0001048703-19-000075.txt : 20190911 0001048703-19-000075.hdr.sgml : 20190911 20190911162254 ACCESSION NUMBER: 0001048703-19-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190823 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARPUS GEORGE W CENTRAL INDEX KEY: 0001223048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21751 FILM NUMBER: 191088547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard World Dividend & Income Fund, Inc. CENTRAL INDEX KEY: 0001323206 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 212.632.6000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-08-23 1 0001323206 Lazard World Dividend & Income Fund, Inc. LOR 0001223048 KARPUS GEORGE W C/O KARPUS INVESTMENT MANAGEMENT 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 1 0 Common Stock 2019-08-23 4 S 0 23288 10.04 D 24803 D Common Stock 2019-08-28 4 S 0 1000 9.07 D 23803 D This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest. Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares. See attached "Footnotes" page. George W. Kaprus 2019-06-13