0001181431-12-054356.txt : 20121010 0001181431-12-054356.hdr.sgml : 20121010 20121010185634 ACCESSION NUMBER: 0001181431-12-054356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121005 FILED AS OF DATE: 20121010 DATE AS OF CHANGE: 20121010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Imperiale Richard P CENTRAL INDEX KEY: 0001311618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35481 FILM NUMBER: 121138623 MAIL ADDRESS: STREET 1: RETAIL PROPERTIES OF AMERICA, INC. STREET 2: 2901 BUTTERFIELD ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER NAME: FORMER CONFORMED NAME: Imperaile Richard P DATE OF NAME CHANGE: 20041215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RETAIL PROPERTIES OF AMERICA, INC. CENTRAL INDEX KEY: 0001222840 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 421579325 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O RETAIL PROPERTIES OF AMERICA, INC. STREET 2: 2901 BUTTERFIELD ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 630 368 2863 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: INLAND WESTERN RETAIL REAL ESTATE TRUST INC DATE OF NAME CHANGE: 20030313 4 1 rrd358088.xml CONVERSION OF B-1 SHARES X0306 4 2012-10-05 0 0001222840 RETAIL PROPERTIES OF AMERICA, INC. RPAI 0001311618 Imperiale Richard P 2901 BUTTERFIELD ROAD OAK BROOK IL 60523 1 0 0 0 Class A common stock option (right to buy) 25.00 2012-10-05 4 C 0 500 0 A 2017-12-31 Class A common stock 500 500 D Class B-1 common stock option (right to buy) 2012-10-05 4 C 0 500 0 D 2017-12-31 Class B-1 common stock 500 0 D Class A common stock option (right to buy) 25.00 2012-10-05 4 C 0 500 0 A 2010-10-14 2018-10-13 Class A common stock 500 500 D Class B-1 common stock option (right to buy) 2012-10-05 4 C 0 500 0 D 2010-10-14 2018-10-13 Class B-1 common stock 500 0 D Class A common stock option (right to buy) 21.25 2012-10-05 4 C 0 500 0 A 2011-10-13 2019-10-12 Class A common stock 500 500 D Class B-1 common stock option (right to buy) 2012-10-05 4 C 0 500 0 D 2011-10-13 2019-10-12 Class B-1 common stock 500 0 D Class A common stock option (right to buy) 17.125 2012-10-05 4 C 0 500 0 A 2012-10-12 2020-10-11 Class A common stock 500 500 D Class B-1 common stock option (right to buy) 2012-10-05 4 C 0 500 0 D 2012-10-12 2020-10-11 Class B-1 common stock 500 0 D Class A common stock option (right to buy) 17.375 2012-10-05 4 C 0 500 0 A 2013-10-11 2021-10-10 Class A common stock 500 500 D Class B-1 common stock option (right to buy) 2012-10-05 4 C 0 500 0 D 2013-10-11 2021-10-10 Class B-1 common stock 500 0 D In March 2012, Retail Properties of America, Inc. effectuated a reverse split of its then outstanding common stock, redesignated its common stock as Class A common stock, and subsequently paid a stock dividend pursuant to which each outstanding share of Class A common stock received one share each of Class B-1, Class B-2, and Class B-3 common stock. The net result was each previously outstanding share of common stock converted into 1/10 of a share of each of Class A, Class B-1, Class B-2, and Class B-3 common stock and each option to buy a previously outstanding share of common stock being converted into an option to buy 1/10 of a share of each of Class A, Class B-1, Class B-2, and Class B-3 common stock. On October 5, 2012, the Class B-1 common stock automatically converted into Class A common stock on a one-for-one basis and options to buy shares of Class B-1 common stock automatically converted into options to buy an equal number of shares of Class A common stock. Converted from an option to buy shares of Class B-1 common stock into an option to buy an equal number of shares of Class A common stock. One third became exercisable on each of January 1, 2008, January 1, 2009 and January 1, 2010. /s/ Dennis K. Holland, attorney in fact 2012-10-10