
FILED AS OF DATE: 20190911
DATE AS OF CHANGE: 20190911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KARPUS GEORGE W
CENTRAL INDEX KEY: 0001223048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21751
FILM NUMBER: 191088547
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lazard World Dividend & Income Fund, Inc.
CENTRAL INDEX KEY: 0001323206
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 212.632.6000
MAIL ADDRESS:
STREET 1: 30 ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10112
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-08-23
1
0001323206
Lazard World Dividend & Income Fund, Inc.
LOR
0001223048
KARPUS GEORGE W
C/O KARPUS INVESTMENT MANAGEMENT
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
1
0
Common Stock
2019-08-23
4
S
0
23288
10.04
D
24803
D
Common Stock
2019-08-28
4
S
0
1000
9.07
D
23803
D
This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest.
Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares.
See attached "Footnotes" page.
George W. Kaprus
2019-06-13