0000899243-21-047823.txt : 20211210
0000899243-21-047823.hdr.sgml : 20211210
20211210202009
ACCESSION NUMBER: 0000899243-21-047823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211208
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEUSCHEN DAVID M
CENTRAL INDEX KEY: 0001222726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40284
FILM NUMBER: 211486716
MAIL ADDRESS:
STREET 1: C/O RIVERSTONE HOLDINGS
STREET 2: 712 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAPEYRE PIERRE F JR
CENTRAL INDEX KEY: 0001232151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40284
FILM NUMBER: 211486715
MAIL ADDRESS:
STREET 1: C/O RIVERSTONE HOLDINGS
STREET 2: 712 FIFTH AVENUE 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Decarbonization Plus Acquisition Sponsor III LLC
CENTRAL INDEX KEY: 0001844863
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40284
FILM NUMBER: 211486718
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVE., 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVE., 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIVERSTONE HOLDINGS LLC
CENTRAL INDEX KEY: 0001247497
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40284
FILM NUMBER: 211486717
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-271-6252
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Solid Power, Inc.
CENTRAL INDEX KEY: 0001844862
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 861888095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 486 S. PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: (303) 219-0720
MAIL ADDRESS:
STREET 1: 486 S. PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
FORMER COMPANY:
FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III
DATE OF NAME CHANGE: 20210208
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-08
1
0001844862
Solid Power, Inc.
SLDP
0001844863
Decarbonization Plus Acquisition Sponsor III LLC
C/O RIVERSTONE HOLDINGS LLC
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001247497
RIVERSTONE HOLDINGS LLC
C/O RIVERSTONE HOLDINGS LLC
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001222726
LEUSCHEN DAVID M
C/O RIVERSTONE HOLDINGS LLC
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
1
0
1
0
0001232151
LAPEYRE PIERRE F JR
C/O RIVERSTONE HOLDINGS LLC
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
1
0
1
0
Warrants (right to buy)
11.50
2021-12-08
4
J
0
7367353
1.50
D
2022-03-26
Class A Common Stock
7367353
7367353
I
See footnote
The warrants will expire on December 8, 2026, five years after the completion of the issuer's initial business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.
These warrants represent warrants held by Decarbonization Plus Acquisition Sponsor III LLC that were acquired pursuant to the private placement warrants purchase agreement, dated March 23, 2021. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which controls Decarbonization Plus Acquisition Sponsor III LLC.
Each of Riverstone Holdings LLC, Mr. Leuschen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the securities held directly by Decarbonization Plus Acquisition Sponsor III LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Decarbonization Plus Acquisition Sponsor III LLC, /s/ Peter Haskopoulos, Managing Director
2021-12-10
Riverstone Holdings LLC, /s/ Peter Haskopoulos, Authorized Person
2021-12-10
David M. Leuschen, /s/ Peter Haskopoulos, Attorney-in-fact
2021-12-10
Pierre F. Lapeyre, Jr. /s/ Peter Haskopoulos, Attorney-in-fact
2021-12-10