0000921895-20-002609.txt : 20201014
0000921895-20-002609.hdr.sgml : 20201014
20201014203547
ACCESSION NUMBER: 0000921895-20-002609
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201001
FILED AS OF DATE: 20201014
DATE AS OF CHANGE: 20201014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KARPUS GEORGE W
CENTRAL INDEX KEY: 0001223048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21636
FILM NUMBER: 201240141
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND
CENTRAL INDEX KEY: 0001302624
IRS NUMBER: 736357662
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
4
1
form410740fam_10142020.xml
OWNERSHIP DOCUMENT
X0306
4
2020-10-01
1
0001302624
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND
FAM
0001223048
KARPUS GEORGE W
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
0
1
See Explanation of Responses
Common Stock
5996
D
This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately.
As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI.
/s/ George W. Karpus
2020-10-14