0001222765-24-000004.txt : 20240213 0001222765-24-000004.hdr.sgml : 20240213 20240213155734 ACCESSION NUMBER: 0001222765-24-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 ORGANIZATION NAME: IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 24625464 BUSINESS ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-584-2367 MAIL ADDRESS: STREET 1: 41 MADISON AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001222765 XXXXXXXX 12-31-2023 12-31-2023 false WATER ISLAND CAPITAL LLC

41 Madison Avenue 42nd Floor New York NY 10010

13F HOLDINGS REPORT 028-10693 N Philip E. Channen 646-727-4463 Philip E. Channen New York NY 02-13-2023 0 57 976299 INFORMATION TABLE 2 infotable.xml ALBERTSONS COS INC Equity 013091103 38793 1686669 SH SOLE 1686669 0 0 ALTERYX INC Equity 02156B103 36960 783720 SH SOLE 783720 0 0 AMEDISYS INC Equity 023436108 67559 710697 SH SOLE 710697 0 0 AMERICAN NATL BANKSHARES INC Equity 027745108 260 5339 SH SOLE 5339 0 0 BLACKLINE INC Convertible Bond 09239BAD1 2726 3071000 PRN SOLE 3071000 0 0 BLUEGREEN VACATIONS HLDG COR Equity 096308101 17420 231891 SH SOLE 231891 0 0 CAPRI HOLDINGS LIMITED Equity G1890L107 42255 841071 SH SOLE 841071 0 0 CAPSTAR FINL HLDGS INC Equity 14070T102 815 43480 SH SOLE 43480 0 0 CEREVEL THERAPEUTICS HLDNG I Equity 15678U128 24935 588100 SH SOLE 588100 0 0 CHICOS FAS INC Equity 168615102 3095 408359 SH SOLE 408359 0 0 CONSOLIDATED COMM HLDGS INC Equity 209034107 491 112845 SH SOLE 112845 0 0 CROWN CASTLE INC Equity 22822V101 703 6102 SH SOLE 6102 0 0 CAESARS ENTERTAINMENT INC NE Equity Call 12769G900 15 20000 SH Call SOLE 20000 0 0 DOCUSIGN INC Corporate Bond 256163AD8 1990 2000000 PRN SOLE 2000000 0 0 EAGLE BULK SHIPPING INC Equity Y2187A150 5762 104015 SH SOLE 104015 0 0 EAGLE BULK SHIPPING INC Equity Put Y2187A950 14 92300 SH Put SOLE 92300 0 0 ENGAGESMART INC Equity 29283F103 17902 781752 SH SOLE 781752 0 0 EURONAV NV Equity B38564108 27123 1541958 SH SOLE 1541958 0 0 GEN DIGITAL INC Equity Call 668771908 8 20000 SH Call SOLE 20000 0 0 GEN DIGITAL INC Equity Put 668771958 194 482600 SH Put SOLE 482600 0 0 HAWAIIAN HOLDINGS INC Equity 419879101 7953 560086 SH SOLE 560086 0 0 HESS CORP Equity 42809H107 76714 532143 SH SOLE 532143 0 0 ISHARES TR Equity Put 464288953 1 100000 SH Put SOLE 100000 0 0 ICOSAVAX INC Equity 45114M109 13806 876000 SH SOLE 876000 0 0 IMMUNOGEN INC Equity 45253H101 26500 893758 SH SOLE 893758 0 0 KAMAN CORP Convertible Bond 483548AF0 2926 3000000 PRN SOLE 3000000 0 0 KARUNA THERAPEUTICS INC Equity 48576A100 27639 87325 SH SOLE 87325 0 0 MIRATI THERAPEUTICS INC Equity 60468T105 20194 343735 SH SOLE 343735 0 0 NATIONAL WESTN LIFE GROUP IN Equity 638517102 1604 3320 SH SOLE 3320 0 0 OLINK HLDG AB Equity 680710100 41360 1644551 SH SOLE 1644551 0 0 ORCHARD THERAPEUTICS PLC Equity 68570P200 1497 91000 SH SOLE 91000 0 0 PGT INNOVATIONS INC Equity 69336V101 13961 343016 SH SOLE 343016 0 0 PIONEER NAT RES CO Equity 723787107 80576 358308 SH SOLE 358308 0 0 DAVE & BUSTERS ENTMT INC Equity Call 238337909 87 14300 SH Call SOLE 14300 0 0 PNM RES INC Equity 69349H107 12489 300225 SH SOLE 300225 0 0 RAYZEBIO INC Equity 75525N107 14023 225565 SH SOLE 225565 0 0 RINGCENTRAL INC Convertible Bond 76680RAF4 2888 3105000 PRN SOLE 3105000 0 0 ROVER GROUP INC Equity 77936F103 23039 2117588 SH SOLE 2117588 0 0 RPT REALTY Equity 74971D101 27422 2137345 SH SOLE 2137345 0 0 SEAWORLD ENTMT INC Equity Call 81282V900 21 17500 SH Call SOLE 17500 0 0 SILICON MOTION TECHNOLOGY CO Equity 82706C108 23408 382047 SH SOLE 382047 0 0 SOVOS BRANDS INC Equity 84612U107 64778 2940423 SH SOLE 2940423 0 0 SP PLUS CORP Equity 78469C103 10703 208843 SH SOLE 208843 0 0 SP PLUS CORP Equity Call 78469C903 3 50000 SH Call SOLE 50000 0 0 SPIRIT RLTY CAP INC NEW Equity 84860W300 56685 1297440 SH SOLE 1297440 0 0 SPLUNK INC Convertible Bond 848637AF1 8699 8362000 PRN SOLE 8362000 0 0 SPLUNK INC Equity 848637104 73041 479432 SH SOLE 479432 0 0 SPOTIFY USA INC Convertible Bond 84921RAB6 3080 3500000 PRN SOLE 3500000 0 0 BLOCK INC Convertible Bond 852234AF0 1955 2000000 PRN SOLE 2000000 0 0 TELEPHONE & DATA SYS INC Equity Call 879433909 35 50000 SH Call SOLE 50000 0 0 TEXTAINER GROUP HOLDINGS LTD Equity G8766E109 28989 589199 SH SOLE 589199 0 0 UNITED STATES STL CORP NEW Equity 912909108 16061 330143 SH SOLE 330143 0 0 VERINT SYSTEMS INC Convertible Bond 92343XAC4 2636 3000000 PRN SOLE 3000000 0 0 WESTROCK CO Equity 96145D105 760 18316 SH SOLE 18316 0 0 WISDOMTREE INC Convertible Bond 97717PAD6 1456 1500000 PRN SOLE 1500000 0 0 UNITED STATES STL CORP NEW Equity Put 912909958 193 214000 SH Put SOLE 214000 0 0 XEROX HOLDINGS CORP Equity Call 98421M906 97 44500 SH Call SOLE 44500 0 0