0001140361-15-025498.txt : 20150626
0001140361-15-025498.hdr.sgml : 20150626
20150626110612
ACCESSION NUMBER: 0001140361-15-025498
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150624
FILED AS OF DATE: 20150626
DATE AS OF CHANGE: 20150626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERIAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, Inc.
DATE OF NAME CHANGE: 20110211
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLERMAN GERALD
CENTRAL INDEX KEY: 0001222911
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 15953867
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS INC.
STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
4
1
doc1.xml
FORM 4
X0306
4
2015-06-24
0
0001494448
IMPERIAL HOLDINGS, INC.
IFT
0001222911
HELLERMAN GERALD
C/O IMPERIAL HOLDINGS, INC.
5355 TOWN CENTER ROAD, SUITE 701
BOCA RATON
FL
33486
1
0
0
0
Common Stock
2015-06-24
4
M
0
5284
5.75
A
20777
D
Common Stock
2015-06-24
4
M
0
5375
5.75
A
26875
I
By IRA/SEP Account
Common Stock
3500
I
By IRA Account
Common Stock
2000
I
By Spouse
Subscription Rights (Rights to Buy)
5.75
2015-06-24
4
M
0
5284
0
D
2015-05-26
2015-06-15
Common Stock
5284
0
D
Subscription Rights (Rights to Buy)
5.75
2015-06-24
4
M
0
5375
0
D
2015-05-26
2015-06-15
Common Stock
5375
0
I
By IRA/SEP Account
/s/ Michael B. Kirwan, Attorney-in-Fact for Gerald Hellerman
2015-06-26