0001140361-15-025498.txt : 20150626 0001140361-15-025498.hdr.sgml : 20150626 20150626110612 ACCESSION NUMBER: 0001140361-15-025498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150624 FILED AS OF DATE: 20150626 DATE AS OF CHANGE: 20150626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLERMAN GERALD CENTRAL INDEX KEY: 0001222911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 15953867 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 4 1 doc1.xml FORM 4 X0306 4 2015-06-24 0 0001494448 IMPERIAL HOLDINGS, INC. IFT 0001222911 HELLERMAN GERALD C/O IMPERIAL HOLDINGS, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 1 0 0 0 Common Stock 2015-06-24 4 M 0 5284 5.75 A 20777 D Common Stock 2015-06-24 4 M 0 5375 5.75 A 26875 I By IRA/SEP Account Common Stock 3500 I By IRA Account Common Stock 2000 I By Spouse Subscription Rights (Rights to Buy) 5.75 2015-06-24 4 M 0 5284 0 D 2015-05-26 2015-06-15 Common Stock 5284 0 D Subscription Rights (Rights to Buy) 5.75 2015-06-24 4 M 0 5375 0 D 2015-05-26 2015-06-15 Common Stock 5375 0 I By IRA/SEP Account /s/ Michael B. Kirwan, Attorney-in-Fact for Gerald Hellerman 2015-06-26