0001181431-13-021119.txt : 20130405
0001181431-13-021119.hdr.sgml : 20130405
20130405113316
ACCESSION NUMBER: 0001181431-13-021119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130405
FILED AS OF DATE: 20130405
DATE AS OF CHANGE: 20130405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL PROPERTIES OF AMERICA, INC.
CENTRAL INDEX KEY: 0001222840
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 421579325
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O RETAIL PROPERTIES OF AMERICA, INC.
STREET 2: 2021 SPRING ROAD, SUITE 200
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 630 634-4200
MAIL ADDRESS:
STREET 1: 2021 SPRING ROAD, SUITE 200
CITY: OAK BROOK
STATE: IL
ZIP: 60523
FORMER COMPANY:
FORMER CONFORMED NAME: INLAND WESTERN RETAIL REAL ESTATE TRUST INC
DATE OF NAME CHANGE: 20030313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAUVREAU PAUL
CENTRAL INDEX KEY: 0001265984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35481
FILM NUMBER: 13744862
MAIL ADDRESS:
STREET 1: RETAIL PROPERTIES OF AMERICA, INC.
STREET 2: 2901 BUTTERFIELD ROAD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
4
1
rrd375455.xml
X0306
4
2013-04-05
0
0001222840
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
0001265984
GAUVREAU PAUL
2021 SPRING ROAD, SUITE 200
OAK BROOK
IL
60523
1
0
0
0
Class A common stock
2013-04-05
4
C
0
11173
A
33519
D
Class B-2 common stock
2013-04-05
4
C
0
11173
D
Class A common stock
11173
0
D
Class A common stock option (right to buy)
22.375
2013-04-05
4
C
0
50
0
A
2006-06-08
2014-06-07
Class A common stock
50
50
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
50
0
D
2006-06-08
2014-06-07
Class B-2 common stock
50
0
D
Class A common stock option (right to buy)
22.375
2013-04-05
4
C
0
50
0
A
2007-06-07
2015-06-06
Class A common stock
50
50
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
50
0
D
2007-06-07
2015-06-06
Class B-2 common
50
0
D
Class A common stock option (right to buy)
25.00
2013-04-05
4
C
0
50
0
A
2008-10-10
2016-10-09
Class A common stock
50
50
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
50
0
D
2008-10-10
2016-10-09
Class B-2 common stock
50
0
D
Class A common stock option (right to buy)
25.00
2013-04-05
4
C
0
50
0
A
2009-11-13
2017-11-12
Class A common stock
50
50
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
50
0
D
2009-11-13
2017-11-12
Class B-2 common stock
50
0
D
Class A common stock (right to buy)
25.00
2013-04-05
4
C
0
500
0
A
2010-10-14
2018-10-13
Class A common stock
500
500
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
500
0
D
2010-10-14
2018-10-13
Class B-2 common stock
500
0
D
Class A common stock option (right to buy)
21.25
2013-04-05
4
C
0
500
0
A
2011-10-13
2019-10-12
Class A commons stock
500
500
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
500
0
D
2011-10-13
2019-10-12
Class B-2 common stock
500
0
D
Class A common stock (right to buy)
17.125
2013-04-05
4
C
0
500
0
A
2012-10-12
2020-10-11
Class A common stock
500
500
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
500
0
D
2012-10-12
2020-10-11
Class B-2 common stock
500
0
D
Class A common stock option (right to buy)
17.375
2013-04-05
4
C
0
500
0
A
2013-10-11
2021-10-10
Class A common stock
500
500
D
Class B-2 common stock option (right to buy)
2013-04-05
4
C
0
500
0
D
2013-10-11
2021-10-10
Class B-2 common stock
500
0
D
In March 2012, Retail Properties of America, Inc. effectuated a reverse split of its then outstanding common stock, redesignated its common stock as Class A common stock, and subsequently paid a stock dividend pursuant to which each outstanding share of Class A common stock received one share each of Class B-1, Class B-2, and Class B-3 common stock. The net result was each previously outstanding share of common stock converted into 1/10 of a share of each of Class A, Class B-1, Class B-2, and Class B-3 common stock and each option to buy a previously outstanding share of common stock being converted into an option to buy 1/10 of a share of each of Class A, Class B-1, Class B-2, and Class B-3 common stock. On April 5, 2013, the Class B-2 common stock automatically converted into Class A common stock on a one-for-one basis and options to buy shares of Class B-2 common stock automatically converted into options to buy an equal number of shares of Class A common stock.
Converted from shares of Class B-2 common stock into Class A common stock on a one-for-one basis.
The Class B-2 common stock automatically converted into Class A common stock on April 5, 2013 on a one-for-one basis.
Converted from an option to buy shares of Class B-2 common stock into an option to buy an equal number of shares of Class A common stock.
/s/ Dennis K. Holland, attorney in fact
2013-04-05